Prosecution Insights
Last updated: August 18, 2026
Application No. 18/952,358

POLARIZATION-DIVERSITY OPTICAL POWER SUPPLY

Non-Final OA §DP
Filed
Nov 19, 2024
Priority
Jun 01, 2020 — continuation of 11/621,795 +1 more
Examiner
LEE, JAI M
Art Unit
Tech Center
Assignee
Ciena Corporation
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
375 granted / 486 resolved
+17.2% vs TC avg
Moderate +11% lift
Without
With
+11.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
24 currently pending
Career history
499
Total Applications
across all art units

Statute-Specific Performance

§101
4.0%
-36.0% vs TC avg
§103
53.2%
+13.2% vs TC avg
§102
9.9%
-30.1% vs TC avg
§112
24.1%
-15.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 486 resolved cases

Office Action

§DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-35 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-38 of U.S. Patent No. 12,184,402 B2. Although the claims at issue are not identical, they are not patentably distinct from each other. Regarding claim 1, Claim 1 of Application No. 18/952358 Claim 1 of US Patent No. 12,184,402 B2 An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: a light source configured to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; and a light source and an electronic controller connected to the light source to cause the light source to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; and a polarization combiner connected to receive the first light output and the second light output of the light source at a first input port and a second input port, respectively, the polarization combiner being configured to generate, at a single output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively, a polarization combiner connected to receive the first light output and the second light output of the light source at a first input port and a second input port, respectively, the polarization combiner being configured to generate, at a single output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively, wherein the polarization combiner includes no more than one output port, and is configured to multiplex light in a first polarization state at the first input port onto the first polarization state of light on the output port, and light in a second polarization state at the second input port onto the second polarization state of light on the same output port; wherein the polarization combiner includes no more than one output port, and is configured to multiplex light in a first polarization state at the first input port onto the first polarization state of light on the output port, and light in a second polarization state at the second input port onto the second polarization state of light on the same output port; a transmit module configured to receive the optical output signal irrespective of polarization changes of the optical output signal, the transmit module including at least one optical modulator configured to modulate the optical output signal from the output port of the polarization combiner; and a transmit module configured to receive the optical output signal irrespective of polarization changes of the optical output signal, the transmit module including at least one optical modulator configured to modulate the optical output signal from the output port of the polarization combiner; and an optical fiber that includes one or more sections of non-polarization-maintaining fiber, in which the optical fiber is optically coupled between the output port of the polarization combiner and the transmit module, and an optical fiber that includes one or more sections of non-polarization-maintaining fiber, in which the optical fiber is optically coupled between the output port of the polarization combiner and the transmit module, and the optical fiber is configured to transmit the optical output signal from the output port of the polarization combiner to the transmit module. the optical fiber is configured to transmit the optical output signal from the output port of the polarization combiner to the transmit module. However, Claim 1 of Application No. 18/952358 differs from Claim 1 of U.S. Patent No. 12,184,402 B2 because Claim 1 of Application No. 18/952358 does not include “an electronic controller connected to the light source.” It is clear that all the elements of the application claim 1 are to be found in patent claim 1 (as the application claim 1 fully encompasses patent claim 1). The difference between the application claim 1 and the patent claim 1 lies in the fact that the patent claim includes many more elements and thus much more specific. Thus, the invention of claim 1 of the patent is in effect a “species” of the “generic” invention of the application claim 1. It has been held that the generic invention is “anticipated” by the “species”. See In re Goodman, 29 USPQ2d 2010 (Fed. Cir. 1993). Since application claim 1 is anticipated by claim 1 of the patent, it is not patentably distinct from claim 1 of the patent. Regarding claim 2, Claim 2 of Application No. 18/952358 Claim 2 of US Patent No. 12,184,402 B2 The apparatus of claim 1, wherein the light source comprises an electronic controller configured to cause the first light output and the second light output to be mutually time/frequency orthogonal. The apparatus of claim 1, wherein the electronic controller is configured to cause the first light output and the second light output to be mutually time/frequency orthogonal. Regarding claim 3, Claim 3 of Application No. 18/952358 Claim 3 of US Patent No. 12,184,402 B2 The apparatus of claim 1, wherein the first light output comprises a first continuous-wave optical field at the first optical frequency, and the second light output comprises a second continuous-wave optical field at the second optical frequency. The apparatus of claim 1, wherein the first light output comprises a first continuous-wave optical field at the first optical frequency, and the second light output comprises a second continuous-wave optical field at the second optical frequency. Regarding claim 4, Claim 4 of Application No. 18/952358 Claim 4 of US Patent No. 12,184,402 B2 The apparatus of claim 1, wherein a difference between the first optical frequency and the second optical frequency is approximately an integer multiple of the symbol rate. The apparatus of claim 1, wherein a difference between the first optical frequency and the second optical frequency is approximately an integer multiple of the symbol rate. Regarding claim 5, Claim 5 of Application No. 18/952358 Claim 5 of US Patent No. 12,184,402 B2 The apparatus of claim 1, wherein the first light output comprises a first optical pulse train of a first period, and the second light output comprises a second optical pulse train of the first period. The apparatus of claim 1, wherein the first light output comprises a first optical pulse train of a first period, and the second light output comprises a second optical pulse train of the first period. Regarding claim 6, Claim 6 of Application No. 18/952358 Claim 6 of US Patent No. 12,184,402 B2 The apparatus of claim 5, wherein centers of pulses of the first optical pulse train are temporally aligned with centers of corresponding pulses of the second optical pulse train. The apparatus of claim 5, wherein centers of pulses of the first optical pulse train are temporally aligned with centers of corresponding pulses of the second optical pulse train. Regarding claim 7, Claim 7 of Application No. 18/952358 Claim 7 of US Patent No. 12,184,402 B2 The apparatus of claim 5, wherein centers of pulses of the first optical pulse train are temporally offset from centers of corresponding pulses of the second optical pulse train by a nonzero time shift. The apparatus of claim 5, wherein centers of pulses of the first optical pulse train are temporally offset from centers of corresponding pulses of the second optical pulse train by a nonzero time shift. Regarding claim 8, Claim 8 of Application No. 18/952358 Claim 8 of US Patent No. 12,184,402 B2 The apparatus of claim 5, wherein: a spectrum of the first pulse train has two first optical frequency tones; and a spectrum of the second pulse train has two second optical frequency tones different from the two first optical frequency tones. The apparatus of claim 5, wherein: a spectrum of the first pulse train has two first optical frequency tones; and a spectrum of the second pulse train has two second optical frequency tones different from the two first optical frequency tones. Regarding claim 9, Claim 9 of Application No. 18/952358 Claim 9 of US Patent No. 12,184,402 B2 The apparatus of claim 1, wherein the light source comprises an electronic controller configured to imprint first control information on the first light output of the light source and second control information on the second light output of the light source. The apparatus of claim 1, wherein the electronic controller is further configured to imprint first control information on the first light output of the light source and second control information on the second light output of the light source. Regarding claim 10, Claim 10 of Application No. 18/952358 Claim 10 of US Patent No. 12,184,402 B2 The apparatus of claim 1, wherein the light source comprises a polarization-diversity in-phase/quadrature modulator. The apparatus of claim 1, wherein the light source comprises a polarization-diversity in-phase/quadrature modulator. Regarding claim 11, Claim 11 of Application No. 18/952358 Claim 11 of US Patent No. 12,184,402 B2 The apparatus of claim 10, wherein the polarization-diversity in-phase/quadrature modulator is configured to generate two tones in a first polarization and two tones in a second polarization orthogonal to the first polarization; wherein The apparatus of claim 10, wherein the polarization-diversity in-phase/quadrature modulator is configured to generate two tones in a first polarization and two tones in a second polarization orthogonal to the first polarization; wherein frequency spacing between the two tones in the first polarization and frequency spacing between the two tones in the second polarization are equal to one another; and wherein frequency spacing between the two tones in the first polarization and frequency spacing between the two tones in the second polarization are equal to one another; and wherein frequency spacing between a tone in the first polarization and a tone in the second polarization is an integer multiple of said equal frequency spacing. frequency spacing between a tone in the first polarization and a tone in the second polarization is an integer multiple of said equal frequency spacing. Regarding claim 12, Claim 12 of Application No. 18/952358 Claim 12 of US Patent No. 12,184,402 B2 The apparatus of claim 1, wherein the transmit module comprises: a polarization splitter having an input port thereof optically connected to an end of one of the sections of the optical fiber to receive light of the optical output signal; The apparatus of claim 1, wherein the transmit module comprises: a polarization splitter having an input port thereof optically connected to an end of one of the sections of the optical fiber to receive light of the optical output signal; a first optical data modulator connected to a first output of the polarization splitter; and a first optical data modulator connected to a first output of the polarization splitter; and a second optical data modulator connected to a second output of the polarization splitter. a second optical data modulator connected to a second output of the polarization splitter. Regarding claim 13, Claim 13 of Application No. 18/952358 Claim 13 of US Patent No. 12,184,402 B2 The apparatus of claim 1, wherein the transmit module comprises a polarization splitter having an input port optically connected to an end of one of the sections of the non-polarization-maintaining fiber to receive light of the optical output signal, wherein The apparatus of claim 1, wherein the transmit module comprises a polarization splitter having an input port optically connected to an end of one of the sections of the non-polarization-maintaining fiber to receive light of the optical output signal, wherein the polarization splitter has a first output port and a second output port, and the polarization splitter is configured to perform a substantially equal-power split between the first output port and the second output port regardless of polarization rotations within the one or more sections of non-polarization-maintaining optical fiber between the polarization combiner and the transmit module. the polarization splitter has a first output port and a second output port, and the polarization splitter is configured to perform a substantially equal-power split between the first output port and the second output port regardless of polarization rotations within the one or more sections of non-polarization-maintaining optical fiber between the polarization combiner and the transmit module. Regarding claim 14, Claim 14 of Application No. 18/952358 Claim 14 of US Patent No. 12,184,402 B2 The apparatus of claim 1 wherein the second polarization state at the output port is approximately orthogonal to the first polarization state at the output port. The apparatus of claim 1 wherein the second polarization state at the output port is approximately orthogonal to the first polarization state at the output port. Regarding claim 15, Claim 15 of Application No. 18/952358 Claim 15 of US Patent No. 12,184,402 B2 The apparatus of claim 1 wherein the two orthogonal polarization states at the output port are horizontally and vertically linearly polarized, respectively. The apparatus of claim 1 wherein the two orthogonal polarization states at the output port are horizontally and vertically linearly polarized, respectively. Regarding claim 16, Claim 16 of Application No. 18/952358 Claim 16 of US Patent No. 12,184,402 B2 The apparatus of claim 1 wherein the two orthogonal polarization states at the output port are left-handed and right-handed circularly polarized, respectively. The apparatus of claim 1 wherein the two orthogonal polarization states at the output port are left-handed and right-handed circularly polarized, respectively. Regarding claim 17, Claim 17 of Application No. 18/952358 Claim 17 of US Patent No. 12,184,402 B2 The apparatus of claim 1 wherein the two orthogonal polarization states at the output port are relatively orthogonally, elliptically polarized states. The apparatus of claim 1 wherein the two orthogonal polarization states at the output port are relatively orthogonally, elliptically polarized states. Regarding claim 18, Claim 18 of Application No. 18/952358 Claim 18 of US Patent No. 12,184,402 B2 The apparatus of claim 1 wherein the second polarization state at the second input port is approximately identical to the first polarization state at the first input port. The apparatus of claim 1 wherein the second polarization state at the second input port is approximately identical to the first polarization state at the first input port. Regarding claim 19, Claim 19 of Application No. 18/952358 Claim 27 of US Patent No. 12,184,402 B2 An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: a light source configured to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, a light source and an electronic controller connected to the light source to cause the light source to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; and each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; and a polarization combiner connected to receive the first and second light outputs of the light source at different respective input ports thereof, the polarization combiner being configured to generate, at an output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively, wherein the polarization combiner comprises a polarization-maintaining optical power combiner; a polarization combiner connected to receive the first and second light outputs of the light source at different respective input ports thereof, the polarization combiner being configured to generate, at an output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively, wherein the polarization combiner comprises a polarization-maintaining optical power combiner; a transmit module configured to receive the optical output signal irrespective of polarization changes of the optical output signal, the transmit module including at least one optical modulator configured to modulate the optical output signal from the output port of the polarization combiner; and a transmit module configured to receive the optical output signal irrespective of polarization changes of the optical output signal, the transmit module including at least one optical modulator configured to modulate the optical output signal from the output port of the polarization combiner; and an optical fiber that includes one or more sections of non-polarization-maintaining fiber, in which the optical fiber is optically coupled between the output port of the polarization combiner and the transmit module, and an optical fiber that includes one or more sections of non-polarization-maintaining fiber, in which the optical fiber is optically coupled between the output port of the polarization combiner and the transmit module, and the optical fiber is configured to transmit the optical output signal from the output port of the polarization combiner to the transmit module. the optical fiber is configured to transmit the optical output signal from the output port of the polarization combiner to the transmit module. However, Claim 19 of Application No. 18/952358 differs from Claim 27 of U.S. Patent No. 12,184,402 B2 because Claim 19 of Application No. 18/952358 does not include “an electronic controller connected to the light source.” It is clear that all the elements of the application claim 19 are to be found in patent claim 27 (as the application claim 19 fully encompasses patent claim 27). The difference between the application claim 19 and the patent claim 27 lies in the fact that the patent claim includes many more elements and thus much more specific. Thus, the invention of claim 27 of the patent is in effect a “species” of the “generic” invention of the application claim 19. It has been held that the generic invention is “anticipated” by the “species”. See In re Goodman, 29 USPQ2d 2010 (Fed. Cir. 1993). Since application claim 19 is anticipated by claim 27 of the patent, it is not patentably distinct from claim 27 of the patent. Regarding claim 20 Claim 20 of Application No. 18/952358 Claim 28 of US Patent No. 12,184,402 B2 The apparatus of claim 19 wherein the light source comprises an electronic controller configured to cause the first light output and the second light output to be mutually time/frequency orthogonal. The apparatus of claim 27 wherein the electronic controller is configured to cause the first light output and the second light output to be mutually time/frequency orthogonal. Regarding claim 21, Claim 21 of Application No. 18/952358 Claim 29 of US Patent No. 12,184,402 B2 An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: a light source configured to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; and a light source and an electronic controller connected to the light source to cause the light source to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; and a polarization combiner connected to receive the first and second light outputs of the light source at different respective input ports thereof, the polarization combiner being configured to generate, at an output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively, wherein a polarization combiner connected to receive the first and second light outputs of the light source at different respective input ports thereof, the polarization combiner being configured to generate, at an output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively, wherein the polarization combiner comprises a polarization-maintaining wavelength multiplexer; the polarization combiner comprises a polarization-maintaining wavelength multiplexer; a transmit module configured to receive the optical output signal irrespective of polarization changes of the optical output signal, the transmit module including at least one optical modulator configured to modulate the optical output signal from the output port of the polarization combiner; and a transmit module configured to receive the optical output signal irrespective of polarization changes of the optical output signal, the transmit module including at least one optical modulator configured to modulate the optical output signal from the output port of the polarization combiner; and an optical fiber that includes one or more sections of non-polarization-maintaining fiber, in which the optical fiber is optically coupled between the output port of the polarization combiner and the transmit module, and an optical fiber that includes one or more sections of non-polarization-maintaining fiber, in which the optical fiber is optically coupled between the output port of the polarization combiner and the transmit module, and the optical fiber is configured to transmit the optical output signal from the output port of the polarization combiner to the transmit module. the optical fiber is configured to transmit the optical output signal from the output port of the polarization combiner to the transmit module. However, Claim 21 of Application No. 18/952358 differs from Claim 29 of U.S. Patent No. 12,184,402 B2 because Claim 21 of Application No. 18/952358 does not include “an electronic controller connected to the light source.” It is clear that all the elements of the application claim 21 are to be found in patent claim 29 (as the application claim 21 fully encompasses patent claim 29). The difference between the application claim 21 and the patent claim 29 lies in the fact that the patent claim includes many more elements and thus much more specific. Thus, the invention of claim 29 of the patent is in effect a “species” of the “generic” invention of the application claim 21. It has been held that the generic invention is “anticipated” by the “species”. See In re Goodman, 29 USPQ2d 2010 (Fed. Cir. 1993). Since application claim 21 is anticipated by claim 29 of the patent, it is not patentably distinct from claim 29 of the patent. Regarding claim 22, Claim 22 of Application No. 18/952358 Claim 30 of US Patent No. 12,184,402 B2 The apparatus of claim 21 wherein the light source comprises an electronic controller configured to cause the first light output and the second light output to be mutually time/frequency orthogonal. The apparatus of claim 29 wherein the electronic controller is configured to cause the first light output and the second light output to be mutually time/frequency orthogonal. Regarding claim 23, Claim 23 of Application No. 18/952358 Claim 31 of US Patent No. 12,184,402 B2 An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: a light source configured to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; and a light source and an electronic controller connected to the light source to cause the light source to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; and a polarization combiner connected to receive the first and second light outputs of the light source at different respective input ports thereof, the polarization combiner being configured to generate, at an output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively; a polarization combiner connected to receive the first and second light outputs of the light source at different respective input ports thereof, the polarization combiner being configured to generate, at an output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively; a transmit module configured to receive the optical output signal, the transmit module including at least one optical modulator configured to modulate the optical output signal from the output port of the polarization combiner; and an optical fiber that includes one or more sections of non-polarization-maintaining fiber, in which the optical fiber is optically coupled between the output port of the polarization combiner and the transmit module, and the optical fiber is configured to transmit the optical output signal from the output port of the polarization combiner to the transmit module; wherein a transmit module configured to receive the optical output signal, the transmit module including at least one optical modulator configured to modulate the optical output signal from the output port of the polarization combiner; and an optical fiber that includes one or more sections of non-polarization-maintaining fiber, in which the optical fiber is optically coupled between the output port of the polarization combiner and the transmit module, and the optical fiber is configured to transmit the optical output signal from the output port of the polarization combiner to the transmit module; wherein the transmit module comprises a polarization splitter having an input port optically connected to an end of one of the sections of the non-polarization-maintaining fiber to receive light of the optical output signal, and wherein the polarization splitter has a first output port and a second output port, and the transmit module comprises a polarization splitter having an input port optically connected to an end of one of the sections of the non-polarization-maintaining fiber to receive light of the optical output signal, and wherein the polarization splitter has a first output port and a second output port, and the polarization splitter is configured to perform a substantially equal-power split between the first output port and the second output port regardless of polarization rotations within the one or more sections of non-polarization-maintaining optical fiber between the polarization combiner and the transmit module. the polarization splitter is configured to perform a substantially equal-power split between the first output port and the second output port regardless of polarization rotations within the one or more sections of non-polarization-maintaining optical fiber between the polarization combiner and the transmit module. However, Claim 23 of Application No. 18/952358 differs from Claim 31 of U.S. Patent No. 12,184,402 B2 because Claim 23 of Application No. 18/952358 does not include “an electronic controller connected to the light source.” It is clear that all the elements of the application claim 23 are to be found in patent claim 31 (as the application claim 23 fully encompasses patent claim 31). The difference between the application claim 23 and the patent claim 31 lies in the fact that the patent claim includes many more elements and thus much more specific. Thus, the invention of claim 31 of the patent is in effect a “species” of the “generic” invention of the application claim 23. It has been held that the generic invention is “anticipated” by the “species”. See In re Goodman, 29 USPQ2d 2010 (Fed. Cir. 1993). Since application claim 23 is anticipated by claim 31 of the patent, it is not patentably distinct from claim 31 of the patent. Regarding claim 24, Claim 24 of Application No. 18/952358 Claim 32 of US Patent No. 12,184,402 B2 The apparatus of claim 23 wherein the light source comprises an electronic controller configured to cause the first light output and the second light output to be mutually time/frequency orthogonal. The apparatus of claim 31 wherein the electronic controller is configured to cause the first light output and the second light output to be mutually time/frequency orthogonal. Regarding claim 25, Claim 25 of Application No. 18/952358 Claim 33 of US Patent No. 12,184,402 B2 An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: a light source configured to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; and a light source and an electronic controller connected to the light source to cause the light source to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; and a polarization combiner connected to receive the first and second light outputs of the light source at different respective input ports thereof, the polarization combiner being configured to generate, at an output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively; a polarization combiner connected to receive the first and second light outputs of the light source at different respective input ports thereof, the polarization combiner being configured to generate, at an output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively; a transmit module configured to receive the optical output signal irrespective of polarization changes of the optical output signal, the transmit module including at least one optical modulator configured to modulate the optical output signal from the output port of the polarization combiner; and a transmit module configured to receive the optical output signal irrespective of polarization changes of the optical output signal, the transmit module including at least one optical modulator configured to modulate the optical output signal from the output port of the polarization combiner; and an optical fiber that includes one or more sections of non-polarization-maintaining fiber, in which the optical fiber is optically coupled between the output port of the polarization combiner and the transmit module, and the optical fiber is configured to transmit the optical output signal from the output port of the polarization combiner to the transmit module; wherein an optical fiber that includes one or more sections of non-polarization-maintaining fiber, in which the optical fiber is optically coupled between the output port of the polarization combiner and the transmit module, and the optical fiber is configured to transmit the optical output signal from the output port of the polarization combiner to the transmit module; wherein the light source comprises a polarization-diversity in-phase/quadrature modulator that is configured to generate two tones in a first polarization and two tones in a second polarization orthogonal to the first polarization; wherein the light source comprises a polarization-diversity in-phase/quadrature modulator that is configured to generate two tones in a first polarization and two tones in a second polarization orthogonal to the first polarization; wherein frequency spacing between the two tones in the first polarization and frequency spacing between the two tones in the second polarization are equal to one another; and wherein frequency spacing between the two tones in the first polarization and frequency spacing between the two tones in the second polarization are equal to one another; and wherein frequency spacing between a tone in the first polarization and a tone in the second polarization is an integer multiple of said equal frequency spacing. frequency spacing between a tone in the first polarization and a tone in the second polarization is an integer multiple of said equal frequency spacing. However, Claim 25 of Application No. 18/952358 differs from Claim 33 of U.S. Patent No. 12,184,402 B2 because Claim 25 of Application No. 18/952358 does not include “an electronic controller connected to the light source.” It is clear that all the elements of the application claim 25 are to be found in patent claim 33 (as the application claim 25 fully encompasses patent claim 33). The difference between the application claim 25 and the patent claim 33 lies in the fact that the patent claim includes many more elements and thus much more specific. Thus, the invention of claim 33 of the patent is in effect a “species” of the “generic” invention of the application claim 25. It has been held that the generic invention is “anticipated” by the “species”. See In re Goodman, 29 USPQ2d 2010 (Fed. Cir. 1993). Since application claim 25 is anticipated by claim 33 of the patent, it is not patentably distinct from claim 33 of the patent. Regarding claim 26, Claim 26 of Application No. 18/952358 Claim 34 of US Patent No. 12,184,402 B2 The apparatus of claim 25 wherein a difference between the first optical frequency and the second optical frequency is approximately an integer multiple of the symbol rate. The apparatus of claim 33 wherein a difference between the first optical frequency and the second optical frequency is approximately an integer multiple of the symbol rate. Regarding claim 27, Claim 27 of Application No. 18/952358 Claim 35 of US Patent No. 12,184,402 B2 An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: a light source configured to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; a light source and an electronic controller connected to the light source to cause the light source to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; a polarization combiner connected to receive the first and second light outputs of the light source at different respective input ports thereof, the polarization combiner being configured to generate, at an output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively; a polarization combiner connected to receive the first and second light outputs of the light source at different respective input ports thereof, the polarization combiner being configured to generate, at an output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively; a first polarization maintaining element disposed in an optical path of the first light output between the light source and the polarization combiner; and a first polarization maintaining element disposed in an optical path of the first light output between the light source and the polarization combiner; and a second polarization maintaining element disposed in an optical path of the second light output between the light source and the polarization combiner; a second polarization maintaining element disposed in an optical path of the second light output between the light source and the polarization combiner; a transmit module configured to receive the optical output signal irrespective of polarization changes of the optical output signal, the transmit module including at least one optical modulator configured to modulate the optical output signal from the output port of the polarization combiner; and a transmit module configured to receive the optical output signal irrespective of polarization changes of the optical output signal, the transmit module including at least one optical modulator configured to modulate the optical output signal from the output port of the polarization combiner; and an optical fiber that includes one or more sections of non-polarization-maintaining fiber, in which the optical fiber is optically coupled between the output port of the polarization combiner and the transmit module, and an optical fiber that includes one or more sections of non-polarization-maintaining fiber, in which the optical fiber is optically coupled between the output port of the polarization combiner and the transmit module, and the optical fiber is configured to transmit the optical output signal from the output port of the polarization combiner to the transmit module. the optical fiber is configured to transmit the optical output signal from the output port of the polarization combiner to the transmit module. However, Claim 27 of Application No. 18/952358 differs from Claim 35 of U.S. Patent No. 12,184,402 B2 because Claim 27 of Application No. 18/952358 does not include “an electronic controller connected to the light source.” It is clear that all the elements of the application claim 27 are to be found in patent claim 35 (as the application claim 27 fully encompasses patent claim 35). The difference between the application claim 27 and the patent claim 35 lies in the fact that the patent claim includes many more elements and thus much more specific. Thus, the invention of claim 35 of the patent is in effect a “species” of the “generic” invention of the application claim 27. It has been held that the generic invention is “anticipated” by the “species”. See In re Goodman, 29 USPQ2d 2010 (Fed. Cir. 1993). Since application claim 27 is anticipated by claim 35 of the patent, it is not patentably distinct from claim 35 of the patent. Regarding claim 28, Claim 28 of Application No. 18/952358 Claim 36 of US Patent No. 12,184,402 B2 The apparatus of claim 27 wherein the first polarization maintaining element comprises a first polarization-maintaining optical amplifier. The apparatus of claim 35 wherein the first polarization maintaining element comprises a first polarization-maintaining optical amplifier. Regarding claim 29, Claim 29 of Application No. 18/952358 Claim 37 of US Patent No. 12,184,402 B2 The apparatus of claim 28 wherein the second polarization maintaining element comprises a second polarization-maintaining optical amplifier. The apparatus of claim 36 wherein the second polarization maintaining element comprises a second polarization-maintaining optical amplifier. Regarding claim 30, Claim 30 of Application No. 18/952358 Claim 38 of US Patent No. 12,184,402 B2 The apparatus of claim 27 wherein the light source comprises an electronic controller configured to cause the first light output and the second light output to be mutually time/frequency orthogonal. The apparatus of claim 35 wherein the electronic controller is configured to cause the first light output and the second light output to be mutually time/frequency orthogonal. Regarding claim 31, Claim 31 of Application No. 18/952358 Claim 1 of US Patent No. 12,184,402 B2 An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: An apparatus for communicating optical signals modulated at a symbol rate, the apparatus comprising: an optical power supply that comprises: a light source configured to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, a light source and an electronic controller connected to the light source to cause the light source to generate a first light output having a first optical frequency and a second light output having a second optical frequency different from the first optical frequency, each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; and each of the first and second light outputs being steady during a time interval that is significantly longer than one over the symbol rate; and a polarization combiner connected to receive the first and second light outputs of the light source, the polarization combiner being configured to generate, at an output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively; a polarization combiner connected to receive the first light output and the second light output of the light source at a first input port and a second input port, respectively, the polarization combiner being configured to generate, at a single output port thereof, an optical output signal in which first and second mutually orthogonal polarization components carry light of the first and second light outputs, respectively, an optical fiber that includes one or more sections of non-polarization-maintaining fiber, the optical fiber having a first end and a second end, the first end being optically connected to the output port of the polarization combiner; and an optical fiber that includes one or more sections of non-polarization-maintaining fiber, in which the optical fiber is optically coupled between the output port of the polarization combiner and the transmit module, and a transmit module optically connected to the second end of the optical fiber and configured to receive the optical output signal of the polarization combiner transmitted through the optical fiber irrespective of polarization changes of the optical output signal, a transmit module configured to receive the optical output signal irrespective of polarization changes of the optical output signal However, Claim 1 of US Patent No. 12,184,402 B2 does not expressly disclose the transmit module comprises: a polarization splitter having an input port thereof optically connected to an end of one of the sections of the optical fiber to receive light of the optical output signal, the polarization splitter comprising a first output and a second output; a first optical data modulator connected to the first output of the polarization splitter and configured to modulate a first portion of the optical output signal; and a second optical data modulator connected to the second output of the polarization splitter and configured to modulate a second portion of the optical output signal. Claims 19 and 20 disclose the transmit module comprises: a polarization splitter having an input port thereof optically connected to an end of one of the sections of the optical fiber to receive light of the optical output signal (Claim 19, An apparatus comprising an optical transmitter that comprises: a passive polarization splitter having an optical input port and first and second optical output ports, the optical input port being optically connected to receive an optical input signal), the polarization splitter comprising a first output and a second output (Claim 19, a passive polarization splitter having an optical input port and first and second optical output ports); a first optical data modulator connected to the first output of the polarization splitter and configured to modulate a first portion of the optical output signal (Claim 19, a first optical modulator connected to the first optical output port and configured to modulate the light of the first fixed polarization received therefrom in response to a first data signal); and a second optical data modulator connected to the second output of the polarization splitter and configured to modulate a second portion of the optical output signal (Claim 20, The apparatus of claim 19, wherein the optical transmitter further comprises a second optical modulator connected to the second optical output port and configured to modulate the light of the second fixed polarization received therefrom in response to a second data signal). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to add components of claims 19 and 20 to claim 1. One of ordinary skill in the art would have been motivated to do so because, although claim 1 teaches a transmit module including at least one optical modulator, it does not explain how this is implemented, claims 19 and 20 provides the missing details. Regarding claim 32, Claim 32 of Application No. 18/952358 Claim 2 of US Patent No. 12,184,402 B2 The apparatus of claim 31, wherein the light source comprises an electronic controller configured to cause the first light output and the second light output to be mutually time/frequency orthogonal. The apparatus of claim 1, wherein the electronic controller is configured to cause the first light output and the second light output to be mutually time/frequency orthogonal. Regarding claim 33, Claim 33 of Application No. 18/952358 Claim 3 of US Patent No. 12,184,402 B2 The apparatus of claim 31 wherein the first light output comprises a first continuous-wave optical field at the first optical frequency, and the second light output comprises a second continuous-wave optical field at the second optical frequency. The apparatus of claim 1, wherein the first light output comprises a first continuous-wave optical field at the first optical frequency, and the second light output comprises a second continuous-wave optical field at the second optical frequency. Regarding claim 34, Claim 34 of Application No. 18/952358 Claim 4 of US Patent No. 12,184,402 B2 The apparatus of claim 31 wherein a difference between the first optical frequency and the second optical frequency is approximately an integer multiple of the symbol rate. The apparatus of claim 1, wherein a difference between the first optical frequency and the second optical frequency is approximately an integer multiple of the symbol rate. Regarding claim 35, Claim 35 of Application No. 18/952358 Claim 5 of US Patent No. 12,184,402 B2 The apparatus of claim 31 wherein the first light output comprises a first optical pulse train of a first period, and the second light output comprises a second optical pulse train of the first period. The apparatus of claim 1, wherein the first light output comprises a first optical pulse train of a first period, and the second light output comprises a second optical pulse train of the first period. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAI M LEE whose telephone number is (571)272-5870. The examiner can normally be reached M-F 9:5:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kenneth Vanderpuye can be reached at 571-272-3078. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. JAI M. LEE Examiner Art Unit 2634 /JAI M LEE/Examiner, Art Unit 2634
Read full office action

Prosecution Timeline

Nov 19, 2024
Application Filed
Jul 28, 2026
Non-Final Rejection mailed — §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12701345
MARGIN ALERT FOR AN OPTICAL NETWORK
2y 4m to grant Granted Aug 04, 2026
Patent 12689436
HYBRID ADAPTIVE OPTICAL SYSTEM FOR FREE-SPACE OPTICAL COMMUNICATION
2y 2m to grant Granted Jul 21, 2026
Patent 12683682
OPTICAL COMMUNICATION SYSTEM, OPTICAL COMMUNICATION METHOD AND NON-TRANSITORY COMPUTER READABLE MEDIUM
2y 7m to grant Granted Jul 14, 2026
Patent 12683707
WDM CHANNEL REASSIGNMENT
2y 1m to grant Granted Jul 14, 2026
Patent 12676676
OPTICAL REPEATER, OPTICAL TRANSMISSION SYSTEM, AND CONNECTION METHOD OF OPTICAL REPEATER
2y 5m to grant Granted Jul 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
88%
With Interview (+11.2%)
2y 3m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 486 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month