Prosecution Insights
Last updated: August 17, 2026
Application No. 18/957,516

APPARATUS, METHOD, AND STORAGE MEDIUM

Non-Final OA §103§Other
Filed
Nov 22, 2024
Priority
Dec 06, 2023 — JP 2023-206405
Examiner
ZIMMERMANN, JOHN P
Art Unit
Tech Center
Assignee
Canon Inc.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
620 granted / 747 resolved
+23.0% vs TC avg
Strong +19% interview lift
Without
With
+19.2%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
22 currently pending
Career history
770
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
77.3%
+37.3% vs TC avg
§102
14.5%
-25.5% vs TC avg
§112
4.9%
-35.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 747 resolved cases

Office Action

§103 §Other
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Acknowledgment is made of applicant’s claim for foreign priority under 35 U.S.C. 119 (a)-(d). The certified copy has been received. Information Disclosure Statement The Information Disclosure Statement (IDS) submitted on 22 November 2024 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the Information Disclosure Statement has been considered by the Examiner. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-16 are rejected under 35 U.S.C. 103 as being unpatentable over KANAMURA et al. (US 2012/0218338 A1) in view of TANAKA et al. (US 2023/0173836 A1). As related to independent claim 1, KANAMURA et al. teaches an apparatus, comprising: at least one processor; and at least one memory that is in communication with the at least one processor, wherein the at least one memory stores instructions for causing the at least one processor and the at least one memory (KANAMURA et al. – Page 1, Paragraphs 3-8 and Figure 3, shown below) to: acquire first information, and second information indicating a predetermined standard relating to a three-dimensional shape to be formed [i.e. braille characters] on the recording medium (KANAMURA et al. – Page 1, Paragraphs 3 & 12); and generate print data for forming the three-dimensional shape based on the first information and the second information (KANAMURA et al. – Page 1, Paragraph 12). PNG media_image1.png 386 536 media_image1.png Greyscale Continuing with claim 1, KANAMURA et al. does not specifically teach the first information indicating a type of recording medium. However, TANAKA et al. teaches an apparatus and method of generating print data for forming a three-dimensional shape based on information (TANAKA et al. – Page 1, Paragraphs 2-4) and specifically teaches the first information indicates a type of recording medium (TANAKA et al. – Page 3, Paragraphs 30 & 33-34) and second information indicating a predetermined standard relating to a three-dimensional shape to be formed [i.e. braille characters] (TANAKA et al. – Page 1, Paragraph 2). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to specify the first information of KANAMURA et al. to include the type of recording medium as taught by TANAKA et al. in an effort to provide a method of producing a recorded three-dimensional stereoscopic image with excellent uniformity on a preferred recording media (TANAKA et al. – Page 1, Paragraphs 6 & 8). As related to independent claim 14, the combination of KANAMURA et al. and TANAKA et al. remains for the reasons indicated above and also teaches a printing apparatus, comprising: at least one processor; and at least one memory that is in communication with the at least one processor, wherein the at least one memory stores instructions for causing the at least one processor and the at least one memory KANAMURA et al. – Page 1, Paragraphs 3-8 and Figure 3, shown above and TANAKA et al. – Page 1, Paragraphs 2-4) to: receive, from a user, designation of a type of a recording medium (TANAKA et al. – Page 3, Paragraphs 30 & 33-34) and a predetermined standard relating to a three-dimensional shape to be formed on the recording medium; and form the three-dimensional shape on the recording medium based on the type of the recording medium and the predetermined standard (KANAMURA et al. – Page 1, Paragraphs 3 & 12 and TANAKA et al. – Page 1, Paragraphs 2-4 & Page 3, Paragraphs 30-34). As related to independent claims 15 & 16, the combination of KANAMURA et al. and TANAKA et al. remains for the reasons indicated above and also teaches a non-transitory computer-readable storage medium storing instructions that, when executed by a computer, cause the computer to perform a method [claim 16] (KANAMURA et al. – Figure 3, shown above), the method [claim 15] comprising: acquiring first information indicating a type of a recording medium (TANAKA et al. – Page 3, Paragraphs 30 & 33-34), and second information indicating a predetermined standard relating to a three-dimensional shape to be formed on the recording medium; and generating print data for forming the three-dimensional shape based on the first information and the second information (KANAMURA et al. – Page 1, Paragraphs 3 & 12 and TANAKA et al. – Page 1, Paragraphs 2-4 & Page 3, Paragraphs 30-34). As related to dependent claim 2, the combination of KANAMURA et al. and TANAKA et al. remains as applied above and continues to teach the at least one memory further stores instructions for causing the at least one processor and the at least one memory to generate data, as the print data, indicating an amount of ink to be applied for forming the three-dimensional shape (TANAKA et al. – Page 1, Paragraph 8 and Page 2, Paragraphs 14-16). As related to further dependent claim 3, the combination of KANAMURA et al. and TANAKA et al. remains as applied above and continues to teach the ink for forming the three-dimensional shape is foaming promotion ink, and wherein the recording medium includes a foaming layer (KANAMURA et al. – Page 1, Paragraphs 3 & 8 and TANAKA et al. – Page 1, Paragraphs 3-4 & 8; Page 2, Paragraphs 13-14; and Page 3, Paragraphs 33-34). As related to further dependent claim 4, the combination of KANAMURA et al. and TANAKA et al. remains as applied above and continues to teach the ink for forming the three-dimensional shape is ultraviolet curable ink (KANAMURA et al. – Page 1, Paragraph 3 and TANAKA et al. – Page 1, Paragraph 2). As related to dependent claim 5, the combination of KANAMURA et al. and TANAKA et al. remains as applied above and continues to teach the predetermined standard is a standard of characters for visually impaired persons [i.e. Braille] (KANAMURA et al. – Page 1, Paragraph 3 and TANAKA et al. – Page 1, Paragraph 2). As related to further dependent claim 6, the combination of KANAMURA et al. and TANAKA et al. remains as applied above and continues to teach the standard of characters for visually impaired persons indicates a height of a raised dot [inherent characteristic of Braille characters] (KANAMURA et al. – Page 1, Paragraph 3 and TANAKA et al. – Page 1, Paragraph 2). As related to further dependent claim 7, the combination of KANAMURA et al. and TANAKA et al. remains as applied above and continues to teach the at least one memory further stores instructions for causing the at least one processor and the at least one memory to generate the print data based on a relationship between an amount of ink applied and a height of a formed three-dimensional shape on the recording medium [i.e. layering], and the height of the raised dot (KANAMURA eta l. – Page 1, Paragraphs 3 & 12 and TANAKA et al. – Page 1, Paragraph 8 and Page 2, Paragraphs 14-16). As related to further dependent claim 8, the combination of KANAMURA et al. and TANAKA et al. remains as applied above and continues to teach the at least one memory further stores instructions for causing the at least one processor and the at least one memory to generate the print data with a lookup table indicating the relationship between the amount of ink applied and the height of the formed three-dimensional shape by the recording medium (KANAMURA eta l. – Page 1, Paragraphs 3 & 12; & Figure 3, shown above, and TANAKA et al. – Page 1, Paragraph 8 and Page 2, Paragraphs 14-16). As related to further dependent claim 9, the combination of KANAMURA et al. and TANAKA et al. remains as applied above and continues to teach the standard of characters for visually impaired persons indicates a diameter of the raised dot [inherent characteristic of Braille characters], and wherein the at least one memory further stores instructions for causing the at least one processor and the at least one memory to: correct the diameter of the raised dot based on the recording medium; and generate raised-dot image data based on the corrected diameter of the raised dot and print resolution KANAMURA et al. – Page 1, Paragraphs 3 & 12; & Figure 3, shown above, and TANAKA et al. – Page 1, Paragraphs 2-4 & Page 3, Paragraphs 30-34. As related to further dependent claim 10, the combination of KANAMURA et al. and TANAKA et al. remains as applied above and continues to teach the at least one memory further stores instructions for causing the at least one processor and the at least one memory to thin ink dots printed in a predetermined region at a center of the raised dot having the corrected diameter (KANAMURA eta l. – Page 1, Paragraphs 3 & 12; & Figure 3, shown above, and TANAKA et al. – Page 1, Paragraph 8 and Page 2, Paragraphs 14-16). As related to dependent claim 11, the combination of KANAMURA et al. and TANAKA et al. remains as applied above and continues to teach the at least one memory further stores instructions for causing the at least one processor and the at least one memory to acquire the second information indicating the predetermined standard selected by a user (KANAMURA et al. – Page 1, Paragraphs 3 & 12; & Figure 3, shown above, and TANAKA et al. – Page 1, Paragraphs 2-4 & Page 3, Paragraphs 30-34) As related to dependent claim 12, the combination of KANAMURA et al. and TANAKA et al. remains as applied above and continues to teach a printing unit configured to print the three-dimensional shape using an inkjet method (KANAMURA et al. - Page 1, Paragraph 3 & 6; Page 4, Paragraphs 53-56; & Figure 3, shown above and TANAKA et al. – Page 4, Paragraph 43). As related to dependent claim 13, the combination of KANAMURA et al. and TANAKA et al. remains as applied above and continues to teach the at least one memory further stores instructions for causing the at least one processor and the at least one memory to generate data, as the print data, for controlling heating to the recording medium to which ink is applied (KANAMURA et al. – Page 3, Paragraph 47 – Page 4, Paragraph 50). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. NARIYAMA (US 2018/0326769 A1) teaches an inkjet printing apparatus using photocurable ink to print a three-dimensional shape for braille printing. Yamada et al. (US 2022/0105665 A1) teaches a method of manufacturing a three-dimensional product using a foamable medium and foam control ink. SHIBA et al. (US 2023/0271357 A1) teaches an apparatus and method for forming a three-dimensional image on a medium having a foaming layer. HERLAMBANG et al. (US 2023/0294129 A1) teaches an apparatus and method for forming a three-dimensional image on a medium having a foaming layer. Examiner's Note: Examiner has cited particular Figures & Reference Numbers, Columns, Paragraphs and Line Numbers in the references as applied to the claims above for the convenience of the applicant. Although the specified citations are representative of the teachings of the art and are applied to the specific limitations within the individual claim, other passages and figures may apply as well. It is respectfully requested from the applicant in preparing responses, to fully consider the references in their entirety as potentially teaching all or part of the claimed invention, as well as the context of the passage as taught by the prior art or disclosed by the Examiner. Any inquiry concerning this communication or earlier communications from the Examiner should be directed to JOHN P ZIMMERMANN whose telephone number is (571)270-3049. The Examiner can normally be reached Monday-Thursday 0700-1730 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the Examiner by telephone are unsuccessful, the Examiner’s supervisor, Ricardo Magallanes can be reached at (571) 272-5960. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /John P Zimmermann/Primary Examiner, Art Unit 2853
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Prosecution Timeline

Nov 22, 2024
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §103, §Other (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+19.2%)
2y 1m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 747 resolved cases by this examiner. Grant probability derived from career allowance rate.

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