Prosecution Insights
Last updated: August 17, 2026
Application No. 18/946,914

METHODS FOR RADIO ACCESS NETWORK CONFIGURATION EXPOSURE AND SUBSCRIPTION

Final Rejection §102
Filed
Nov 13, 2024
Examiner
NGUYEN, PHUOC H
Art Unit
2451
Tech Center
2400 — Computer Networks
Assignee
Qualcomm Incorporated
OA Round
2 (Final)
86%
Grant Probability
Favorable
3-4
OA Rounds
1y 0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
706 granted / 819 resolved
+28.2% vs TC avg
Moderate +14% lift
Without
With
+14.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
16 currently pending
Career history
841
Total Applications
across all art units

Statute-Specific Performance

§101
16.6%
-23.4% vs TC avg
§103
31.8%
-8.2% vs TC avg
§102
33.8%
-6.2% vs TC avg
§112
5.5%
-34.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 819 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1, 2, 4-11, 13-20, and 22-29 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Gan et al. (U.S. 2024/0073847 A1). Re claim 1, Gan et al. discloses a network entity comprising a network exposure service (e.g. Figures 1-7) comprising: one or more memories, wherein the one or more memories comprise processor-executable code; and one or more processors coupled with the one or more memories and individually or collectively operable to execute the code to cause the network entity to (e.g. page 2, pars. [0021-0022]): obtain a first request message requesting information associated with one or more radio access network (RAN) configuration states of a RAN (e.g. Figures 3 and 6); output, to at least a second device based at least in part on obtaining the first request message, a first response message indicating that the information associated with the one or more RAN configuration states (e.g. Figure 3; REG_STATE ON (S303)/OFF (S306)) of the RAN is supported (e.g. page 3, par. [0037]); and output based at least in part on outputting the first response message, a notification message or indication comprising a report of the one or more RAN configuration states (e.g. Figure 3; page 3 pars. [0034-0038]). Re claim 2, Gan et al. further discloses output, to a second network entity comprising a subscription service based at least in part on obtaining the first request message from a user equipment (UE), a subscription request message comprising a first identifier associated with the UE (e.g. Figure 3, registration S302), and an indication that notification of the one or more RAN configuration states is requested by the UE (e.g. Figure 3, indication of REG_STATE = OFF (S303) or REG_STATE = ON (S309)); and obtain, from the second network entity based at least in part on outputting the subscription request message, a subscription response message comprising the first identifier and comprising subscription permission information corresponding to at least one of the one or more RAN configuration states, wherein outputting the first response message is based at least in part on the subscription response message (e.g. Figure 3 such as permission such as REG_STATE indication provide permission for subscription/registration, page 3 par. [0037]). Re claim 4, Gan et al. further discloses output, to the RAN based at least in part on obtaining the subscription response message, an activation request message corresponding to the one or more RAN configuration states (e.g. Figure 3; page 3 pars. [0034-0037]); and obtain, from the RAN based at least in part on the activation request message, an activation response message for at least one of the one or more RAN configuration states, wherein outputting the first response message is based at least in part on the activation response message, and wherein the second device comprises a user equipment (UE) (e.g. Figure 3 (S301-S306); page 3 pars. [0034-0039]). Re claim 5, Gan et al. further discloses output, to a second network entity and based at least in part on obtaining the first request message, subscription information corresponding to a user equipment (UE), the second network entity comprising an access and mobility service, and obtain, from the second network entity based at least in part on outputting the subscription information, subscription notification information corresponding to the one or more RAN configuration states and comprising a second identifier corresponding to the RAN (e.g. Figure 3, pages 3-4, pars. [0034-0046]). Re claim 6, Gan et al. further discloses output, to the RAN based at least in part on the second identifier, a second request message requesting the information associated with the one or more RAN configuration states of the RAN, and obtain, from the RAN based at least in part on outputting the second request message to at least the second device, a second response message indicating that the information associated with the one or more RAN configuration states of the RAN is supported, wherein the second device comprises the UE, and wherein outputting the first response message to the UE is based at least in part on obtaining the second response message from the RAN (e.g. Figure 3, pages 3-4, pars. [0034-0046]). Re claim 7, Gan et al. further discloses obtain, from the RAN based at least in part on outputting the first response message, an indication of the report of the one or more RAN configuration states, wherein outputting the notification message or indication is based at least in part on obtaining the indication of the report (e.g. Figure 3, pages 3-4, pars. [0034-0046]). Re claim 8, Gan et al. further discloses the second device comprises the UE, and outputting the first response message to the UE comprises outputting the first response message to the UE via an application function (AF) or a network function (NF), a network exposure service, or any combination thereof, and outputting the first response message is based at least in part on obtaining a second response message from the RAN indicating that the information associated with the one or more RAN configuration states of the RAN is supported (e.g. Figure 3, pages 3-4, pars. [0034-0046]). Re claim 9, Gan et al. further discloses wherein the one or more RAN configuration states comprise a codebook index, an antenna configuration, a beam shape, one or more mobility parameters, a cell activation state, a cell deactivation state, a RAN loading configuration, or any combination thereof (e.g. Figure 3, such as REG_STATE = ON/ OFF). Re claim 10, Gan et al. further discloses wherein the one or more RAN configuration states comprise RAN operation parameters, RAN status information, or both (e.g. Figures 3-7, such as REG_STATE = ON/ OFF). Re claim 11, Gan et al. discloses a user equipment (UE) (e.g. Figures 1-7), comprising: one or more memories, wherein the one or more memories comprise processor-executable code, and one or more processors coupled with the one or more memories and individually or collectively (e.g. page 2, pars. [0021-0022]) operable to execute the code to cause the UE to: transmit, to a network entity, a first request message requesting information associated with one or more radio access network (RAN) configuration states of a RAN (e.g. Figures 3 and 6); receive, from the network entity based at least in part on transmitting the first request message, a first response message indicating that the information associated with the one or more RAN configuration states of the RAN is supported (e.g. Figure 3; REG_STATE ON (S303)/OFF (S306)) of the RAN is supported (e.g. page 3, par. [0037]), and receive, based at least in part on receiving the first response message, a notification message or indication comprising a resport of the one or more RAN configuration states (e.g. Figure 3; page 3 pars. [0034-0038] and [0045-0050]). Re claim 13, Gan et al. further discloses the first request message requests the information associated with a plurality of RAN configuration states of the RAN, and the first response message indicates that a subset of the plurality of RAN configuration states is supported (e.g. Figures 3-7). Re claim 14, Gan et al. further discloses determine the one or more RAN configuration states of the RAN based on one or more conditions at the UE, wherein transmitting the first request message is based at least in part on the determining (e.g. Figure 3, S306 initiate a registration process). Re claim 15, Gan et al. further discloses states comprise a codebook index, an antenna configuration, a beam shape, one or more mobility parameters, a cell activation state, a cell deactivation state, a RAN loading configuration, or any combination thereof (e.g. Figure 3, such as REG_STATE = ON/ OFF). Re claim 16, Gan et al. further discloses the network entity comprises a RAN, a RAN exposure service, a network exposure service, a subscription service, an access and mobility service, or any combination thereof (e.g. Abstract; Figures 1-7). Re claim 17, Gan et al. further discloses transmit a registration message comprising a request to establish service for the UE (e.g. Figure 3); and receive, based at least in part on transmitting the registration message, security context information, wherein transmitting the first request message is based at least in part on obtaining the security context information (e.g. Figure 3, UE send an attach request for registration purposes to the RAN control apparatus equate to ensuring action to authorized activities which can be interpreted as security context information). Re claim 18, Gan et al. further discloses the one or more RAN configuration states comprise RAN operation parameters, RAN status information, or both (e.g. Figures 3-7, such as REG_STATE = ON/ OFF). Re claims 19-29, they are method claims having similar limitations cited in claims 1-12 respectively. Thus, claims 19-29 are also rejected under the same rationale as cited in the rejection of claims 1-12 respectively. Allowable Subject Matter Claims 3 and 21 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Response to Arguments Applicant's arguments filed 05/28/2026 have been fully considered but they are not persuasive. The applicant argues in pages 11-12 for independent claim 1 that the cited reference, particularly Gan et al. (U.S. 2024/0073847 A1) fail to anticipate the amended limitation. The examiner respectfully submits that Gan reference reasonably discloses the amended portion as fully addressed in the rejection above. Gan explicitly describe a RAN control apparatus that manage registration states (including REG_STAGE or equivalent open/closed/ registration states) in response to messages from a base station and information provider (e.g. Figures 3-7 and paragraphs [0034-0038], and [0045-0050]. Gan is not limited to an “internal flag.” The reference teaches that after processing the registration/mapping (controlled by the state), the apparatus outputs control requests or notifications to the base station based on the information and the established correspondence (e.g. Figures 507 and paragraphs [0055-0065, where the RAN intelligent controller (RIC) sends messages back to the base station after state transitions. These outputs effectively report or act upon the RAN configuration/registration states of the User Equipment (UE). Gan discloses obtaining a request, outputting a response indicating support/capability, and then outputting a notification/indication/report regarding the RAN configuration states (via control messages to the base station driven by the registration/state handling process). Applicant’s argument that the state is purely internal is not persuasive, as the state machine explicitly controls external messaging and control actions in the RAN. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to PHUOC H NGUYEN whose telephone number is (571)272-3919. The examiner can normally be reached M-F: 7:30 am -3:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher Parry can be reached at 571-272-8328. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PHUOC H NGUYEN/Primary Examiner, Art Unit 2451
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Prosecution Timeline

Nov 13, 2024
Application Filed
Mar 03, 2026
Non-Final Rejection mailed — §102
May 28, 2026
Response Filed
Jul 21, 2026
Final Rejection mailed — §102 (current)

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Prosecution Projections

3-4
Expected OA Rounds
86%
Grant Probability
99%
With Interview (+14.1%)
2y 10m (~1y 0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 819 resolved cases by this examiner. Grant probability derived from career allowance rate.

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