Prosecution Insights
Last updated: July 17, 2026
Application No. 18/951,350

INTELLIGENT AUTOMATED ASSISTANT IN A HOME ENVIRONMENT

Non-Final OA §103
Filed
Nov 18, 2024
Priority
Jun 09, 2016 — provisional 62/348,015 +3 more
Examiner
SONIFRANK, RICHA MISHRA
Art Unit
Tech Center
Assignee
Apple Inc.
OA Round
1 (Non-Final)
66%
Grant Probability
Favorable
1-2
OA Rounds
1y 4m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
256 granted / 386 resolved
+6.3% vs TC avg
Strong +26% interview lift
Without
With
+25.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
21 currently pending
Career history
415
Total Applications
across all art units

Statute-Specific Performance

§101
3.2%
-36.8% vs TC avg
§103
90.3%
+50.3% vs TC avg
§102
2.7%
-37.3% vs TC avg
§112
3.2%
-36.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 386 resolved cases

Office Action

§103
CTNF 18/951,350 CTNF 89908 Notice of Pre-AIA or AIA Status 07-03-aia AIA 15-10-aia The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA. DETAILED ACTION The office action sent in response to Applicant’s communication received on 11/18/2024 for the application number 18951350. The office hereby acknowledges receipt of the following placed of record in the file: Specification, Abstract, Oath/Declaration and claims. Priority This application is a continuation of U.S. Patent Application Serial No. 17/497,797 filed October 08, 2021, entitled "INTELLIGENT AUTOMATED ASSISTANT IN A HOME ENVIRONMENT," which is a continuation of U.S. Patent Application Serial No. 15/994,795 filed May 31, 2018, entitled "INTELLIGENT AUTOMATED ASSISTANT IN A HOME ENVIRONMENT," which is a continuation of U.S. Patent Application Serial No. 15/274,859, now U.S. Patent No. 10,354,011, filed September 23, 2016, entitled "INTELLIGENT AUTOMATED ASSISTANT IN A HOME ENVIRONMENT," which claims priority to U.S. Provisional Serial No. 62/348,015, filed on June 9, 2016, entitled "INTELLIGENT AUTOMATED ASSISTANT IN A HOME ENVIRONMENT”. Status of the claims Claims 1-17 are presented for examination. Information Disclosure Statement The information disclosure submitted on 2/18/2025, 4/23/2025, 5/2/2025, 4/2/2026, and 6/10/2026 were before the mailing data of the first office action. The /submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Double Patenting 08-33 AIA The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA. A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA/25, or PTO/AIA/26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. 08-34 Claims 1-17 are rejected on the ground of nonstatutory double patenting as being unpatentable over combinations of claims 1-46 of US Patent 10354011 . Although the claims at issue are not identical, they are not patentably distinct from each other. 08-34 Claims 1-17 are rejected on the ground of nonstatutory double patenting as being unpatentable over combinations of claims 1-45 of US Patent 12223282 . Although the claims at issue are not identical, they are not patentably distinct from each other. Examiner’s Note regarding 101 The claims recites a practical application and hence the rejection under 101 is not applicable. Claim Rejections - 35 USC § 103 07-20-aia AIA The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 07-23-aia AIA The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. And KSR, 550 U.S. at 418, 82 USPQ2d at 1396. Exemplary rationales that may support a conclusion of obviousness include: (A) Combining prior art elements according to known methods to yield predictable results; (B) Simple substitution of one known element for another to obtain predictable results; (C) Use of known technique to improve similar devices (methods, or products) in the same way; (D) Applying a known technique to a known device (method, or product) ready for improvement to yield predictable results; (E) "Obvious to try" – choosing from a finite number of identified, predictable solutions, with a reasonable expectation of success; (F) Known work in one field of endeavor may prompt variations of it for use in either the same field or a different one based on design incentives or other market forces if the variations are predictable to one of ordinary skill in the art; (G) Some teaching, suggestion, or motivation in the prior art that would have led one of ordinary skill to modify the prior art reference or to combine prior art reference teachings to arrive at the claimed invention. See MPEP § 2143 for a discussion of the rationales listed above along with examples illustrating how the cited rationales may be used to support a finding of obviousness. See also MPEP § 2144 - § 2144.09 for additional guidance regarding support for obviousness determination. 07-21-aia AIA Claim s 1-6, 8-10, and 13-16 are rejected under 35 U.S.C. 103 as being unpatentable over Nagasaka ( US Pub: 20180349084) and further in view of Faaborg (US 20150370531) Regarding claim 1, Nagasaka teaches an electronic device, comprising: one or more processors; and memory storing one or more programs configured to be executed by the one or more processors, the one or more programs including instructions ( Fig 4 and Fig 6) for: receiving a user request defining a request for a first device of an established location to perform an action ( for e.g. turn on air circulation, Para 0081) and a condition that is required to be satisfied prior to performing the action ( after turning on the air conditioner and close curtains, , Para 0081-0085) ; device is at established location ( the system knows where the devices are located, Para 0048, Fig 1A-B) ;determining, based on the user request and a relative term ( for e.g. hot or cold in terms of setting temperature, Para 0162) , an actionable intent of performing a task with the first device of the established location when an actual value of a sensor satisfies the condition ( close blinds based on air circulation which is based on temperature; where in it is considered that basic user feelings are given to the agent such as “temperature of 28° C. or more means hot” “temperature of 15° C. or less means cold”, “users hate drying” “rain means sad”, and “users hate pollens”. This enables the agent to tune its functions such that the functions match a user that the agent stays together., Para 0162, Para 0081-0085) ; identifying, based on the user request and the data structure, a second device including the senso r ( the thermostat which has a temperature sensor, Fig 9-11) , wherein identifying the second device includes: determining, based on a portion of the user request defining the condition and the location, one or more candidate device characteristic s ( temperature control, Fig 11) and one or more candidate devices including the second device (thermostat, Para 0081-0085, Fig 9-11) ; and identifying the second device based on (1) one or more overlapping device characteristics that are common between the one or more candidate device characteristics and the one or more candidate devices (temperature sensor, Para 0081-0085) and (2) relationships between the one or more candidate devices and the first device (for e.g. turn on ac or the air circulation, Fig 11) ; receiving sensor data from the second device (thermostat having sensor for temperature, Fig 11-13) ; determining, based on the received sensor data, that the actual value of the sensor satisfies the condition (hot or cold based on the temperature, Para 0162); and in accordance with a determination that the actual value of the sensor satisfies the condition, causing the first device to perform the task (for e.g. turn on ac or air circulation etc., Para 0081-0090) Nagasaka does not explicitly teach retrieving a data structure representing a set of devices of the established location identifying devices based on data structure However, Faaborg teach retrieving a data structure representing a set of devices of the established location ( computing device retrieves data structure of contextual information, wherein contextual information has multiple devices stored as a data structure, Para 0031) identifying devices based on data structure ( based on the application and location and the voice command, the device perform the action, Para 0022, 0025, 0031) Nagasaka's base concept uses user intent, conditions/criteria, and device location to execute an action based on a user command. Although Nagasaka generally presumes device locations are known, the claimed invention differs by utilizing a data structure that explicitly represents these locations. Faaborg teaches a comparable concept of retrieving a data structure to command devices. This improves the system by mapping the locations of all different devices, enabling the system to distinguish between them accurately. Faaborg's known improvement could have been applied to Nagasaka before the effective filing date to yield predictable results, such as reducing wasted energy, avoiding parallel-processing problems, and overall improving the user experience. ( Para 0022, Faaborg) Regarding claim 2, Nagasaka modified by Faaborg as above in claim 1, teach wherein the condition is associated with an operating state of the second device (for e.g. turning on the thermostat, Para 0081-0085; data representing the current state of the device, Para 0031) Regarding claim 3, Nagasaka as above in claim 2, teach, wherein the condition comprises a requirement that the operating state of the second device is equal to a reference operating state ( for e.g. turn on or off, Para 0081-0090, Fig 9-13) Regarding claim 4, Nagasaka modified by Faaborg as above in claim 2, teach wherein the condition comprises a requirement that the operating state of the second device transitions from a second reference operating state to a third reference operating state ( change of the state for e.g. on to off or to on based on conditions, Fig 7-13 OR ( light is turned on after predetermined time when the curtain closes, Para 0093; 0126, 0047- an information processing device 10 placed on a shelf in a living room tilts its head such that its eyes faces upward, gradually light its eyes, and displays the current time (scene N11). In addition, a clock in a user's bedroom outputs a predetermined piece of music when the current time becomes the wake-up time (scene N12)) Regarding claim 5, Nagasaka as above in claim 1, teach, wherein the condition comprises a requirement that the actual value is greater than, equal to, or less than a threshold value ( for e.g. hot can mean greater that 28 degrees, Para 0162) . Regarding claim 6, Nagasaka modified by Faaborg as above in claim 5, teach, wherein determining the actionable intent further comprises determining, based on the user request, the threshold value ( for e.g. turn on ac when its hot, Para 0162) Regarding claim 8, Nagasaka as above in claim 1, teach, wherein the sensor data satisfies the condition when the task has been performed less than a predetermined number of times within a predetermined period of time ( for e.g. light turns on within a predetermined amount of time, Para 0093, 0132-0137) Regarding claim 9, Nagasaka as above in claim 1, teach, wherein determining the actionable intent of performing the task includes determining a reference time from the user request, and wherein the sensor data satisfies the condition when a time indicated on the second device is greater than or less than the reference time ( a case where a light is turned on within a predetermined period of time after a user closes curtains, Para 0093, 0132-0137) Regarding claim 10, Nagasaka as above in claim 1, teach, wherein the user request includes one or more ambiguous terms and wherein the condition is defined using the one or more ambiguous terms ( hot or cold, Para 0162) Regarding claim 13, Nagasaka as above in claim 1, teach, wherein the actionable intent is associated with a second condition to be satisfied prior to performing the task (conditions – Fig 9-13) Regarding claim 14, Nagasaka as above in claim 13, teach, wherein satisfying the second condition requires the condition to be satisfied ( fig 9-13) Regarding claim 15, Nagasaka modified by Faaborg as above in claim 13, teach, wherein the one or more programs further include instructions for: receiving second sensor data associated with the second condition; and determining from the received second sensor data whether the second condition is satisfied, wherein the electronic device causes the first device to perform the task in response to determining that the second condition is satisfied ( for e.g. turn on the air circulation or close the curtains etc., Para) 0093; 0126, 0047) Regarding claim 16, rejection analogous to claim 1, are applicable. Regarding claim 17, rejection analogous to claim 1, are applicable . 07-21-aia AIA Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Nagasaka ( US Pub: 20180349084) and further in view of Faaborg (US 20150370531) and further in view of Bell (US 20100066487) Regarding claim 7, Nagasaka modified by Faaborg as above in claim 1, does not teach, wherein the condition is associated with an authentication characteristic of the second device However, Bell teach wherein the condition is associated with an authentication characteristic of the second device (central access system may provide certain keys may be provided access to only certain access points in the system (e.g., a teen's key may access the home door locks but not the car ignition after a particular time of day, Para 0062) It would have been obvious having the teachings of Nagasaka and Faaborg to further incorporate the concept of Bell before effective filing date since It would be advantageous for such a system to "learn" the unique aspects of the user key so that the user key can be employed to authenticate the user with respect to one or more of a variety of locks, security systems and/or access control systems . ( Para 0005, Bell) 07-21-aia AIA Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over Nagasaka ( US Pub: 20180349084) and further in view of Faaborg (US 20150370531) and further in view of Fadell(US 20150097686) Regarding claim 11, Nagasaka modified by Faaborg as above in claim 1, does not teach , wherein the second device includes a brightness sensor and wherein the sensor data includes a brightness of the established location However, Fadell teach wherein the second device includes a brightness sensor and wherein the sensor data includes a brightness of the established location ( The light may be activated based on a user being present in the vicinity of the hazard detector and the brightness level in the ambient environment being less than a threshold level. Other factors, such as a battery charge level and whether a hazard has been detected may be considered when determining whether the light should be illuminated. The light may serve multiple purposes, one of which being to output light when certain conditions are realized., Para 0004, 0024) It would have been obvious to a PHOSITA having the teachings of Nagasaka and Faaborg to further include the concept of Karp before effective filing date, thereby ensuring user safety (Col 1, Fadell ) 07-21-aia AIA Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over Nagasaka ( US Pub: 20180349084) and further in view of Faaborg (US 20150370531) and further in view of Karp (WO 2015200342) Regarding claim 12, Nagasaka modified by Faaborg as above in claim 1, does not teach wherein the second device includes an air quality sensor and wherein the sensor data includes an air quality of the established location However, Karp teach wherein the second device includes an air quality sensor and wherein the sensor data includes an air quality of the established location ( When serving as a localized air monitor/purifier for an occupant, a particular service robot 69 can be considered to be facilitating what can be called a "personal health-area network" for the occupant, with the objective being to keep the air quality in the occupant's immediate space at healthy levels. Alternatively or in conjunction therewith, other health-related functions can be provided, such as monitoring the temperature or heart rate of the occupant (e.g., using finely remote sensors, near-field communication with on-person monitors, etc.). When serving as a localized hazard detector for an occupant, a particular service robot 69 can be considered to be facilitating what can be called a "personal safety-area network" for the occupant, with the objective being to ensure there is no excessive carbon monoxide, smoke, fire, etc., in the immediate space of the occupant. Methods analogous to those described above for personal comfort-area networks in terms of occupant identifying and tracking are likewise applicable for personal health-area network and personal safety-area network embodiments. Para 0115; wherein the wearable electronic device comprises a wearable baby monitor worn by a baby and the processor is configured to: determine, using data from the wearable baby monitor, vital statistics of the baby; and when the vital statistics are in an unhealthy range, provide an alarm trigger to a hazard detector via the message., Clause 22-23) It would have been obvious to a PHOSITA having the teachings of Nagasaka and Faaborg to further include the concept of Karp before effective filing date, thereby rendering the operation of IoT devices a functional mechanism for ensuring user comfor t ( Para 0114-0115) Conclusion 07-96 AIA The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 20150154134 discloses conditions like humidity and ambient light and determine what devices based on these characteristics and location is able to perform the task based on the command at the first device . ( Para 0046, 0053, 0069; Fig 3-5) Any inquiry concerning this communication or earlier communications from the examiner should be directed to Richa Sonifrank whose telephone number is (571)272-5357. The examiner can normally be reached M-T 7AM - 5:30PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Phan Hai can be reached at (571)272-6338. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Richa Sonifrank/Primary Examiner, Art Unit 2654 Application/Control Number: 18/951,350 Page 2 Art Unit: 2654 Application/Control Number: 18/951,350 Page 3 Art Unit: 2654 Application/Control Number: 18/951,350 Page 4 Art Unit: 2654 Application/Control Number: 18/951,350 Page 5 Art Unit: 2654 Application/Control Number: 18/951,350 Page 6 Art Unit: 2654 Application/Control Number: 18/951,350 Page 7 Art Unit: 2654 Application/Control Number: 18/951,350 Page 8 Art Unit: 2654 Application/Control Number: 18/951,350 Page 9 Art Unit: 2654 Application/Control Number: 18/951,350 Page 10 Art Unit: 2654 Application/Control Number: 18/951,350 Page 11 Art Unit: 2654
Read full office action

Prosecution Timeline

Nov 18, 2024
Application Filed
Aug 20, 2025
Response after Non-Final Action
Jun 16, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12676156
ENCODING DEVICE AND ENCODING METHOD, DECODING DEVICE AND DECODING METHOD, AND PROGRAM
2y 8m to grant Granted Jul 07, 2026
Patent 12664183
ONLINE QUESTION ANSWERING, USING READING COMPREHENSION WITH AN ENSEMBLE OF MODELS
4y 11m to grant Granted Jun 23, 2026
Patent 12664973
VOICE DIALOGUE PROCESSING METHOD AND APPARATUS
4y 4m to grant Granted Jun 23, 2026
Patent 12645879
ENTITY RECOGNITION METHODS AND APPARATUSES, ELECTRONIC DEVICES AND STORAGE MEDIA
3y 4m to grant Granted Jun 02, 2026
Patent 12602552
Machine-Learning-Based OKR Generation
3y 0m to grant Granted Apr 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
66%
Grant Probability
92%
With Interview (+25.8%)
3y 0m (~1y 4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 386 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month