Prosecution Insights
Last updated: August 17, 2026
Application No. 18/965,149

UNIVERSAL JOINT

Non-Final OA §102§103
Filed
Dec 02, 2024
Examiner
FERGUSON, MICHAEL P
Art Unit
3619
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Ke Hung Industrial Co. Ltd.
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
1y 3m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
809 granted / 1275 resolved
+11.5% vs TC avg
Strong +73% interview lift
Without
With
+73.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 12m
Avg Prosecution
49 currently pending
Career history
1320
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
43.2%
+3.2% vs TC avg
§102
24.1%
-15.9% vs TC avg
§112
29.6%
-10.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1275 resolved cases

Office Action

§102 §103
DETAILED ACTION Claim Objections Claim 1 is objected to because of the following informalities: In claim 1 (line 2) “a assembling” should recite –an assembling--. For the purpose of examining the application, it is assumed that appropriate correction has been made. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-5 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yu (US 2016/0265596). As to claim 1, Yu discloses a universal joint including: a socket 12 including a connecting slot 16 and a assembling structure X oppositely arranged (Figure 3 reprinted below with annotations), the connecting slot including a plurality of first inner surfaces A and a plurality of second inner surfaces B (Figure 7 reprinted below with annotations), the plurality of first inner surfaces and the plurality of second inner surfaces being different in shape and being alternatively and circumferentially arranged, the assembling structure being configured to be assembled with a first external device; and a connecting rod 14 including a first end portion 24 and a second end portion 26 oppositely arranged, the first end portion being swingably received in the connecting slot and rotatable with the socket, the first end portion including a plurality of first side surfaces C and a plurality of second side surfaces 34, the plurality of first side surfaces and the plurality of second side surfaces being different in shape and being alternatively and circumferentially arranged, the plurality of first side surfaces and the plurality of second side surfaces facing the plurality of first inner surfaces and the plurality of second inner surfaces, respectively, the second end portion being configured to be assembled with a second external device (Figures 1-8). [AltContent: textbox (X)][AltContent: arrow][AltContent: textbox (B)][AltContent: arrow][AltContent: textbox (C)][AltContent: arrow][AltContent: textbox (A)][AltContent: arrow][AltContent: textbox (C)][AltContent: arrow][AltContent: arrow][AltContent: textbox (B)][AltContent: arrow][AltContent: textbox (A)] PNG media_image1.png 465 373 media_image1.png Greyscale PNG media_image2.png 571 497 media_image2.png Greyscale As to claim 2, Yu discloses a universal joint wherein the plurality of first inner surfaces A and the plurality of second inner surfaces B extend axially along the socket 12, the plurality of first inner surfaces being planar, the plurality of second inner surfaces being arcuate surfaces extending circumferentially around an axial direction of the socket, each of the plurality of first side surfaces C extends linearly between neighboring two of the plurality of second side surfaces 34, and the plurality of second side surfaces are arcuate surfaces which are radially convex (Figures 1-8). As to claim 3, Yu discloses a universal joint wherein each of the plurality of first side surfaces C includes a flat surface and an arcuate surface extending from the flat surface toward a distal end of the first end portion (Figures 1-8). As to claim 4, Yu discloses a universal joint including a retainer 40, wherein the retainer is positioned to the socket 12 and restricts the first end portion 24 to be within the connecting slot 16 (Figures 1-8). As to claim 5, Yu discloses a universal joint wherein the connecting slot 16 includes a bottom surface 32, the first end portion 24 is restricted between the bottom surface and the retainer 40, and the first end portion is axially movable between the bottom surface and the retainer (Figures 1-8). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 6-10 are rejected under 35 U.S.C. 103 as being unpatentable over Yu in view of Su (US 10,661,416). As to claim 6 and 7, Yu fails to disclose a universal joint wherein the connecting slot includes a plurality of inclined surfaces, each of the plurality of inclined surfaces extends gradually outward from one of the plurality of first inner surfaces toward a periphery of an end of the socket; and wherein in a circumferential direction of the socket, two ends of each of the plurality of inclined surfaces are connected to neighboring two of the plurality of second inner surfaces, respectively. Su teaches a universal joint wherein a connecting slot 22 of a socket 20 includes a plurality of inclined surfaces A (Figure 2 reprinted below with annotations), each of the plurality of inclined surfaces extends gradually outward from one of a plurality of first inner surfaces B of the connecting slot toward a periphery of an end of the socket; and wherein in a circumferential direction of the socket, two ends of each of the plurality of inclined surfaces are connected to neighboring two of a plurality of second inner surfaces 221, respectively; the inclined surfaces providing for a greater pivot angle between the socket and connecting rod 30 (Figures 1-9). Accordingly, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the universal joint disclosed by Yu to comprise a plurality of inclined surfaces, as taught by Su, in order to provide for a greater pivot angle between the socket and the connecting rod. [AltContent: arrow][AltContent: textbox (B)][AltContent: arrow][AltContent: textbox (A)] PNG media_image3.png 290 342 media_image3.png Greyscale As to claim 8, Yu discloses a universal joint wherein every two of the plurality of first inner surfaces A and every two of the plurality of second inner surfaces B are diametrically arranged; the connecting slot 16 and the first end portion 24 are wide and flat; the universal joint includes a retainer 40, the retainer is positioned to the socket 12 and restricts the first end portion to be within the connecting slot; the connecting slot includes a bottom surface 32, the first end portion is restricted between the bottom surface and the retainer, and the first end portion is axially movable between the bottom surface and the retainer; and the connecting rod 14 includes a necked portion connected between the first end portion and the second end portion 26 (Figures 1-8). Yu fails to disclose a universal joint wherein the connecting slot includes a plurality of inclined surfaces, each of the plurality of inclined surfaces extends gradually outward from one of the plurality of first inner surfaces toward a periphery of an end of the socket; and wherein in a circumferential direction of the socket, two ends of each of the plurality of inclined surfaces are connected to neighboring two of the plurality of second inner surfaces, respectively. Su teaches a universal joint wherein a connecting slot 22 of a socket 20 includes a plurality of inclined surfaces A, each of the plurality of inclined surfaces extends gradually outward from one of a plurality of first inner surfaces B of the connecting slot toward a periphery of an end of the socket; and wherein in a circumferential direction of the socket, two ends of each of the plurality of inclined surfaces are connected to neighboring two of a plurality of second inner surfaces 221, respectively; the inclined surfaces providing for a greater pivot angle between the socket and connecting rod 30 (Figures 1-9). Accordingly, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the universal joint disclosed by Yu to comprise a plurality of inclined surfaces, as taught by Su, in order to provide for a greater pivot angle between the socket and the connecting rod. As to claims 9 and 10, Yu discloses a universal joint wherein the assembling structure X is a polygonal connecting hole (Figures 1-8). Yu disclose a universal joint wherein the second end portion 26 is a polygonal connecting hole; instead of a polygonal connecting head, wherein a shape of the assembling structure matches a shape of the second end portion. Su teaches a universal joint wherein a second end portion 32 of a connecting rod 30 is a polygonal connecting head, wherein a shape of an assembling structure connecting hole 21 of a socket 20 matches a shape of the second end portion (Figures 1-5). Inasmuch as the references disclose correspondingly-shaped connecting holes and connecting heads as art recognized structural and functional equivalents, it would have been obvious to one of ordinary skill in the exercise art to substitute one for the other. In re Fout, 675 F.2d 297, 301, 213 USPQ 532, 536 (CCPA 1982). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL P FERGUSON whose telephone number is (571)272-7081. The examiner can normally be reached M-F (10:00 am-7:00 pm EST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anna Momper can be reached at (571)270-5788. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. 06/04/26 /MICHAEL P FERGUSON/Primary Examiner, Art Unit 3619
Read full office action

Prosecution Timeline

Dec 02, 2024
Application Filed
Jun 09, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12698634
RAILING CONNECTOR SYSTEM AND METHOD OF INSTALLING RAILING
3y 6m to grant Granted Aug 04, 2026
Patent 12692883
JOINT STRUCTURE
3y 2m to grant Granted Jul 28, 2026
Patent 12690673
CONNECTING ASSEMBLY OF STORAGE RACK AND STORAGE RACK
2y 4m to grant Granted Jul 28, 2026
Patent 12686979
Pedestrian Protective Barrier
3y 4m to grant Granted Jul 21, 2026
Patent 12674484
STATIC LOAD COMPRESSION SPRING
3y 3m to grant Granted Jul 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
99%
With Interview (+73.0%)
2y 12m (~1y 3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1275 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month