Prosecution Insights
Last updated: August 17, 2026
Application No. 18/964,145

EXPANDABLE INTERVERTEBRAL SPACER

Non-Final OA §102
Filed
Nov 29, 2024
Priority
Dec 01, 2023 — provisional 63/605,042
Examiner
COTRONEO, STEVEN J
Art Unit
3773
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
The Feinstein Institutes for Medical Research
OA Round
1 (Non-Final)
69%
Grant Probability
Favorable
1-2
OA Rounds
1y 9m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allowance Rate
644 granted / 930 resolved
-0.8% vs TC avg
Strong +32% interview lift
Without
With
+32.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
32 currently pending
Career history
966
Total Applications
across all art units

Statute-Specific Performance

§101
1.9%
-38.1% vs TC avg
§103
46.0%
+6.0% vs TC avg
§102
34.4%
-5.6% vs TC avg
§112
16.5%
-23.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 930 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of species 1 in the reply filed on 7/6/2026 is acknowledged. The traversal is on the ground(s) that there is no search burden in searching species 1 and 2 together. This is not found persuasive because searching for species 2 would require text search for a spacer with a plate and additionally would require searching in A61B17/7059 for cortical plates. The requirement is still deemed proper and is therefore made FINAL. Claims 8-10 have been withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected species, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 7/6/2026. Information Disclosure Statement The information disclosure statement filed 2/10/2025 fails to comply with the provisions of 37 CFR 1.98(a)(4) because it lacks the appropriate size fee assertion. It has been placed in the application file, but the information referred to therein has not been considered as to the merits. Applicant has already resubmitted the IDS on 2/14/2025 with the assertion and the IDS on 2/14/2025 has been considered. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-7 and 11 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Koch et al. (US Pub 2017/0056200). With respect to claim 1, Koch et al. discloses a device (See figures 16A, C, E and 17 below) for facilitating a spinal fusion procedure comprising: an anterior spacer (fig 16A, 618); a posterior spacer (fig 16A, 620); a first lateral spacer (fig 16A, 610); a second lateral spacer (fig 16A, 614); and first (fig 17, 664), second (fig 17, 666), third (fig 17, 662), and fourth (fig 17, 660) hinge members, wherein the first hinge member (fig 17, 664) extends between and is rotatably coupled with the anterior spacer and the first lateral spacer, wherein the second hinge member (fig 17, 666) extends between and is rotatably coupled with the first lateral spacer and the posterior spacer, wherein the third hinge member (fig 17, 662) extends between and is rotatably coupled with the posterior spacer and the second lateral spacer, wherein the fourth hinge member (fig 17, 660) extends between and is rotatably coupled with the anterior spacer and second lateral spacer. With respect to claim 2, Koch et al. discloses further comprising an actuator (fig 16E, 653) extending between the anterior spacer and the posterior spacer, wherein actuation of the actuator in a first direction moves the anterior and posterior spacers away from one another to place the device in a collapsed configuration (fig 16E to 16 A) and actuation of the actuator in a second direction moves the anterior and posterior spacers toward one another to place the device in an expanded or partially expanded configuration (Fig 16A to 16E). With respect to claim 3, Koch et al. discloses wherein the actuator is a rod (Fig 16E) extending between the anterior and posterior spacers and adapted to rotate with respect to the device, wherein the anterior or posterior space comprises a threaded opening (See fig 16C below), wherein at least a portion of the rod comprises screw threads (fig 16E) along a distal portion of the rod, wherein the screw thread engage the threaded opening, and wherein rotation of the rod in the first direction draws the anterior and posterior spacers toward one another (fig 16E). With respect to claim 4, Koch et al. discloses wherein the anterior or posterior spacer further comprises a threaded sleeve (See fig 17 below the extension of 618 forms a sleeve around the rod) forming a portion of the threaded opening. With respect to claim 5, Koch et al. discloses wherein, in the collapsed configuration a lateral distance defined by the lateral spacers is adapted for delivery through an endoscope or working tube (fig 16A a collapsed state and paragraph 5). With respect to claim 6, Koch et al. discloses wherein, in the expanded or partially expanded configuration, one or more of the anterior spacer, posterior spacer, and lateral spacers are adapted to be placed between cortical bony rims of the endplates of adjacent vertebrae in an MIS procedure (paragraph 5 makes a less invasive procedure). With respect to claim 7, Koch et al. discloses wherein the rod includes a tool engagement (fig 16E, 654) at an end of the rod opposite the screw threads, wherein the tool engagement is adapted to be coupled with a tool for rotation of the rod to actuate the actuator. With respect to claim 11, Koch et al. discloses wherein one or more surfaces of the anterior, posterior, and lateral spacers comprise a surface coating or surface texture (see fig 16E below), and wherein the coating or texture is adapted to facilitate ongrowth of bone tissue (paragraph 83). PNG media_image1.png 588 738 media_image1.png Greyscale Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 11246717 B2 discloses a device with spacers and hinge members US 10945859 B2 discloses a device with spacers and hinge members US 20180125671 A1 discloses a device with spacers and hinge members US 20170172755 A1 discloses a device with spacers and hinge members US 20160235546 A1 discloses a device with spacers US 20160199194 A1 discloses a device with spacers and hinge members US 20140277490 A1 discloses a device with spacers and hinge members US 8778027 B2 discloses a device with spacers and hinge members US 20140194992 A1 discloses a device with spacers and hinge members US 20140194992 A1 discloses a device with spacers and hinge members US 20120209386 A1 discloses a device with spacers and hinge members US 20120123546 A1 discloses a device with spacers and hinge members Any inquiry concerning this communication or earlier communications from the examiner should be directed to STEVEN J COTRONEO whose telephone number is (571)270-7388. The examiner can normally be reached Monday-Friday 9am-5pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eduardo Robert can be reached at (571) 272-4719. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /S.J.C/Examiner, Art Unit 3773 /EDUARDO C ROBERT/Supervisory Patent Examiner, Art Unit 3773
Read full office action

Prosecution Timeline

Nov 29, 2024
Application Filed
Jul 30, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
69%
Grant Probability
99%
With Interview (+32.1%)
3y 5m (~1y 9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 930 resolved cases by this examiner. Grant probability derived from career allowance rate.

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