Prosecution Insights
Last updated: October 01, 2026
Application No. 18/966,932

MULTILAYER ELECTRONIC COMPONENT

Non-Final OA §102
Filed
Dec 03, 2024
Priority
Dec 20, 2023 — RE 10-2023-0186897 +1 more
Examiner
SINCLAIR, DAVID M
Art Unit
Tech Center
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
867 granted / 1267 resolved
+8.4% vs TC avg
Strong +20% interview lift
Without
With
+19.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
49 currently pending
Career history
1305
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
52.4%
+12.4% vs TC avg
§102
26.0%
-14.0% vs TC avg
§112
13.0%
-27.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1267 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5, 10, 17-19, 21-22, 24-30, 35, 42-44, 46-47, 49-51, 53, 56-57 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Arizumi et al. (US 2022/0254570). PNG media_image1.png 519 604 media_image1.png Greyscale Figure 1: Fig. 2 of Arizumi ‘570 with cross-sectional area of 1.85 μm × 1.85 μm shown – note area has A=2 and B=6 In regards to claim 1, Arizumi ‘570 discloses A multilayer electronic component, comprising: a body including a capacitance formation portion including a dielectric layer (2 – fig. 1; [0026]) and an internal electrode (3 – fig. 1; [0028]); and an external electrode disposed on the body (4 – fig. 1; [0030]), wherein when secondary phase grains including rare earth element and titanium (Ti) are referred to as first secondary phase grains (18 – fig. 2; [0040]) and secondary phase grains (16 – fig. 2; [0040]) including the rare earth element and silicon (Si) are referred to as second secondary phase grains, and when the number of the first secondary phase grains included in the capacitance formation portion is referred to as A and the number of the second secondary phase grains included in the capacitance formation portion is referred to as B, the capacitance formation portion satisfies 0 < A/(A+B) ≤ 0.4 (fig. 2 & present office action fig. 1 (POA1) – A=2 & B=6 in the 1.85 by 1.85 cross section; thus A/(A+B)=0.25). In regards to claim 2, Arizumi ‘570 discloses The multilayer electronic component according to claim 1, wherein the capacitance formation portion includes a cross-sectional area of 1.85 μm × 1.85 μm satisfying a condition of 0 < A/(A+B) ≤ 0.4 (POA1 – A=2 & B=6 in the 1.85 by 1.85 cross section; thus A/(A+B)=0.25). In regards to claim 3, Arizumi ‘570 discloses The multilayer electronic component according to claim 2, wherein in the cross-sectional area of 1.85 μm × 1.85 μm satisfying the condition 0 < A/(A+B) ≤ 0.4, A and B satisfy 5 ≤ A+B < 20 (POA1 – A=2 & B=6 in the 1.85 by 1.85 cross section; thus A+B=8). In regards to claim 4, Arizumi ‘570 discloses The multilayer electronic component according to claim 1, wherein the rare earth element is at least one of lanthanum (La), samarium (Sm), dysprosium (Dy), terbium (Tb), holmium (Ho), erbium (Er), and gadolinium (Gd) ([0039] & table 1). In regards to claim 5, Arizumi ‘570 discloses The multilayer electronic component according to claim 1, wherein the rare earth element does not include at least one of ytterbium (Yb) and yttrium (Y) ([0039] & table 1). In regards to claim 10, Arizumi ‘570 discloses The multilayer electronic component according to claim 1, wherein the first secondary phase grains further include silicon (Si), and an average atomic percentage of silicon (Si) included in the first secondary phase grains is 0.05 at% or more and 1.0 at% or less ([0046]). In regards to claim 17, Arizumi ‘570 discloses The multilayer electronic component according to claim 1, wherein the dielectric layer includes a barium titanate (BaTiO3)-based main component ([0094]). In regards to claim 18, Arizumi ‘570 discloses The multilayer electronic component according to claim 17, wherein the dielectric layer further includes a first subcomponent element, wherein the first subcomponent element is a variable-valency acceptor element, and the number of mols of the first subcomponent element compared to 100 mol of titanium (Ti) included in the dielectric layer is 0.3 mol or more and 0.5 mol or less (table 1 & [0094]). In regards to claim 19, Arizumi ‘570 discloses The multilayer electronic component according to claim 18, wherein the variable-valency acceptor element is at least one of manganese (Mn), vanadium (V), chromium (Cr), iron (Fe), cobalt (Co), nickel (Ni), copper (Cu), and zinc (Zn) (table 1 & [0094]). In regards to claim 21, Arizumi ‘570 discloses The multilayer electronic component according to claim 17, wherein the dielectric layer further includes a second subcomponent element, wherein the second subcomponent element is magnesium (Mg), and the number of mols of the second subcomponent element compared to 100 mol of titanium (Ti) included in the dielectric layer is 0.3 mol or more and 0.5 mol or less (table 1 & [0094]). In regards to claim 22, Arizumi ‘570 discloses The multilayer electronic component according to claim 17, wherein the dielectric layer further includes a third subcomponent element, wherein the third subcomponent element is the rare earth element, and the number of mols of the third subcomponent element compared to 100 mol of titanium (Ti) included in the dielectric layer is 3.5 mol or more and 5.5 mol or less (table 1). In regards to claim 24, Arizumi ‘570 discloses The multilayer electronic component according to claim 17, wherein the dielectric layer further includes a fifth subcomponent element, wherein the fifth subcomponent element is silicon (Si), and the number of mols of the fifth subcomponent element compared to 100 mol of titanium (Ti) included in the dielectric layer is 1.1 mol or more and 3 mol or less (table 1). In regards to claim 25, Arizumi ‘570 discloses A multilayer electronic component, comprising: a body including a capacitance formation portion including a dielectric layer (2 – fig. 1; [0026]) and an internal electrode (3 – fig. 1; [0028]); and an external electrode disposed on the body (4 – fig. 1; [0030]), wherein when secondary phase grains including rare earth element and titanium (Ti) are referred to as first secondary phase grains (18 – fig. 2; [0040]) and secondary phase grains (16 – fig. 2; [0040]) including the rare earth element and silicon (Si) are referred to as second secondary phase grains, and when the number of the first secondary phase grains included in the capacitance formation portion is referred to as A and the number of the second secondary phase grains included in the capacitance formation portion is referred to as B, the capacitance formation portion satisfies 0 < A and 0 < B (fig. 2; [0040]). In regards to claim 26, Arizumi ‘570 discloses The multilayer electronic component according to claim 25, wherein the capacitance formation portion satisfies 0 < A < B (fig. 2 & POA1 – A=2 & B=6 in the 1.85 by 1.85 cross section). In regards to claim 27, Arizumi ‘570 discloses The multilayer electronic component according to claim 26, wherein the capacitance formation portion includes a cross-sectional area of 1.85 μm × 1.85 μm satisfying a condition of 0 < A < B (fig. 2 & present office action fig. 1 (POA1) – A=2 & B=6 in the 1.85 by 1.85 cross section). In regards to claim 28, Arizumi ‘570 discloses The multilayer electronic component according to claim 27, wherein in the cross-sectional area of 1.85 μm × 1.85 μm satisfying the condition of 0 < A < B, A and B satisfy 5 ≤ A+B < 20 (fig. 2 & present office action fig. 1 (POA1) – A=2 & B=6 in the 1.85 by 1.85 cross section; thus A+B=8). In regards to claim 29, Arizumi ‘570 discloses The multilayer electronic component according to claim 25, wherein the rare earth element includes at least one of lanthanum (La), samarium (Sm), dysprosium (Dy), terbium (Tb), holmium (Ho), erbium (Er), and gadolinium (Gd) ([0039] & table 1). In regards to claim 30, Arizumi ‘570 discloses The multilayer electronic component according to claim 25, wherein the rare earth element does not include at least one of ytterbium (Yb) and yttrium (Y) ([0039] & table 1). In regards to claim 35, Arizumi ‘570 discloses The multilayer electronic component according to claim 25, wherein the first secondary phase grains further include silicon (Si), and the average atomic percentage of silicon (Si) included in the first secondary phase grains is 0.05 at% or more and 1.0 at% or less ([0046]). In regards to claim 42, Arizumi ‘570 discloses The multilayer electronic component according to claim 25, wherein the dielectric layer includes a barium titanate (BaTiO3)-based main component ([0094]). In regards to claim 43, Arizumi ‘570 discloses The multilayer electronic component according to claim 42, wherein the dielectric layer further includes a first subcomponent element, wherein the first subcomponent element is a variable-valency acceptor element, and the number of mols of the first subcomponent element compared to 100 mol of titanium (Ti) included in the dielectric layer is 0.3 mol or more and 0.5 mol or less (table 1 & [0094]). In regards to claim 44, Arizumi ‘570 discloses The multilayer electronic component according to claim 43, wherein the variable-valency acceptor element is at least one of manganese (Mn), vanadium (V), chromium (Cr), iron (Fe), cobalt (Co), nickel (Ni), copper (Cu), and zinc (Zn) (table 1 & [0094]). In regards to claim 46, Arizumi ‘570 discloses The multilayer electronic component according to claim 42, wherein the dielectric layer further includes a second subcomponent element, wherein the second subcomponent element is magnesium (Mg), and the number of mols of the second subcomponent element compared to 100 mol of titanium (Ti) included in the dielectric layer is 0.3 mol or more and 0.5 mol or less (table 1 & [0094]). In regards to claim 47, Arizumi ‘570 discloses The multilayer electronic component according to claim 42, wherein the dielectric layer further includes a third subcomponent element, wherein the third subcomponent element is the rare earth element, and the number of mols of the third subcomponent element compared to 100 mol of titanium (Ti) included in the dielectric layer is 3.5 mol or more and 5.5 mol or less (table 1). In regards to claim 49, Arizumi ‘570 discloses The multilayer electronic component according to claim 42, wherein the dielectric layer further includes a fifth subcomponent element, wherein the fifth subcomponent element is silicon (Si), and the number of mols of the fifth subcomponent element compared to 100 mol of titanium (Ti) included in the dielectric layer is 1.1 mol or more and 3 mol or less (table 1). In regards to claim 50, Arizumi ‘570 discloses A dielectric material comprising: first secondary phase dielectric grains (18 – fig. 2; [0040]) comprising titanium and a rare earth element, a number of first secondary phase grains in the dielectric material being A; and second secondary phase dielectric grains (16 – fig. 2; [0040]) comprising silicon and a rare earth element, a number of second secondary phase grains in the dielectric material being B, wherein 0 < A < B, and 0 < A/(A+B) ≤ 0.4 (fig. 2 & POA1 – A=2 & B=6 in the 1.85 by 1.85 cross section; thus A/(A+B)=0.25). In regards to claim 51, Arizumi ‘570 discloses The dielectric material of claim 50, wherein the rare earth element is at least one selected from the group consisting of lanthanum (La), samarium (Sm), dysprosium (Dy), terbium (Tb), holmium (Ho), erbium (Er), and gadolinium (Gd), and does not include at least one of ytterbium (Yb) and yttrium (Y) ([0039] & table 1). In regards to claim 53, Arizumi ‘570 discloses The dielectric material of claim 50, further comprising barium titanate-based main component, and one, two, three, four or five subcomponents, at least one subcomponent comprising at least one variable-valency acceptor element selected from the group consisting of manganese (Mn), vanadium (V), chromium (Cr), iron (Fe), cobalt (Co), nickel (Ni), copper (Cu), and zinc (Zn) (table 1). In regards to claim 56, Arizumi ‘570 discloses The dielectric material of claim 50, wherein a size of the first secondary phase grains is in a range from 50 nm to 1 µm, and a size of the second secondary phase grains is in a range from 100 nm to 1 µm (fig. 2) In regards to claim 57, Arizumi ‘570 discloses The dielectric material of claim 50, having a dielectric constant of greater than 1500 at room temperature and a breakdown voltage of greater than 350 V (table 1-2; When the structure recited in the references is substantially identical to that of the claims, claimed properties (dielectric constant & breakdown voltage) are presumed to be inherent. Claim(s) 1, 11, 25, 36, 50, 56 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Morigasaki et al. (US 20150274597). In regards to claim 1, Morigasaki ‘597 discloses A multilayer electronic component, comprising: a body (10 – fig. 1; [0031]) including a capacitance formation portion including a dielectric layer (2 – fig. 1; [0031]) and an internal electrode (3 – fig. 1; [0031]); and an external electrode (4 – fig. 1; [0031]) disposed on the body, wherein when secondary phase grains including rare earth element and titanium (Ti) are referred to as first secondary phase grains (b – fig. 2; [0067]) and secondary phase grains including the rare earth element and silicon (Si) are referred to as second secondary phase grains (b – fig. 2; [0067]), and when the number of the first secondary phase grains included in the capacitance formation portion is referred to as A (A is taken to be 30% of particles b) and the number of the second secondary phase grains included in the capacitance formation portion is referred to as B (B is taken to be 70% of particles b), the capacitance formation portion satisfies 0 < A/(A+B) ≤ 0.4 (fig. 2; A is taken to be 30% of particles b & B is taken to be 70% of particles b; thus A/(A+B)=0.3). In regards to claim 11, Morigasaki ‘597 discloses The multilayer electronic component according to claim 1, wherein a ratio of an average atomic percentage of the rare earth element to an average atomic percentage of silicon (Si) included in the second secondary phase grains is 0.5 or more and 2.0 or less ([0067]). In regards to claim 25, Morigasaki ‘597 discloses A multilayer electronic component, comprising: a body (10 – fig. 1; [0031]) including a capacitance formation portion including a dielectric layer (2 – fig. 1; [0031]) and an internal electrode (3 – fig. 1; [0031]); and an external electrode (4 – fig. 1; [0031]) disposed on the body, wherein when secondary phase grains including rare earth element and titanium (Ti) are referred to as first secondary phase grains (b – fig. 2; [0067]) and secondary phase grains including the rare earth element and silicon (Si) are referred to as second secondary phase grains (b – fig. 2; [0067]), and when the number of the first secondary phase grains included in the capacitance formation portion is referred to as A (A is taken to be 30% of particles b) and the number of the second secondary phase grains included in the capacitance formation portion is referred to as B (B is taken to be 70% of particles b), the capacitance formation portion satisfies 0 < A and 0 < B (both A & B are greater than 0). In regards to claim 36, Morigasaki ‘597 discloses The multilayer electronic component according to claim 25, wherein a ratio of an average atomic percentage of the rare earth element to an atomic percentage of silicon (Si) included in the second secondary phase grains is 0.5 or more and 2.0 or less ([0067]). In regards to claim 50, Morigasaki ‘597 discloses A dielectric material comprising: first secondary phase dielectric grains (b – fig. 2; [0067])comprising titanium and a rare earth element, a number of first secondary phase grains in the dielectric material being A (A is taken to be 30% of particles b); and second secondary phase dielectric grains (b – fig. 2; [0067])comprising silicon and a rare earth element, a number of second secondary phase grains in the dielectric material being B (B is taken to be 70% of particles b), wherein 0 < A < B, and 0 < A/(A+B) ≤ 0.4 (fig. 2; A is taken to be 30% of particles b & B is taken to be 70% of particles b; thus A/(A+B)=0.3). In regards to claim 56, Morigasaki ‘597 discloses The dielectric material of claim 50, wherein a size of the first secondary phase grains is in a range from 50 nm to 1 µm, and a size of the second secondary phase grains is in a range from 100 nm to 1 µm (table 1). Allowable Subject Matter Claim(a) 6-9, 12-16, 20, 23, 31-34, 37-41, 45, 48, 52, & 54-55 is/are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The prior art does not teach or suggest (in combination with the other claim limitations) wherein a ratio of an average atomic percentage of the rare earth element to an average atomic percentage of titanium (Ti) included in the first secondary phase grains is 0.4 or more and 1.5 or less (claim 6s & 31), wherein an average atomic percentage of the rare earth element included in the first secondary phase grains is 10 at% or more and 25 at% or less (claims 7 & 32), wherein an average atomic percentage of titanium (Ti) included in the first secondary phase grains is more than 15 at% and 20 at% or less (claims 8 & 33), wherein the first secondary phase grains further include barium (Ba), and an average atomic percentage of barium (Ba) included in the first secondary phase grains is 0.01 at% or more and 6 at% or less (claims 9 & 34), wherein an average atomic percentage of the rare earth element included in the second secondary phase grains is 20 at% or more and 25 at% or less (claims 12 & 37), wherein an average atomic percentage of silicon (Si) included in the second secondary phase grains is 10 at% or more and 15 at% or less (claims 13 & 38), wherein the second secondary phase grains further include barium (Ba), and an average atomic percentage of barium (Ba) included in the second secondary phase grains is 1 at% or more and 5 at% or less (claims 14 & 39), wherein the second secondary phase grains further include titanium (Ti), and an average atomic percentage of titanium (Ti) included in the second secondary phase grains is 0.1 at% or more and 1.0 at% or less (claims 15 & 40), wherein the dielectric layer includes dielectric grains of a core-shell structure including a rare earth element, an average atomic percentage of the rare earth element in the core is more than 0 at% and less than 0.5 at%, and an average atomic percentage of the rare earth element in the shell is 0.5 at% or more and less than 2.0 at% (claims 16 & 41), wherein the dielectric layer further includes a first subcomponent element, wherein the first subcomponent element is a valence variable acceptor element, the valence variable acceptor element is manganese (Mn) and vanadium (V), and the number of mols of the first subcomponent element compared to 100 mol of titanium (Ti) included in the dielectric layer is 0.3 mol or more and 0.5 mol or less (claims 20 & 45), wherein the dielectric layer further includes a fourth subcomponent element, wherein the fourth subcomponent element is at least one of barium (Ba) and calcium (Ca), and the number of mols of the fourth subcomponent element compared to 100 mol of titanium (Ti) included in the dielectric layer is 1 mol or more and 1.5 mol or less (claims 23 & 48), further comprising dielectric grains having a core-shell structure and including a rare earth element, wherein an average atomic percentage of the rare earth element in the core is more than 0 at% and less than 0.5 at%, and an average atomic percentage of the rare earth element in the shell is 0.5 at% or more and less than 2.0 at% (claim 52), wherein a ratio of an average atomic percentage of the rare earth element to an average atomic percentage of silicon (Si) included in the second secondary phase grains is 0.5 or more and 2.0 or less, an average atomic percentage of the rare earth element included in the second secondary phase grains is 20 at% or more and 25 at% or less, and an average atomic percentage of silicon (Si) included in the second secondary phase grains is 10 at% or more and 15 at% or less (claim 54), wherein a ratio of an average atomic percentage of the rare earth element to an average atomic percentage of titanium (Ti) included in the first secondary phase grains is 0.4 or more and 1.5 or less, an average atomic percentage of the rare earth element included in the first secondary phase grains is 10 at% or more and 25 at% or less, and an average atomic percentage of titanium (Ti) included in the first secondary phase grains is more than 15 at% and 20 at% or less (claim 55). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 2022/0254569 – fig. 2-3 US 2022/0254567 – fig. 2 US 2022/0384112 – fig. 2 US 7,323,428 – fig. 2 Communication Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID M SINCLAIR whose telephone number is (571)270-5068. The examiner can normally be reached M-TH from 8AM-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, TIMOTHY J DOLE can be reached at (571)272-2229. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /David M Sinclair/Primary Examiner, Art Unit 2847
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Prosecution Timeline

Dec 03, 2024
Application Filed
Feb 18, 2025
Response after Non-Final Action
Aug 11, 2026
Non-Final Rejection mailed — §102 (current)

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Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
88%
With Interview (+19.5%)
2y 6m (~8m remaining)
Median Time to Grant
Low
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