Prosecution Insights
Last updated: September 17, 2026
Application No. 18/958,836

Compositions and Methods for Diagnosing Susceptibility to Autism Spectrum Disorder (ASD), Reducing the Likelihood of Developing ASD, and/or Treating ASD

Non-Final OA §112§DP
Filed
Nov 25, 2024
Priority
Aug 29, 2017 — provisional 62/551,557 +3 more
Examiner
FAN, LYNN Y
Art Unit
Tech Center
Assignee
Flaask LLC
OA Round
1 (Non-Final)
47%
Grant Probability
Moderate
1-2
OA Rounds
1y 7m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allowance Rate
231 granted / 487 resolved
-12.6% vs TC avg
Strong +49% interview lift
Without
With
+49.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
63 currently pending
Career history
530
Total Applications
across all art units

Statute-Specific Performance

§101
4.3%
-35.7% vs TC avg
§103
47.3%
+7.3% vs TC avg
§102
8.2%
-31.8% vs TC avg
§112
26.2%
-13.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 487 resolved cases

Office Action

§112 §DP
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Claims Claims 1-8 are currently pending. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 7 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Claim 7, line 1, recites the limitation “the supplement composition”. There is insufficient antecedent basis for this limitation in the claim. Applicant is required to amend the claim so as to provide proper antecedent basis for this language in the claim. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the claims at issue are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the reference application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO internet Web site contains terminal disclaimer forms which may be used. Please visit http://www.uspto.gov/forms/. The filing date of the application will determine what form should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to http://www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. Claims 1-8 are rejected on the ground of nonstatutory obviousness-type double patenting as being unpatentable over claims 1-10 of U.S. Patent No 11,344,585 B2 (referred to as the ‘585 patent). Claims 1-10 of the ‘585 patent recite a method for treating Autism Spectrum Disorder (ASD) or for reducing the likelihood of a subject developing ASD in a subject in need thereof, the method comprising: a) diagnosing the subject with ASD, or, if the subject is a fetus of a pregnant woman, testing the pregnant woman for ASD, b) if ASD is diagnosed, treating the subject and/or the pregnant woman with an antibiotic agent or an antiviral agent, and c) further treating the subject and/or the pregnant woman with a supplement composition comprising therapeutically effective amounts of: (i) L-lysine, (ii) Elderberry extract (an antioxidant and an anti-inflammatory), (iii) olive leaf extract (an antioxidant), (iv) Astragalus root extract, and (v) Bacillus coagulans GBI-30 probiotic (BC30) (an anti-inflammatory). The subject is a child aged 16 years or younger. The subject or the pregnant woman is infected with a herpes family virus (testing the subject for risk markers of ASD, and one or more of the risk markers is detected). The antiviral agent is valacyclovir or ganciclovir. The supplement composition is delivered orally to the subject or the pregnant woman in the form of a chocolate bar, a gummy candy or a jelly candy. The subject is diagnosed with ASD. The subject was diagnosed with ASD and the method further comprises, after administering the antiviral or antibacterial agent, and the supplement composition, assessing the subject for improvement of the ASD. Claims 1-8 are rejected on the ground of nonstatutory obviousness-type double patenting as being unpatentable over claims 1-8 of U.S. Patent No 12,150,966 B2 (referred to as the ‘966 patent) in view of Cai et al (N A J Med Sci. 2015;8(1):20-30.) and Zhang (Journal of Traditional Chinese Medicine. 2010;30(1):53-59.). Claims 1-8 of the ‘966 patent recite a method for reducing the likelihood of a subject developing Autism Spectrum Disorder (ASD), the method comprising: a) testing the subject for risk markers of ASD, or, if the subject is a fetus of a pregnant woman, testing the pregnant woman for the risk markers; b) if one or more of the risk markers is detected, treating the subject and/or the pregnant woman with a therapeutically-effective amount of a composition comprising an antibiotic, an antiviral, an anti-inflammatory compound, an anti-oxidant, a probiotic, an immunomodulatory compound and/or folate; c) further treating the subject, or the pregnant woman, by administering to the subject or pregnant woman, a therapeutically-effective amount of a composition comprising Bacillus coagulans GBI-30 probiotic (BC30) (an anti-inflammatory); and (d) further treating the subject, or the pregnant woman, by administering to the subject or pregnant woman, a therapeutically-effective amount of a composition comprising one or more components from the group consisting of: (i) Elderberry extract (an antioxidant and an anti-inflammatory), (ii) olive leaf extract (an antioxidant), and (iii) L-lysine; wherein the method further comprises testing the subject to assess behavioral performance following treatment steps (b), (c) and (d). The risk marker is selected from genetic markers, family history, pathogenic infections, immune system responses to a pathogenic infection, and signs of poor immune health. The subject is a child aged 16 years or younger. The subject or the pregnant woman has previously contracted an infection, currently has an infection, or is known to have been exposed to one or more infectious agents. The subject or the pregnant woman is infected with one or more of cytomegalovirus, Epstein-Barr virus, rubella virus, measles virus, herpes simplex type 1 or 2, herpes zoster, other herpes family viruses, or any other chronic, congenital, persistent, latent, dormant, acute and/or subacute viral infection. The antiviral agent is valacyclovir or ganciclovir. The supplement composition is delivered orally to the subject or the pregnant woman in the form of a chocolate bar, a gummy candy or a jelly candy. The method further comprising, prior to treating the subject, diagnosing the subject with ASD. The ‘966 patent does not teach the method for treating a subject with ASD comprises Astragalus root extract (claim 1). However, it was well-known in the art that Astragalus root extract is used for the treatment of ASD. In support, Cai teaches Radix astragali is frequently used to treat ASD symptoms (Table 1), and Zhang teaches Radix Astragali Mongolici is included in treatments for ASD (p.55 col right – para 5, p.56 col left – para 5). Thus, before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to incorporate Astragalus root extract, since the ‘966 patent discloses a method for treating a subject with ASD, and Cai and Zhang both disclose that Astragalus root extract is used to treat ASD. Moreover, before the effective filing date of the claimed invention, one of ordinary skill in the art would have been motivated by the cited references and routine practice to incorporate Astragalus root extract with a reasonable expectation for successfully treating a subject with ASD. Conclusion No claims are allowed. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to LYNN Y FAN whose telephone number is (571)270-3541. The examiner can normally be reached on M-F 7am-4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curtis Mayes can be reached on (571)272-1234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Lynn Y Fan/ Primary Examiner, Art Unit 1759
Read full office action

Prosecution Timeline

Nov 25, 2024
Application Filed
Aug 05, 2026
Non-Final Rejection mailed — §112, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
47%
Grant Probability
97%
With Interview (+49.4%)
3y 5m (~1y 7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 487 resolved cases by this examiner. Grant probability derived from career allowance rate.

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