Prosecution Insights
Last updated: April 19, 2026
Application No. 18/957,018

SEGMENT ROUTING POLICY PROCESSING METHOD AND APPARATUS

Non-Final OA §102§103
Filed
Nov 22, 2024
Examiner
THIEU, BENJAMIN M
Art Unit
2441
Tech Center
2400 — Computer Networks
Assignee
Huawei Technologies Co., Ltd.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2y 7m
To Grant
99%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
513 granted / 611 resolved
+26.0% vs TC avg
Strong +16% interview lift
Without
With
+15.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
12 currently pending
Career history
623
Total Applications
across all art units

Statute-Specific Performance

§101
11.7%
-28.3% vs TC avg
§103
41.7%
+1.7% vs TC avg
§102
21.0%
-19.0% vs TC avg
§112
9.5%
-30.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 611 resolved cases

Office Action

§102 §103
DETAILED ACTION This Office Action is in response to the Preliminary Amendments filed on December 16, 2024. Claim(s) 1-20 have been canceled. Claim(s) 21-40 have been added. Therefore, Claim(s) 21-40 is/are pending and have been considered as follows. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Information Disclosure Statement The information disclosure statement (IDS) submitted on 2/5/2025. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 21-23, 26-28, 31-33, 36-38, and 40 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Geng et al. (non-patented literature, “Redundancy Policy for Redundancy Protection”, hereinafter Geng). As to New Claim 21, Geng discloses a method, the method comprising: obtaining, by a first network device, a segment routing (SR) policy, wherein the SR policy comprises identification information, and the identification information indicates a type of at least one of the SR policy, a candidate path in the SR policy, or a segment list in the candidate path ((Geng; [pg. 3, section 3.1]), where Geng discloses obtaining a routing policy from a packet.); and determining, by the first network device based on the identification information, a processing behavior corresponding to at least one of the SR policy, the candidate path in the SR policy, or the segment list in the candidate path ((Geng; [pg. 3, section 3.1; pg. 4, sections 3.2 & 3.3]), where Geng discloses determining routing policy and candidate path.). As to New Claim 22, Geng discloses the method according to claim 21, wherein the type comprises a multi-fed and selective receiving type, the multi-fed and selective receiving type indicates to determine at least two forwarding paths according to the SR policy, and the at least two forwarding paths are used to send a same service packet (Geng; [pg. 4, section 3.2]). As to New Claim 23, Geng discloses the method according to claim 22, wherein determining, by the first network device based on the identification information, the processing behavior corresponding to at least one of the SR policy, the candidate path in the SR policy, or the segment list in the candidate path comprises: determining, by the first network device based on the identification information, at least two forwarding paths from at least one of the SR policy, the candidate path in the SR policy, or the segment list in the candidate path; replicating, by the first network device, a first service packet to obtain a second service packet; and sending, by the first network device, the first service packet through a first forwarding path of the at least two forwarding paths, and sending the second service packet through a second forwarding path of the at least two forwarding paths (Geng; [pg. 2, section 1]). As to New Claim 26, Geng discloses the method according to claim 22, wherein when the identification information indicates that the type of the SR policy is the multi-fed and selective receiving type, the at least two forwarding paths are at least two candidate paths in the SR policy; when the identification information indicates that the type of the candidate path in the SR policy is the multi-fed and selective receiving type and each of at least two candidate paths in the SR policy corresponds to the identification information, the at least two forwarding paths are the at least two candidate paths in the SR policy (Geng; [pg. 2, section 1; pg. 4, section 3.2]); or when the identification information indicates that the type of the candidate path in the SR policy is the multi-fed and selective receiving type and one candidate path in the SR policy corresponds to the identification information, the at least two forwarding paths correspond to at least two segment lists in the candidate path in the SR policy (Geng; [pg. 2, section 1; pg. 4, section 3.2]); or when the identification information indicates that the type of the segment list in the candidate path in the SR policy is the multi-fed and selective receiving type and each of at least two segment lists in the candidate path corresponds to the identification information, the at least two forwarding paths correspond to the at least two segment lists (Geng; [pg. 2, section 1; pg. 4, section 3.2]). As to New Claim 27, Geng discloses the method according to claim 21, wherein the type comprises a composite type, and the composite type indicates that the SR policy comprises a plurality of nested sub-SR policies (Geng; [pg. 4, section 3.1-3.2]). As to New Claim 28, Geng discloses the method according to claim 27, wherein determining, by the first network device based on the identification information, the processing behavior corresponding to the at least one of the SR policy, the candidate path in the SR policy, and the segment list in the candidate path comprises: determining, by the first network device based on the identification information, a forwarding path from a sub-SR policy corresponding to at least one of the SR policy, the candidate path in the SR policy, and the segment list in the candidate path; and sending, by the first network device, a service packet based on the forwarding path (Geng; [pg. 2, section 1; pg. 4, section 3.2]). As to New Claim 31, Geng discloses an apparatus, the apparatus comprising: at least one processor (Geng; [pg. 2, section 2]); and one or more memories coupled to the at least one processor and storing instructions for execution by the at least one processor (Geng; [pg. 2, section 2]), wherein the instructions executed by the at least one processor cause the apparatus to: obtain a segment routing (SR) policy, wherein the SR policy comprises identification information, and the identification information indicates a type of at least one of the SR policy, a candidate path in the SR policy, or a segment list in the candidate path ((Geng; [pg. 3, section 3.1]), where Geng discloses obtaining a routing policy from a packet.); and determine, based on the identification information, a processing behavior corresponding to at least one of the SR policy, the candidate path in the SR policy, or the segment list in the candidate path ((Geng; [pg. 3, section 3.1; pg. 4, sections 3.2 & 3.3]), where Geng discloses determining routing policy and candidate path.). As to New Claim 32, Geng discloses the apparatus according to claim 31, wherein the type comprises a multi-fed and selective receiving type, the multi-fed and selective receiving type indicates to determine at least two forwarding paths according to the SR policy, and the at least two forwarding paths are used to send a same service packet (Geng; [pg. 4, section 3.2]). As to New Claim 33, Geng discloses the apparatus according to claim 32, wherein the instructions executed by the at least one processor further cause the apparatus to: determine, based on the identification information, the at least two forwarding paths from at least one of the SR policy, the candidate path in the SR policy, or the segment list in the candidate path; replicate a first service packet to obtain a second service packet; and send the first service packet through a first forwarding path of the at least two forwarding paths, and send the second service packet through a second forwarding path of the at least two forwarding paths (Geng; [pg. 2, section 1]). As to New Claim 36, Geng discloses the apparatus according to claim 32, wherein when the identification information indicates that the type of the SR policy is the multi-fed and selective receiving type, the at least two forwarding paths are at least two candidate paths in the SR policy; when the identification information indicates that the type of the candidate path in the SR policy is the multi-fed and selective receiving type and each of at least two candidate paths in the SR policy corresponds to the identification information, the at least two forwarding paths are the at least two candidate paths in the SR policy (Geng; [pg. 2, section 1; pg. 4, section 3.2]); or when the identification information indicates that the type of the candidate path in the SR policy is the multi-fed and selective receiving type and one candidate path in the SR policy corresponds to the identification information, the at least two forwarding paths correspond to at least two segment lists in the candidate path in the SR policy (Geng; [pg. 2, section 1; pg. 4, section 3.2]); or when the identification information indicates that the type of the segment list in the candidate path in the SR policy is the multi-fed and selective receiving type and each of at least two segment lists in the candidate path corresponds to the identification information, the at least two forwarding paths correspond to the at least two segment lists (Geng; [pg. 2, section 1; pg. 4, section 3.2]). As to New Claim 37, Geng discloses the apparatus according to claim 31, wherein the type comprises a composite type, and the composite type indicates that the SR policy comprises a plurality of nested sub-SR policies (Geng; [pg. 4, section 3.1-3.2]). As to New Claim 38, Geng discloses the apparatus according to claim 37, wherein the instructions executed by the at least one processor further cause the apparatus to: determine, based on the identification information, a forwarding path from a sub-SR policy corresponding to at least one of the SR policy, the candidate path in the SR policy, and the segment list in the candidate path; and send a service packet based on the forwarding path (Geng; [pg. 2, section 1; pg. 4, section 3.2]). As to New Claim 40, Geng discloses a non-transitory computer-readable storage medium, comprising instructions, wherein when the instructions are run on at least one processor, the instructions configure the at least one processor for: obtaining, by a first network device, a segment routing (SR) policy, wherein the SR policy comprises identification information, and the identification information indicates a type of at least one of the SR policy, a candidate path in the SR policy, or a segment list in the candidate path ((Geng; [pg. 3, section 3.1]), where Geng discloses obtaining a routing policy from a packet.); and determining, by the first network device based on the identification information, a processing behavior corresponding to at least one of the SR policy, the candidate path in the SR policy, or the segment list in the candidate path ((Geng; [pg. 3, section 3.1; pg. 4, sections 3.2 & 3.3]), where Geng discloses determining routing policy and candidate path.). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 24-25, 29-30, and 39 is/are rejected under 35 U.S.C. 103 as being unpatentable over Geng et al. (non-patented literature, “Redundancy Policy for Redundancy Protection”, hereinafter Geng), in view of Geng et al. (non-patent literature “SRv6 for Redundancy Protection”, hereinafter Geng:SRv6). As to New Claim 24, Geng discloses the method according to claim 23, wherein the first network device is an intermediate node on a forwarding path, and sending, by the first network device, the first service packet through the first forwarding path of the at least two forwarding paths, and sending the second service packet through the second forwarding path of the at least two forwarding paths comprises: but does not disclose encapsulating, by the first network device, path information of the first forwarding path into the first service packet, and encapsulating path information of the second forwarding path into the second service packet; and sending, by the first network device, the encapsulated first service packet through the first forwarding path, and sending the encapsulated second service packet through the second forwarding path. In an analogous art, Geng:SRv6discloses encapsulating, by the first network device, path information of the first forwarding path into the first service packet, and encapsulating path information of the second forwarding path into the second service packet; and sending, by the first network device, the encapsulated first service packet through the first forwarding path, and sending the encapsulated second service packet through the second forwarding path ((Geng:SRv6; [pg. 4, section 4; pg. 8, section 6]), where Geng:Sv6 discloses a redundancy policy and variations of the SR policies. The ability to encapsulate packs based on the policy and topological instructions.). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Geng to include encapsulating, by the first network device, path information of the first forwarding path into the first service packet, and encapsulating path information of the second forwarding path into the second service packet; and sending, by the first network device, the encapsulated first service packet through the first forwarding path, and sending the encapsulated second service packet through the second forwarding path as taught by Geng-SRv6 to provide a high reliability of service transmission (Geng:SRv6; [abs]). As to New Claim 25, Geng-Geng:SRv6 discloses the method according to claim 24, wherein encapsulating, by the first network device, the path information of the first forwarding path into the first service packet, and the encapsulating path information of the second forwarding path into the second service packet comprises: performing steps of: encapsulating, by the first network device, a first packet header into an outer layer of the first service packet, wherein the first packet header comprises the path information of the first forwarding path; and encapsulating, by the first network device, a second packet header into an outer layer of the second service packet, wherein the second packet header comprises the path information of the second forwarding path ((Geng:SRv6; [pg. 4, section 4; pg. 8, section 6]), where Geng:Sv6 discloses a redundancy policy and variations of the SR policies. The ability to encapsulate packs based on the policy and topological instructions.); or performing steps of: inserting, by the first network device, the path information of the first forwarding path into a segment routing header (SRH) of the first service packet; and inserting, by the first network device, the path information of the second forwarding path into an SRH of the second service packet ((Geng:SRv6; [pg. 4, section 4; pg. 8, section 6]), where Geng:Sv6 discloses a redundancy policy and variations of the SR policies. The ability to encapsulate packs based on the policy and topological instructions.). The Examiner provides the same motivation to combine as previously presented in the independent claim. As to New Claim 29, Geng discloses the method according to claim 21, but does not disclose wherein when the identification information indicates the type of the candidate path in the SR policy, the identification information is carried in a field corresponding to a binding segment identifier (BSID) of the candidate path. In an analogous art, Geng:SRv6 discloses wherein when the identification information indicates the type of the candidate path in the SR policy, the identification information is carried in a field corresponding to a binding segment identifier (BSID) of the candidate path ((Geng:SRv6; [pg. 5, section 4.1]), where Geng disclsoes comprising a Binding SIG parameter associated with the path.). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Geng to include wherein when the identification information indicates the type of the candidate path in the SR policy, the identification information is carried in a field corresponding to a binding segment identifier (BSID) of the candidate path as taught by Geng-SRv6 to provide a high reliability of service transmission (Geng:SRv6; [abs]). As to New Claim 30, Geng-Geng:SRv6 discloses the method according to claim 29, wherein in a segment routing over internet protocol version 6 (SRv6) network, the identification information is carried in a behavior field corresponding to the BSID of the candidate path (Geng:SRv6; [pg. 5, section 4; pg. 6]). The Examiner provides the same motivation to combine as previously presented in the independent claim. As to New Claim 34, Geng discloses the apparatus according to claim 33, wherein a device on which the apparatus is located is an intermediate node on a forwarding path, and the instructions executed by the at least one processor further cause the apparatus to: but does not disclose encapsulate path information of the first forwarding path into the first service packet, and encapsulate path information of the second forwarding path into the second service packet; and send the encapsulated first service packet through the first forwarding path, and send the encapsulated second service packet through the second forwarding path. In an analogous art, Geng:SRv6discloses encapsulate path information of the first forwarding path into the first service packet, and encapsulate path information of the second forwarding path into the second service packet; and send the encapsulated first service packet through the first forwarding path, and send the encapsulated second service packet through the second forwarding path ((Geng:SRv6; [pg. 4, section 4; pg. 8, section 6]), where Geng:Sv6 discloses a redundancy policy and variations of the SR policies. The ability to encapsulate packs based on the policy and topological instructions.). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Geng to include encapsulate path information of the first forwarding path into the first service packet, and encapsulate path information of the second forwarding path into the second service packet; and send the encapsulated first service packet through the first forwarding path, and send the encapsulated second service packet through the second forwarding path as taught by Geng-SRv6 to provide a high reliability of service transmission (Geng:SRv6; [abs]). As to New Claim 35, Geng-Geng:SRv6 discloses the apparatus according to claim 34, wherein the instructions executed by the at least one processor further cause the apparatus to: perform steps to: encapsulate a first packet header into an outer layer of the first service packet, wherein the first packet header comprises the path information of the first forwarding path; and encapsulate a second packet header into an outer layer of the second service packet, wherein the second packet header comprises the path information of the second forwarding path ((Geng:SRv6; [pg. 4, section 4; pg. 8, section 6]), where Geng:Sv6 discloses a redundancy policy and variations of the SR policies. The ability to encapsulate packs based on the policy and topological instructions.); or perform steps to: insert the path information of the first forwarding path into a segment routing header (SRH) of the first service packet; and insert the path information of the second forwarding path into an SRH of the second service packet ((Geng:SRv6; [pg. 4, section 4; pg. 8, section 6]), where Geng:Sv6 discloses a redundancy policy and variations of the SR policies. The ability to encapsulate packs based on the policy and topological instructions.). The Examiner provides the same motivation to combine as previously presented in the independent claim. As to New Claim 39, Geng discloses the apparatus according to claim 31, but does not disclose wherein when the identification information indicates the type of the candidate path in the SR policy, the identification information is carried in a field corresponding to a binding segment identifier BSID of the candidate path. In an analogous art, Geng:SRv6 discloses wherein when the identification information indicates the type of the candidate path in the SR policy, the identification information is carried in a field corresponding to a binding segment identifier BSID of the candidate path ((Geng:SRv6; [pg. 5, section 4.1]), where Geng disclsoes comprising a Binding SIG parameter associated with the path.). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Geng to include wherein when the identification information indicates the type of the candidate path in the SR policy, the identification information is carried in a field corresponding to a binding segment identifier BSID of the candidate path as taught by Geng-SRv6 to provide a high reliability of service transmission (Geng:SRv6; [abs]). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. See PTO-892. The examiner also requests, in response to this Office action, support be shown for language added to any original claims on amendment and any new claims. That is, indicate support for newly added claim language by specifically pointing to page(s) and line no(s) in the specification and/or drawing figure(s). This will assist the examiner in prosecuting the application. When responding to this office action, Applicant is advised to clearly point out the patentable novelty which he or she thinks the claims present, in view of the state of the art disclosed by the references cited or the objections made. He or she must also show how the amendments avoid such references or objections See 37 CFR 1.111(c). Any inquiry concerning this communication or earlier communications from the examiner should be directed to BENJAMIN M THIEU whose telephone number is (571) 270-7475 and fax number is (571) 270-8475. The examiner can normally be reached Monday - Friday: 8:00 AM - 5:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Brian Gillis can be reached at (571) 272-7952. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BENJAMIN M THIEU/Primary Examiner, Art Unit 2441 2.17.2026
Read full office action

Prosecution Timeline

Nov 22, 2024
Application Filed
Dec 16, 2024
Response after Non-Final Action
Feb 18, 2026
Non-Final Rejection — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
99%
With Interview (+15.9%)
2y 7m
Median Time to Grant
Low
PTA Risk
Based on 611 resolved cases by this examiner. Grant probability derived from career allow rate.

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