Prosecution Insights
Last updated: April 19, 2026
Application No. 18/958,409

TRAY WITH BASE, DOME AND BRIM

Non-Final OA §102§103§112
Filed
Nov 25, 2024
Examiner
ORTIZ, RAFAEL ALFREDO
Art Unit
3736
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Altria Client Services LLC
OA Round
1 (Non-Final)
61%
Grant Probability
Moderate
1-2
OA Rounds
2y 7m
To Grant
97%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allow Rate
689 granted / 1137 resolved
-9.4% vs TC avg
Strong +36% interview lift
Without
With
+36.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
47 currently pending
Career history
1184
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
47.0%
+7.0% vs TC avg
§102
22.8%
-17.2% vs TC avg
§112
25.7%
-14.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1137 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 7-10, 11, 12, 14 and 15 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claims 7-10, 11, 12, 14 language reciting “when the first tray is stacked on the second tray” is indefinite because it is unclear if applicant is positively claiming the second tray or not. In claim 2, it is clear that recited language of “configuring the first tray to be stackable on a second tray” does not require the second tray and the claim only requires the capability of the first tray to be stacked on a second tray. If this case, if the tray has a structure that allows one tray to be stacked over another, then the prior art meets the claimed limitation. The claim is only directed to the intended use of the tray to be capable to be stacked over another tray. However, the limitation recited in the claims appears that the second tray is positively recited as part of the claimed invention because positively claim the action of the first tray to be “stacked” over the second tray. Regarding claim 15, the claim is also rejected because it inherits the same issue of claim 14 because if its dependency. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 2-6 and 13-15 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Anderson (US 7,934,449). PNG media_image1.png 693 306 media_image1.png Greyscale Claim 2 Anderson discloses another first tray (216) with a first brim and a base, the base including a first upper surface with first sidewalls extending between the first upper surface and the first brim, the first brim radially extending from a first lower end of the base (see figure above); and configuring the first tray capable to be stack on a second tray that is identical to the first tray, the configuring including defining two or more first recesses in the first sidewalls and the first upper surface, a first inner surface (defined by surface on the interior of the tray) of the two or more first recesses being at least capable to be partially mate with a second outer surface of two or more second recesses of the second tray when stacked, the two or more first recesses being spaced equidistantly around a center-point of a top surface of the base (see figure above). Claim 3 Anderson further discloses the establishing establishes such that the first sidewalls are cylindrically shaped (see figure above). Claim 4 Anderson further discloses the establishing establishes such that a dome extends upwardly and away from the first upper surface, the first upper surface and the dome closing an upper end of the dome (see figure above). Claim 5 Anderson further discloses the establishing establishes such that the dome is centrally positioned on the first upper surface, the dome having a horizontal cross-section that is Circular (see figure 13). Claim 6 Anderson further discloses the establishing establishes the dome to include an annular side surface, the annular side surface being inclined toward the center-point of the top surface, the top surface being at a top of the dome (see figure above and figure 13). Claim 13 Anderson further discloses the configuring configures such that two or more first petaloids (defined by the upward surface extending from the recesses as shown in the figure above) are defined between the two or more first recesses, the two or more first petaloids being defined by the first upper surface, the first sidewalls, and first side panels of each of the two or more first recesses (see figure above). Claim 14 Anderson further discloses the configuring configures such that a second inner surface of the two or more first petaloids is at least partially capable to mate with a second outer surface of two or more second petaloids of the second tray when the first tray is stacked on the second tray (see figure above). Claim 15 Anderson further discloses the configuring configures such that the two or more first petaloids are spaced equidistantly around the center-point, and the side panels are on either side of a back wall of each of the two or more first recesses (see figure above). Claims 2, 3, 10-12 and 16 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Glaser (US 8,770,431). PNG media_image2.png 404 573 media_image2.png Greyscale Claim 2 Glaser discloses a first tray (60) with a first brim and a base, the base including a first upper surface (defined by top of the base) with first sidewalls extending between the first upper surface and the first brim, the first brim radially extending from a first lower end of the base (see figure above); and configuring the first tray capable to be stack on a second tray that is identical to the first tray, the configuring including defining two or more first recesses in the first sidewalls and the first upper surface, a first inner surface (defined by surface on the interior of the tray) of the two or more first recesses being at least capable to be partially mate with a second outer surface of two or more second recesses of the second tray when stacked, the two or more first recesses being spaced equidistantly around a center-point (defined by area where 62 is shown) of a top surface of the base (see figure above). Claim 3 Glaser further discloses the establishing establishes such that the first sidewalls are cylindrically shaped (see figure above). Claim 10 Glaser further discloses the configuring configures such that the first brim defines a first set of depressions that extend below a lower major surface of the first brim, the lower major surface being flat (see figure above). Claim 11 Glaser further discloses the configuring configures such that a lower portion of each of the first set of depressions are capable to fit at least partially into an upper portion of a second set of depressions of the second tray when the first tray is stacked on the second tray (see figure above). Claim 12 Glaser further discloses the configuring configures such that two or more notches are defined along an upper periphery of the base, each of the two or more notches including a bottom surface (defined by surface pointed by 65a and 65b) that extends into an interior of the first tray capable to contact a second upper surface of the second tray and maintain a separation between the first tray and the second tray when the first tray is stacked on the second tray. Claim 16 Glaser further discloses setting a consumer product (such as food product) on top of a lid (20) of a tub (100) (see column 2 line 62 and column 3 lines 5-8); and connecting the first tray to the lid to form a first package, the first tray overlaying the consumer product (see figures 1, 4 and 4a). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 17 is rejected under 35 U.S.C. 103 as being unpatentable over Glaser (US 8,770,431) as applied to claim 16 above, and further in view of Fairchild (4,883,935). Glaser does not disclose the connecting includes applying a shrink wrap over at least one first portion of the first tray and at least one second portion of the lid. However, Fairchild discloses a multi-part container (2) comprising a tray (6), and a container (4) sealed by a lid (22), and a shrink band/wrap (42) disposed over the tray and the container including the lid (see figure 3). Fairchild discloses the uses of the shrink band/wrap is for tamper evidence of the multi-part container (see column 3 lines 21-22). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Glaser including a shrink band/wrap as taught by Fairchild for tamper evidence of the package. Allowable Subject Matter Claims 18-21 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RAFAEL A. ORTIZ whose telephone number is (571)270-5240. The examiner can normally be reached Monday - Friday 9am - 6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Orlando E. Aviles can be reached at 571-270-5531. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. RAFAEL A. ORTIZ Primary Examiner Art Unit 3736 /RAFAEL A ORTIZ/Primary Examiner, Art Unit 3736
Read full office action

Prosecution Timeline

Nov 25, 2024
Application Filed
Mar 11, 2025
Response after Non-Final Action
Feb 09, 2026
Non-Final Rejection — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12599690
MEDICAL OR DENTAL CASSETTE
2y 5m to grant Granted Apr 14, 2026
Patent 12600525
STRUCTURE FOR LOCKING AND RELEASING SHEET-LIKE OBJECT AND PACKAGING STORAGE CONTAINER
2y 5m to grant Granted Apr 14, 2026
Patent 12595094
ERGONOMIC HANDLE
2y 5m to grant Granted Apr 07, 2026
Patent 12590478
LID OPENING/CLOSING STRUCTURE
2y 5m to grant Granted Mar 31, 2026
Patent 12589937
DETERGENT PRESENTATION PACK
2y 5m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
61%
Grant Probability
97%
With Interview (+36.2%)
2y 7m
Median Time to Grant
Low
PTA Risk
Based on 1137 resolved cases by this examiner. Grant probability derived from career allow rate.

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