Prosecution Insights
Last updated: October 04, 2026
Application No. 18/956,838

HEAD SYSTEM AND PRINTER

Non-Final OA §103
Filed
Nov 22, 2024
Priority
Nov 30, 2023 — JP 2023-203163
Examiner
VALENCIA, ALEJANDRO
Art Unit
Tech Center
Assignee
Brother Kogyo Kabushiki Kaisha
OA Round
1 (Non-Final)
43%
Grant Probability
Moderate
1-2
OA Rounds
1y 1m
Est. Remaining
49%
With Interview

Examiner Intelligence

Grants 43% of resolved cases
43%
Career Allowance Rate
588 granted / 1378 resolved
-17.3% vs TC avg
Moderate +6% lift
Without
With
+6.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
106 currently pending
Career history
1505
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
55.2%
+15.2% vs TC avg
§102
24.5%
-15.5% vs TC avg
§112
19.0%
-21.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1378 resolved cases

Office Action

§103
DETAILED ACTION Claims 2, 3 and 5-11 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention and species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 7/13/2026 Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1 and 4 are rejected under 35 U.S.C. 103 as being unpatentable over Usami (2023/0166509) in view of Kajino (2021/0314186). Regarding claim 1, Usami teaches a head system comprising: a controller (fig. 3, item 7); a plurality of heads (fig. 3, items 42); and a plurality of head modules (fig. 3, items 40) connected to the controller in series via communication cables (fig. 3, items 50), the head modules being configured to transfer printing data transmitted by the controller sequentially ([0025]-[0029]), wherein each of the head modules is connected to one of the heads (see fig. 3) and includes a memory (fig. 3, item 41c) and a switch (see fig. 3, note that the transmission direction of the data is two-way, and thus a switch to change the direction of data transmission is necessarily present), the switch being connected to the memory and a downstream communication cable of each of the head modules (see fig. 3), the switch being configured to switch destination of connection of an upstream communication cable of each of the head modules (see fig. 3). Usami does not teach in a case where one head module included in the head modules receives printing data to be processed by the one head module from an upstream head module which is included in the head modules and is nearer to the controller than the one head module, the switch of the one head module is configured to connect an upstream communication cable of the one head module to the memory of the one head module and disconnect the upstream communication cable of the one head module from a downstream communication cable of the one head module, and in a case where the one head module receives printing data to be processed by a downstream head module which is included in the head modules and is farther from the controller than the one head module, from the upstream head module, the switch of the one head module is configured to connect the upstream communication cable of the one head module to the downstream communication cable of the one head module and disconnect the upstream communication cable of the one head module from the memory of the one head module. Kajino teaches a series arrangement of slave devices and a master controller, wherein data is transmitted from the master controller to the slave devices sequentially, and wherein each slave device determines which of an upstream or a downstream slave device is nearer the controller from itself is nearer to the controller and switches a direction of transmission in accordance with which of the upstream and downstream devices is nearer (Kajino, see figs. 1-4 and 8-14). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to apply the data routing technique disclosed by Kajino to the printer disclosed by Usami because doing so would result in more efficient data routing from the head modules to the controller. Upon combination, the resultant device would connect and disconnect the communication cables upstream and downstream as claimed. Regarding claim 4, Usami in view of Kajino teaches the head system according to claim 1, wherein each of the head modules further includes a control part (Usami, fig. 3, item 41a); and the control part of the one head module is configured to: determine whether the printing data received by the one head module is the printing data to be processed by the one head module, based on print position information attached to the printing data received by the one head module and based on position information of the one head module; control the switch to connect the upstream communication cable of the one head module to the memory of the one head module and disconnect the upstream communication cable of the one head module from the downstream communication cable of the one head module, in a case where the printing data received by the one head module is the printing data to be processed by the one head module; and control the switch to connect the upstream communication cable of the one head module to the downstream communication cable of the one head module and disconnect the upstream communication cable of the one head module from the memory of the one head module, in a case where the printing data received by the one head module is not the printing data to be processed by the one head module (Usami, [0038]-[0040], see fig. 4, Note that the claimed switching necessarily occurs). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEJANDRO VALENCIA whose telephone number is (571)270-5473. The examiner can normally be reached M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, RICARDO MAGALLANES can be reached at 571-202-5960. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEJANDRO VALENCIA/Primary Examiner, Art Unit 2853
Read full office action

Prosecution Timeline

Nov 22, 2024
Application Filed
Sep 03, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12741466
WIPER UNIT
2y 5m to grant Granted Sep 22, 2026
Patent 12734799
SUBSTRATE TREATING CONTROL METHOD, SUBSTRATE TREATING APPARATUS, SUBSTRATE TREATING METHOD AND COMPUTER PROGRAM STORED IN COMPUTER READABLE MEDIUM FOR TREATING SUBSTRATE
4y 4m to grant Granted Sep 15, 2026
Patent 12734815
CARTRIDGE AND PRINTING APPARATUS
3y 6m to grant Granted Sep 15, 2026
Patent 12734830
LIQUID EJECTION DEVICE AND METHOD OF CONTROLLING LIQUID EJECTION DEVICE
2y 5m to grant Granted Sep 15, 2026
Patent 12728634
PRINTING DEVICE AND NON-TRANSITORY COMPUTER-READABLE RECORDING MEDIUM THEREFOR
4y 5m to grant Granted Sep 08, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
43%
Grant Probability
49%
With Interview (+6.0%)
3y 0m (~1y 1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1378 resolved cases by this examiner. Grant probability derived from career allowance rate.

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