Prosecution Insights
Last updated: August 16, 2026
Application No. 18/955,416

SYSTEMS AND METHODS FOR ADDRESSING CROSS-PEGGING IN A MULTI-LEVEL SEARCH

Final Rejection §101
Filed
Nov 21, 2024
Priority
Nov 22, 2023 — provisional 63/602,211
Examiner
MITCHELL, NATHAN A
Art Unit
3627
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Kinaxis Inc.
OA Round
2 (Final)
73%
Grant Probability
Favorable
3-4
OA Rounds
11m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
702 granted / 962 resolved
+21.0% vs TC avg
Moderate +10% lift
Without
With
+9.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
26 currently pending
Career history
987
Total Applications
across all art units

Statute-Specific Performance

§101
16.4%
-23.6% vs TC avg
§103
46.5%
+6.5% vs TC avg
§102
18.1%
-21.9% vs TC avg
§112
11.7%
-28.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 962 resolved cases

Office Action

§101
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Argument: PNG media_image1.png 340 660 media_image1.png Greyscale Response: The examiner disagrees. The examiner identified elements considered part of the abstract idea and considered additional elements and explained why the abstract idea was considered a method of organizing human activity. Argument: PNG media_image2.png 202 698 media_image2.png Greyscale Response: The examiner disagrees. The examiner identified elements considered part of the abstract idea and considered additional elements and explained why the abstract idea was considered a method of organizing human activity. Argument: PNG media_image3.png 323 656 media_image3.png Greyscale Response: The examiner disagrees. The examiner identified elements considered part of the abstract idea and considered additional elements and explained why the abstract idea was considered a method of organizing human activity. This is sufficient for Prong 1 which is a simple inquiry. “Prong One asks does the claim recite an abstract idea, law of nature, or natural phenomenon?” Problem/solution considerations fall under Prong 2. Argument: PNG media_image4.png 264 630 media_image4.png Greyscale Response: Per MPEP 2111.01 “Under a broadest reasonable interpretation (BRI), words of the claim must be given their plain meaning, unless such meaning is inconsistent with the specification.” It’s unclear what terms if any are present that cannot be taken at face value. Argument: PNG media_image5.png 178 644 media_image5.png Greyscale Response: Paragraphs 51-56 illustrate an improved in a business process (supply chain planning) and not an improvement in technology. The computer elements of the claims are used in their ordinary capacity. Per MPEP 2106.05(a): However, it is important to keep in mind that an improvement in the abstract idea itself (e.g. a recited fundamental economic concept) is not an improvement in technology. Per MPEP 2106.05(f): Use of a computer or other machinery in its ordinary capacity for economic or other tasks (e.g., to receive, store, or transmit data) or simply adding a general purpose computer or computer components after the fact to an abstract idea (e.g., a fundamental economic practice or mathematical equation) does not integrate a judicial exception into a practical application or provide significantly more. See Affinity Labs v. DirecTV, 838 F.3d 1253, 1262, 120 USPQ2d 1201, 1207 (Fed. Cir. 2016) (cellular telephone); TLI Communications LLC v. AV Auto, LLC, 823 F.3d 607, 613, 118 USPQ2d 1744, 1748 (Fed. Cir. 2016) It’s unclear to the examiner how [51]-[56] set forth an improvement to technology as opposed to an improved abstract idea. Argument: PNG media_image6.png 192 668 media_image6.png Greyscale Response: The examiner disagrees. Background paragraphs 2-7 describe the prior art problems and give no indication that the issue relates to computer processing. Again it’s unclear to the examiner how there is an improvement to technology as opposed to an improved abstract idea. Argument: PNG media_image7.png 138 672 media_image7.png Greyscale … PNG media_image8.png 138 662 media_image8.png Greyscale Response: The examiner disagrees. Paragraphs 51-56 do not mention “computer” at all and there is no indication that the claimed steps improve the performance of a computer. The computer elements are used as a tool to implement the solution of [51]-[56]. Per MPEP 2106.05(f) use of additional elements as a tool to implement an abstract idea does not provide a practical application or significantly more. Argument: PNG media_image9.png 339 646 media_image9.png Greyscale PNG media_image10.png 484 646 media_image10.png Greyscale Response: Applicant is intending to refer to MPEP 2106.05(f) not MPEP 2106.05(e). The cited portions refer to how to interpret additional elements not how to interpret an alleged judicial exception (“When determining whether a claim simply recites a judicial exception with the words "apply it" (or an equivalent), such as mere instructions to implement an abstract idea on a computer, examiners may consider the following:”). The examiner does not dispute an improved algorithm, but asserts that the improvement is a planning improvement untethered to the computer elements executing it. Per MPEP 2106.05(f): Use of a computer or other machinery in its ordinary capacity for economic or other tasks (e.g., to receive, store, or transmit data) or simply adding a general purpose computer or computer components after the fact to an abstract idea (e.g., a fundamental economic practice or mathematical equation) does not integrate a judicial exception into a practical application or provide significantly more. Iterative planning processes could be done manually. Thus the examiner maintains the position that the computer implements of the claims have involvement at the “apply it” level. Argument: PNG media_image11.png 412 638 media_image11.png Greyscale Response: The examiner disagrees. Iterative planning processes could be done manually. It is unclear how the computer technology is improvement. It seems to the examiner that planning is improved. Computer components are not inherently improved by executing planning algorithms. Contrary to Amdocs case, the instant claims do not reduce network congestion. Argument: PNG media_image12.png 211 669 media_image12.png Greyscale Response: Paragraphs 2-7 and 51-56 in the opinion of the examiner describe a solution to a planning problem. This solution is an improved abstract idea and not a technical improvement. Argument: PNG media_image13.png 468 636 media_image13.png Greyscale Response: The examiner disagrees. Animation is inextricably linked to computer technology. Supply chain planning on the other hand can be done on a white board. Argument: PNG media_image14.png 522 585 media_image14.png Greyscale Response: The examiner doesn’t see the similarity between a planning algorithm and a website solution. Argument: PNG media_image15.png 387 593 media_image15.png Greyscale Response: The examiner disagrees. A novel abstract idea is still an abstract idea. Berkheimer is only a consideration with respect to additional elements (MPEP 2106.05(d): “In addition, examiners should keep in mind the following points when determining whether additional elements define only well-understood, routine, conventional activity.”). Argument: PNG media_image16.png 126 612 media_image16.png Greyscale Response: The examiner disagrees. All claims were considered with identical findings made. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1-9 are rejected under 35 U.S.C. 101 because the claimed invention is directed to an abstract idea without significantly more. Claims 1-9 recite: 1. A computing apparatus for Multi-Level Search supply cross-pegging comprising: a processor; a MLS supply cross pegging tracker database; and a memory storing instructions that, when executed by the processor, configure the apparatus to execute an MLS algorithm to: process, by the processor, a new demand; consume, by the processor, one or more input supplies; mark, by the processor, a supply exchange for the new demand in a plurality of passes, wherein the apparatus is configured so that the supply exchange postpones creation of one or more planned orders until the processor executes the plurality of passes; create, by the processor, the one or more planned orders; execute, by the processor, one or more trials to determine if the one or more planned orders are available for the supply exchange and finalize the supply exchange; execute, by the processor, the supply exchange; and update the MLS cross-pegging tracker database. 2. The computing apparatus of claim 1, wherein when marking the supply exchange in the plurality of passes, the apparatus is further configured to: execute, by the processor, a first-pass supply exchange; execute, by the processor, a cascading supply exchange; and consume, by the processor, the one or more input supplies. 3. The computing apparatus of claim 1, wherein executing of the supply exchange, the apparatus is further configured to: execute, by the processor, consumption of input supplies and/or planned orders by one or more previous demands; execute, by the processor, consumption of remaining input supplies and/or planned orders by one or more new demands; and update, by the processor, the MLS cross-pegging tracker database. 4. A non-transitory computer-readable storage medium, the computer-readable storage medium including instructions that when executed by a computer to execute a MLS algorithm, cause the computer to: process, by a processor, a new demand; consume, by the processor, one or more input supplies; mark, by the processor, a supply exchange for the new demand in a plurality of passes, wherein the apparatus is configured so that the supply exchange postpones the creation of one or more planned orders until the processor executes the plurality of passes; create, by the processor, the one or more planned orders; execute, by the processor, one or more trials to determine if the one or more planned orders are available for the supply exchange and finalize the supply exchange; execute, by the processor, the supply exchange; and update an MLS cross-pegging tracker database. 5. The computer-readable storage medium of claim 4, wherein when marking of the supply exchange in the plurality of passes, the computer is further configured to: execute, by the processor, a first-pass supply exchange; execute, by the processor, a cascading supply exchange; and consume, by the processor, the one or more input supplies. 6. The computer-readable storage medium of claim 4, wherein when executing of the supply exchange, the computer is further configured to: execute, by the processor, consumption of input supplies and/or planned orders by one or more previous demands; execute, by the processor, consumption of remaining input supplies and/or planned orders by one or more new demands; and update, by the processor, the cross-pegging tracker database. 7. A computer-implemented method for MLS supply cross pegging comprising: processing, by a processor, a new demand; consuming, by the processor, one or more input supplies; marking, by the processor, a supply exchange for the new demand in a plurality of passes, wherein the apparatus is configured so that the supply exchange postpones the creation of one or more planned orders until the processor executes the plurality of passes; creating, by the processor, one or more planned orders; executing, by the processor, one or more trials to determine if the one or more planned orders are available for the supply exchange and finalize the supply exchange; executing, by the processor, the supply exchange; and update an MLS cross-pegging tracker database. 8. The computer-implemented method of claim 7, wherein the marking of the supply exchange in the plurality of passes comprises: executing, by the processor, a first-pass supply exchange; executing, by the processor, a cascading supply exchange; and consuming, by the processor, the one or more input supplies. 9. The computer-implemented method of claim 7, wherein the executing of the supply exchange comprises: executing, by the processor, consumption of input supplies and/or planned orders by one or more previous demands; executing, by the processor, consumption of remaining input supplies and/or planned orders by one or more new demands; and updating, by the processor, the MLS cross-pegging tracker. All claims recite subject matter falling within one of the four categories of invention (Step 1->YES). But for the recitation of the underlined additional elements claims 1-9 recite steps for organizing a supply chain. Per MPEP 2106.04(a)(2), methods of organizing human activity include “commercial interactions” or “legal interactions” includ[ing] agreements in the form of contracts, legal obligations, advertising, marketing or sales activities or behaviors, and business relations. Under the broadest reasonable interpretation claims 1-9 recite commercial activity falling under the scope of commercial or legal interactions, Claims 1-9 thus recite an abstract idea-Method of organizing human activity (Step 2A_1 YES). Claims 1-9 include high level computer components to execute the judicial exception. Claims 1-3: computing apparatus, processor, memory, instructions, database Claims 4-6: non-transitory CRM, instructions, processor, computer, database Claims 7-9: computer, processor, database The additional elements are recited at a high degree of generality such that they amount to mere instructions to implement the abstract idea, which per MPEP 2106.05(f) means they do not provide a practical application or significantly more (Step 2A_2, Step 2B No). Thus claims 1-9 are ineligible. Claim Status Claims 1-9 are considered to distinguish over the cited art. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Milne (US 20070239299 A1), Uttam (US 20200226536 A1), Kamath (US 20190114567 A1), Grichnik (US 20160300169 A1) and Rhodes (US 20090150208 A1) disclose supply chain planning systems. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATHAN A MITCHELL whose telephone number is (571)270-3117. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ryan Zeender can be reached at 571-272-6790. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATHAN A MITCHELL/Primary Examiner, Art Unit 3627
Read full office action

Prosecution Timeline

Nov 21, 2024
Application Filed
Feb 13, 2026
Non-Final Rejection mailed — §101
Jun 15, 2026
Response Filed
Aug 04, 2026
Final Rejection mailed — §101 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
73%
Grant Probability
83%
With Interview (+9.9%)
2y 7m (~11m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 962 resolved cases by this examiner. Grant probability derived from career allowance rate.

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