Prosecution Insights
Last updated: October 01, 2026
Application No. 18/952,868

OPTICAL APPARATUS AND ITS CONTROL METHOD

Non-Final OA §102
Filed
Nov 19, 2024
Priority
Nov 28, 2023 — JP 2023-200799
Examiner
FULLER, RODNEY EVAN
Art Unit
Tech Center
Assignee
Canon Inc.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
1127 granted / 1343 resolved
+23.9% vs TC avg
Moderate +8% lift
Without
With
+7.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
25 currently pending
Career history
1362
Total Applications
across all art units

Statute-Specific Performance

§101
5.2%
-34.8% vs TC avg
§103
32.9%
-7.1% vs TC avg
§102
38.5%
-1.5% vs TC avg
§112
9.2%
-30.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1343 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 3, 6 and 9-12 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Okuyama, et al. (JP 2019117391). PNG media_image1.png 549 321 media_image1.png Greyscale Fig. 2: 1201 – focus limit switching switch 1220 - interchangeable lens control 1230 – system memory Regarding claim 1, Okuyama discloses “a first operation unit (Fig. 2, ref.# 1220) operable to switch between a first mode for setting a driving range of a focus lens in autofocus to a first range and a second mode for setting the driving range of the focus lens in the autofocus to a second range narrower than the first range (translation: page 2, last paragraph – page 3, 1st paragraph; page 11, last paragraph – page 12, 1st paragraph); a second operation unit (Fig. 2, ref.# 1201) operable to issue a start command of a focus limit operation for limiting the driving range to the second range in the second mode; and a processor (Fig. 2, ref.# 1220) configured to: set the second range to a range that has a reference position at a position of the focus lens when the start command is issued or a position to which the focus lens is driven by the autofocus after the start command is issued, according to the start command in a case where the focus lens can be driven by the autofocus and the second mode is set (translation: page 6, 1st paragraph; page 11, 3rd paragraph), and control driving of the focus lens by the autofocus within the second range after the second range is set (abstract).” Regarding claim 3, Okuyama discloses “wherein the processor is configured to change the second range based on a user input.” (translation, page 2, last paragraph – page 3, 2nd paragraph; page 17, 4th paragraph) Regarding claim 6, Okuyama discloses “wherein the optical apparatus is a lens apparatus (Fig. 1, ref.# 1200) attachable to and detachable from an image pickup apparatus (Fig. 1, ref.# 1300), and the image pickup apparatus performs in-focus determination in the autofocus, and wherein the processor is configured to set the reference position based on a result of the in-focus determination transmitted from the image pickup apparatus (translation, page 13, paragraphs 1 – 2). PNG media_image2.png 375 380 media_image2.png Greyscale Fig. 1 Regarding claim 9, Okuyama discloses “wherein the first operation unit (Fig. 2, ref.# 1220) is disposed on a barrel portion that houses an imaging optical system including the focus lens (Fig. 1, ref.# 1200), at a position closer to an end on an object side than to an end on an image side (Fig. 1, ref.# 1300). Regarding claim 10, Okuyama discloses “wherein the first operation unit (Fig. 2, ref.# 1220 is disposed on the barrel portion (Fig. 1, ref.# 1200), at a position on a lower side or on a left side facing an object in a normal orientation (See Fig. 1). Regarding claim 11, Okuyama discloses “setting the second range to a range that has a reference position at a position of the focus lens when the start command is issued or a position to which the focus lens is driven by the autofocus after the start command is issued (translation: page 6, 1st paragraph; page 11, 3rd paragraph), according to the start command in a case where the focus lens can be driven by the autofocus and the second mode is set (translation: page 2, last paragraph – page 3, 1st paragraph; page 11, last paragraph – page 12, 1st paragraph); and controlling driving of the focus lens by the autofocus within the second range after the second range is set (abstract). Regarding claim 12, Okuyama discloses “setting the second range to a range that has a reference position at a position of the focus lens when the start command is issued or a position to which the focus lens is driven by the autofocus after the start command is issued (translation: page 6, 1st paragraph; page 11, 3rd paragraph), according to the start command in a case where the focus lens can be driven by the autofocus and the second mode is set (translation: page 2, last paragraph – page 3, 1st paragraph; page 11, last paragraph – page 12, 1st paragraph); and controlling driving of the focus lens by the autofocus within the second range after the second range is set (abstract). Allowable Subject Matter Claims 2, 4-5 and 7-8 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Takamiya (WO 2020/098603), Ishiwata, et al. (US 2011/0293256), Kimoto (JP 2008216503) and Ogino (JP 2004094130) teach an optical apparatus with a first and second mode to control autofocus in a 1st and 2nd range. Any inquiry concerning this communication or earlier communications from the examiner should be directed to RODNEY FULLER whose telephone number is (571)272-2118. The examiner can normally be reached 8:00 am - 4:30 pm, Monday - Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Stephanie Bloss can be reached at 571-272-3555. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RODNEY E FULLER/Primary Examiner, Art Unit 2852 September 4, 2026
Read full office action

Prosecution Timeline

Nov 19, 2024
Application Filed
Sep 11, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
92%
With Interview (+7.9%)
2y 2m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1343 resolved cases by this examiner. Grant probability derived from career allowance rate.

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