Prosecution Insights
Last updated: May 29, 2026
Application No. 18/965,811

INSULATING CONTAINER

Non-Final OA §103
Filed
Dec 02, 2024
Priority
Dec 01, 2023 — provisional 63/605,199 +1 more
Examiner
BALDRIGHI, ERIC C
Art Unit
3733
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Rtic Outdoors LLC
OA Round
4 (Non-Final)
42%
Grant Probability
Moderate
4-5
OA Rounds
1y 1m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 42% of resolved cases
42%
Career Allowance Rate
80 granted / 193 resolved
-28.5% vs TC avg
Strong +42% interview lift
Without
With
+42.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
35 currently pending
Career history
246
Total Applications
across all art units

Statute-Specific Performance

§103
83.3%
+43.3% vs TC avg
§102
15.0%
-25.0% vs TC avg
§112
0.7%
-39.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 193 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 7/8/2025 in response to Office Action 5/19/2025 have been fully considered but they are not persuasive for at least the following: Regarding claims 1, 9 and 16, Applicant argues that primary prior art Mogil does not teach the amended abutting sides of the inner base layer of which one side fits with the plug (pages 8, 10, 12, para 1). Examiner agrees, and the arguments have been considered, but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 4-14, 16-17 and 19-20 are rejected under 35 U.S.C. 103 as being unpatentable over US Pat 6168040 by Sautner et al. (hereinafter “Sautner”) in view of US Pub 20050103044 by Mogil et al. (hereinafter “Mogil”). Regarding claim 1, Sautner teaches a container (Fig 1, Abstract, “double-wall insulated container”), comprising: a base (Fig 1, a base is shown as a bottom receptacle) including an outer base layer (Fig 1, an outer base layer is external wall 1 of the base), an inner base layer (Fig 1, an inner base layer is internal wall 3 of the base), and a base insulation layer disposed between the outer base layer and the inner base layer (Fig 1, a base insulation layer is foam 2 of the base), the inner base layer having a first side abutting the base insulation layer (Fig 1, 3 abuts 2 in a first side of 3) and a second side opposite the first side (Fig 1, 3 abuts an interior volume in a second side of 3 that is opposite the first side) defining an interior volume of the container (Fig 1, the interior volume is defined by the second side of 3 of the base); a moveable lid coupled to the base at a first end thereof (Fig 1, a moveable lid is shown as a top cover, at the first end of the base), the moveable lid including an outer lid layer (Fig 1, an outer lid layer is external wall 1), a first insulation layer (Fig 1, a first insulation layer is a top portion of foam 2 of the lid), a second insulation layer (Fig 1, a second insulation layer is a bottom portion of foam 2 of the lid), and an inner lid layer (Fig 1, an inner lid layer is internal wall 3) covering the first insulation layer and the second insulation layer (Fig 1, 3 covers the top and bottom portions of 2); and a seat formed by the inner base layer at the first end of the base (Fig 1, a seat is shown defined by 3 of the base at the first end of the base (proximal the lid)), wherein the first insulation layer and the inner lid layer define a cover that defines a rim that contacts the seat when the moveable lid is in a closed position (Fig 1, a rim of the lid is directly above a top rim/the seat of the base, wherein the rim of the lid defines a cover that includes the first insulation layer top portion of 2 and the inner lid layer 3, and wherein, col 2, line 30, “the container [is] sealed”, meaning the lid rim/cover necessarily contacts the seat when closed), wherein the second insulation layer and the inner lid layer define a plug (Fig 1, the second insulation layer bottom portion of 2 and the inner lid layer 3 define a plug of the lid, that is shown as a bottom portion protrusion of the lid below the lid rim/cover) that forms a fit with the second side of the inner base layer to seal the interior volume when the moveable lid is in the closed position (Fig 1, col 2, line 30, “the container [is] sealed”, meaning the lid is fit into the base to seal the container when the lid is closed), and wherein the rim of the cover extends around a periphery of the plug such that (Fig 1, the rim extends around a periphery of the plug) the first insulation layer and the second insulation layer define a stepped profile (Fig 1, the first and second insulation layers define a stepped profile). But Sautner does not explicitly teach a particular fit. Mogil, however, teaches a plug forms an interference fit with the inner base layer to at least partially seal the interior volume of the container when the moveable lid is in the closed position (Fig 9i-j, [0202], “interference jamming fit” like a cork or stopper (i.e. seal) is formed by contact of inner lid layer 458 to the seat 424 of a portion of the inner base layer 436). The purpose of an interference fit is to ensure leak-proof containment. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the lid fit of Sautner to be an interference fit as taught by Mogil in order to advantageously upgrade and ensure leak-proof sealing since the container base and lid are leak-proof by reinforcing the joint between them. Regarding claim 4, Sautner does not explicitly teach that the outer base layer is fabric. Mogil, however, teaches an outer base layer of a synthetic fabric ([0199] 426 is “woven nylon”). The purpose of a fabric outer layer is increased safety. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the outer base layer of Sautner with a synthetic fabric integration as taught by Mogil in order to advantageously increase safety of handling versus a rigid material of the container base. Regarding claim 5, Sautner further teaches the inner base layer (Fig 1, 3) extends atop the base insulation layer to define the seat (Fig 1, 3 extends atop 2 to define the seat), and wherein the seat defines a planar surface (the seat is shown planar). Regarding claim 6, Sautner further teaches the plug (Fig 1, the plug portion of the lid (bottom portion of 2 and 3)) extends past the seat to abut the interior volume when the moveable lid is in the closed position (is shown extending below past the seat and abutting the interior volume). Regarding claim 7, Sautner further teaches the plug (Fig 1, the plug portion of the lid (bottom portion of 2 and 3)) defines a first plug surface that abuts the interior volume when the moveable lid is in the closed position (Fig 1, a first surface at the plug bottom abuts the interior volume), and wherein the plug further defines a second plug surface around the periphery thereof (Fig 1, a second surface of the plug is shown around a periphery of the first surface). Regarding claim 8, Sautner further teaches the second plug surface (Fig 1, the plug periphery surface) is configured to contact sides of the inner base layer when the moveable lid is in the closed position (Fig 1, col 2, line 30, “the container [is] sealed”, meaning the plug second surface necessarily contacts the inner base layer 3). Regarding claim 9, Sautner teaches a container (Fig 1, Abstract, “double-wall insulated container”), comprising: a base (Fig 1, a base is shown as a bottom receptacle) including an outer base layer (Fig 1, an outer base layer is external wall 1 of the base), an inner base layer (Fig 1, an inner base layer is internal wall 3 of the base), and a base insulation layer disposed between the outer base layer and the inner base layer (Fig 1, a base insulation layer is foam 2 of the base), the inner base layer having a first side abutting the base insulation layer (Fig 1, 3 abuts 2 in a first side of 3) and a second side opposite the first side (Fig 1, 3 abuts an interior volume in a second side of 3 that is opposite the first side) defining an interior volume of the container (Fig 1, the interior volume is defined by the second side of 3 of the base); and a moveable lid coupled to the base at a first end thereof (Fig 1, a moveable lid is shown as a top cover, at the first end of the base), the moveable lid including a cover (Fig 1, a top portion of the lid is a cover (i.e. it is not the plug)), a plug (Fig 1, a plug of the lid is shown as a bottom portion protrusion of the lid below the lid rim) that forms a fit with the second side of the inner base layer to seal the interior volume when the moveable lid is in the closed position (Fig 1, col 2, line 30, “the container [is] sealed”, meaning the lid is fit into the base to seal the container when the lid is closed), and an inner lid layer (Fig 1, an inner lid layer is internal wall 3) covering the cover and the plug (Fig 1, 3 covers the top and bottom portions of 2); and a y-axis extending in a direction that is parallel to the outer base layer (a y-axis perpendicular to horizontal (like Applicant Fig 7 y-axis 132 [0069])), wherein the plug protrudes from the cover (the plug is the protrusion of the lid from the cover), and wherein the cover defines a height (a first height is comprised of the cover portion in the y-axis) measured along the y-axis and a height of the plug (a second height is comprised of the plug portion) measured along the y-axis. But Sautner does not explicitly teach a particular fit. Mogil, however, teaches a plug forms an interference fit with the inner base layer to at least partially seal the interior volume of the container when the moveable lid is in the closed position (Fig 9i-j, [0202], “interference jamming fit” like a cork or stopper (i.e. seal) is formed by contact of inner lid layer 458 to the seat 424 of a portion of the inner base layer 436). The purpose of an interference fit is to ensure leak-proof containment. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the lid fit of Sautner to be an interference fit as taught by Mogil in order to advantageously upgrade and ensure leak-proof sealing since the container base and lid are leak-proof by reinforcing the joint between them. But Sautner does not explicitly teach that the first cover height is greater than the second plug height. However, it would have been obvious to one having ordinary skill in the art having the teachings of Sautner and Mogil before them at the time the application was filed, to create a proportion, including making the first cover height greater than the second plug height, since it has been held that where the only difference between the prior art and the claims was a recitation of relative dimensions of the claimed device and a device having the claimed relative dimensions would not perform differently than the prior art device (i.e. given the claimed relative dimensions, the prior art cover and plug would seal in the same fashion, as cited above), the claimed device was not patentably distinct from the prior art device. MPEP 2144.04 IV-A. Please note that in the instant application, the Applicant has not disclosed any criticality for the claimed limitation. Regarding claim 10, Sautner/Mogil does not explicitly teach that the height of the plug is between 25% and 75% of the first height of the cover. However, it would have been obvious to one having ordinary skill in the art at the time the invention was made to optimize and arrive at a plug height of between about 25% and about 75% of the cover’s height, recognizing that an increase in plug height is directly correlated to a more secure seal since the interference fit making the seal depends on height (i.e. more surface area means the fit is more difficult to incidentally unseal), which is a desirable characteristic, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges of a result effective variable involves only routine skill in the art. In re Aller, 105 USPQ 233. Please note that in the instant application, the Applicant has not disclosed any criticality for the claimed limitation. Regarding claim 11, Sautner/Mogil does not explicitly teach that the cover defines a depth measured perpendicular to the y-axis (along a straight line z-axis into the page from viewer perspective (like Applicant Fig 7 z-axis 134 [0069])) is greater than a depth of the plug measured perpendicular to the y-axis. However, it would have been obvious to one having ordinary skill in the art having the teachings of Sautner and Mogil before them at the time the application was filed, to create a proportion, including making the first cover depth greater than the second plug depth, since it has been held that where the only difference between the prior art and the claims was a recitation of relative dimensions of the claimed device and a device having the claimed relative dimensions would not perform differently than the prior art device (i.e. given the claimed relative dimensions, the prior art cover and plug would seal in the same fashion), the claimed device was not patentably distinct from the prior art device. MPEP 2144.04 IV-A. Please note that in the instant application, the Applicant has not disclosed any criticality for the claimed limitation. Regarding claim 12, Sautner/Mogil does not explicitly teach that the depth of the plug is between 50% and 100% of the depth of the cover. However, it would have been obvious to one having ordinary skill in the art at the time the invention was made to optimize and arrive at a plug height of between about 50% and about 100% of the cover’s depth, recognizing that an increase in plug depth is directly correlated to a more secure seal since the interference fit making the seal depends on depth (i.e. more surface area means the fit is more difficult to incidentally unseal), which is a desirable characteristic, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges of a result effective variable involves only routine skill in the art. In re Aller, 105 USPQ 233. Please note that in the instant application, the Applicant has not disclosed any criticality for the claimed limitation. Regarding claim 13, Sautner does not explicitly teach straps. Mogil, however, further teaches one or more straps (Fig 9b, a strap is shown) coupled to one or more patches (Fig 9b, a patch at a terminal end of the strap is shown coupled to the strap) that are coupled to the outer base layer (Fig 9b, both the strap and the patch are shown coupled to the outer base layer 426). The purpose of straps is easier carrying. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the outer base layer of Sautner/Mogil with straps as taught by Mogil in order to advantageously increase ease of carrying the container. (wherein Mogil further teaches related elements from dependent claim 14: Fig 9e more clearly shows that each flap, wherein a flap is indicated by an overlapping seam, covers each patch from Figs 9a, 9b, 9d; flaps are shown formed in the outer base layer 426) Regarding claim 14, Sautner/Mogil further teaches the one or more patches are covered by one or more flaps (Mogil, Fig 9e more clearly shows that each flap, wherein a flap is indicated by an overlapping seam, covers each patch from Figs 9a, 9b, 9d) formed in the outer base layer (Mogil, flaps are shown formed in the outer base layer 426). See details in the parent claim 13 rejection above, including the motivation for a person of ordinary skill in the art to modify. Regarding claim 16, Sautner teaches a container (Fig 1, Abstract, “double-wall insulated container”), comprising: a base (Fig 1, a base is shown as a bottom receptacle) including an outer base layer (Fig 1, an outer base layer is external wall 1 of the base), an inner base layer (Fig 1, an inner base layer is internal wall 3 of the base), and a base insulation layer disposed between the outer base layer and the inner base layer (Fig 1, a base insulation layer is foam 2 of the base), the inner base layer having a first side abutting the base insulation layer (Fig 1, 3 abuts 2 in a first side of 3) and a second side opposite the first side (Fig 1, 3 abuts an interior volume in a second side of 3 that is opposite the first side), wherein the base extends from a first end to a second end in a direction along a y-axis (the base is shown extending from one end to another along a y-axis perpendicular to horizontal (like Applicant Fig 7 y-axis 132 [0069])), and wherein an interior volume of the container is at least partially defined by the second side of the inner base layer (Fig 1 shows the inner base layer defines the interior volume of the container); and a moveable lid coupled to the base at the first end thereof (Fig 1, a moveable lid is shown as a top cover, at the first end of the base), the moveable lid including a cover (Fig 1, a top portion of the lid is a cover (i.e. it is not the plug)) that defines a rim (Fig 1, a rim of the lid is directly above a top rim of the base) and a plug that protrudes from the cover (Fig 1, a plug of the lid is shown as a bottom portion protrusion of the lid below the lid rim), the rim extending around a periphery of the plug (Fig 1, the rim extends around a periphery of the plug), wherein a seat is defined by the inner base layer at the first end of the base (Fig 1, a seat is shown defined by 3 of the base at the first end of the base (proximal the lid)), the rim being configured to contact the seat when the moveable lid is in a closed position (Fig 1, col 2, line 30, “the container [is] sealed”, meaning the lid necessarily contacts the seat when closed), wherein the plug forms a fit with the inner base layer to at least partially seal the interior volume of the container when the moveable lid is in the closed position (Fig 1, col 2, line 30, “the container [is] sealed”, meaning the lid is fit into the base to seal the container when the lid is closed), and wherein a bottom surface of the plug is disposed below the seat in the direction along the y-axis when the moveable lid is in the closed position (Figs 1, a bottom surface of the plug is shown below the seat of the base). But Sautner does not explicitly teach a particular fit. Mogil, however, teaches a plug forms an interference fit with the inner base layer to at least partially seal the interior volume of the container when the moveable lid is in the closed position (Fig 9i-j, [0202], “interference jamming fit” like a cork or stopper (i.e. seal) is formed by contact of inner lid layer 458 to the seat 424 of a portion of the inner base layer 436). The purpose of an interference fit is to ensure leak-proof containment. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the lid fit of Sautner to be an interference fit as taught by Mogil in order to advantageously upgrade and ensure leak-proof sealing since the container base and lid are leak-proof by reinforcing the joint between them. Regarding claim 17, Sautner/Mogil further teaches the plug has a side plug surface that is configured to contact sides of the inner base layer (Sautner, Fig 1, col 2, line 30, “the container [is] sealed”, meaning the inner base layer 3 necessarily contacts a side plug surface when closed) to provide the interference fit when the movable lid is in the closed position (Mogil, the plug rim already includes a side face of the plug to perform the interference fit, makes Sautner’s fit interference type). See details in the parent claim 16 rejection above, including the motivation for a person of ordinary skill in the art to modify. Regarding claim 19, Sautner further teaches the moveable lid (Fig 1, lid) has a top wall (Fig 1, a top wall of the lid is external wall 1) that defines a surface area that is greater than a surface area defined by the bottom surface of the plug (a surface area of 1 is shown larger than a bottom plug surface area). Regarding claim 20, Sautner further teaches the moveable lid (Fig 1, lid) has a first lid insulation layer that at least partially defines the cover (Fig 1, a first insulation layer is a top portion of foam 2 of the lid, at least partially defining the cover) and a second lid insulation layer that at least partially defines the plug (Fig 1, a second insulation layer is a bottom portion of foam 2 of the lid, at least partially defining the plug), and wherein at least one of the first lid insulation layer or the second lid insulation layer is a floating insulation layer (both layers are 2, which is granulate, thereby “floating” in light of Applicant specification meaning “not coupled” via fastening, adherence, or welding [0064], to the outer and inner layers). Claims 2-3 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over US Pat 6168040 by Sautner et al. (hereinafter “Sautner”) in view of US Pub 20050103044 by Mogil et al. (hereinafter “Mogil”) Fig 9 embodiment in view of Mogil Fig 11 embodiment in further view of US Pat 10143282 issued to Seiders et al (hereinafter “Seiders”). Regarding claim 2, Sautner/Mogil Fig 9 embodiment does not explicitly teach a waterproof closure extending around a periphery of the first end of the base. However, Mogil Fig 11 embodiment teaches a closure extending around a periphery of the first end of the base (Fig 11a, zipper 614). And Seiders teaches a waterproof zipper (Fig 6, 604) on a similar lid (Fig 41A). The purpose of an additional fastening/closure is to cover the rim seal. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the outer lid layer of Fig 9 embodiment to be coupled with a waterproof closure as taught by Fig 11 embodiment and Seiders in order to advantageously increase security and cleanliness of the lid/base interference fit seal by shielding it from outside incidental forces and from accumulation of particulate matter proximate said seal that could otherwise leak in upon opening the lid. In other words, it is obvious to add a zipper from another embodiment of the same prior art to the highly similar primary embodiment for the above reasons because they solve the same problem of improving the seal and is in the same field of endeavor. Regarding claim 3, Sautner/Mogil Fig 9 and 11 embodiments/Seiders combined as above, further teaches that the outer base layer (Mogil, Fig 9i, 426) and the inner base layer (Mogil, Fig 9i, [0200], 436 integrally seamed with 440) are coupled to a first half of the waterproof closure, and wherein the outer lid layer (Mogil, Fig 9j, 454) and the inner lid layer (Mogil, Fig 9j, 458) are coupled to a second half of the waterproof closure. See details in the parent claim 2 rejection above, including the motivation for a person of ordinary skill in the art to modify. Regarding claim 18, Sautner/Mogil further teaches the interference fit to form the seal (Mogil, [0202], “interference jamming fit”; wherein an interference fit necessarily seals), and wherein the seal is configured to provide a watertight seal (Mogil, an interference fit necessarily is capable of being watertight/waterproof) up to 15 psi of atmospheric pressure between the ambient environment and the interior volume (Mogil, the seal of the prior art is necessarily used in ambient everyday environments, meaning a user utilizes the container seal at a single pressure value at any given time. Since a typical user is breathing above ground and therefore above sea level, the prior art is necessarily capable of use at a single value of 14.696 psi (sea level) or below (above sea level). That value is below/up to about 15 psi.). But Sautner/Mogil Fig 9 embodiment does not explicitly teach a first closure also part of the seal. However, Mogil Fig 11 embodiment teaches a first closure (Fig 11a, zipper 614). And Seiders teaches a waterproof zipper (Fig 6, 604) on a similar lid (Fig 41A). The purpose of an additional fastening/closure is to cover the rim seal. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the outer lid layer of Fig 9 embodiment to be coupled with a waterproof closure as taught by Fig 11 embodiment and Seiders in order to advantageously increase security and cleanliness of the lid/base interference fit seal by shielding it from outside incidental forces and from accumulation of particulate matter proximate said seal that could otherwise leak in upon opening the lid. In other words, it is obvious to add a zipper from another embodiment of the same prior art to the highly similar primary embodiment for the above reasons because they solve the same problem of improving the seal and is in the same field of endeavor. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC C BALDRIGHI whose telephone number is (571)272-4948. The examiner can normally be reached M-F 7:30-5:00 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nathan Jenness can be reached on 5712705055. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC C BALDRIGHI/Examiner, Art Unit 3733
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Prosecution Timeline

Show 1 earlier event
Feb 06, 2025
Non-Final Rejection mailed — §103
May 05, 2025
Response Filed
May 19, 2025
Final Rejection mailed — §103
Jul 08, 2025
Request for Continued Examination
Jul 13, 2025
Response after Non-Final Action
Jul 30, 2025
Non-Final Rejection mailed — §103
Oct 30, 2025
Response Filed
Mar 27, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

4-5
Expected OA Rounds
42%
Grant Probability
84%
With Interview (+42.4%)
2y 7m (~1y 1m remaining)
Median Time to Grant
High
PTA Risk
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