Prosecution Insights
Last updated: September 17, 2026
Application No. 18/967,048

ROTOR STRUCTURE

Non-Final OA §102§103
Filed
Dec 03, 2024
Priority
Mar 05, 2024 — JP 2024-033421
Examiner
VO, ETHAN NGUYEN
Art Unit
Tech Center
Assignee
Mcf Electric Drive Corporation
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
48 granted / 61 resolved
+18.7% vs TC avg
Moderate +11% lift
Without
With
+10.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
15 currently pending
Career history
79
Total Applications
across all art units

Statute-Specific Performance

§103
67.3%
+27.3% vs TC avg
§102
25.8%
-14.2% vs TC avg
§112
6.9%
-33.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 61 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim 1 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by Horii (WO 2015019402, submitted by applicant). As to claim 1, Horii discloses a rotor structure that supplies an oil to a cooling target part inside a synchronous motor in which a rotor rotates in synchronization with a rotating magnetic field generated by a stator (Fig. 1), characterized by being configured such that: the rotor comprises a plurality of permanent magnets (Fig. 1), which are one of the cooling target parts (Fig. 1), and a cylindrical rotor core in which a plurality of axially extending magnet holes are formed in which the respective permanent magnets are embedded (Fig. 2), and an oil flows axially inside the rotor core through the plurality of magnet holes (Fig. 2). PNG media_image1.png 620 685 media_image1.png Greyscale PNG media_image2.png 514 557 media_image2.png Greyscale Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 2-4 are rejected under 35 U.S.C. 103 as being unpatentable over Horii and in view of Pydin (CN 110784033). As to claim 2, Horii discloses the rotor structure according to claim 1, characterized by being configured such that: an annular one-side end plate that is attached concentrically with an axis center of the rotor core to the end on one axial side of the rotor core (Fig. 1), the one-side end plate has a chamber space formed having an annular shape as viewed in the axial direction concentrically with the axis center of the rotor core (Fig. 1), and at the one-side end plate (Fig. 1), an oil is filled into the chamber space from an oil passage in the rotor shaft and the oil is distributed from the chamber space to the plurality of magnet holes (Fig. 1). PNG media_image1.png 620 685 media_image1.png Greyscale Horii fails to disclose a rotor shaft that is inserted into the rotor core so as not to rotate relative to the rotor core. Pydin discloses a rotor shaft that is inserted into the rotor core so as not to rotate relative to the rotor core (“The shaft body 13 is fixed so that it cannot rotate with respect to the rotor core 20”). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the structure of Horii with a rotor shaft that is inserted into the rotor core so as not to rotate relative to the rotor core, to maintain consistent alignment. As to claim 3, the combination of Horii and Pydin discloses the rotor structure according to claim 2, characterized in that: the one-side end plate has a plurality of radial oil passages formed that extend radially on an other axial side than the chamber space (Fig. 1), whose radially inner end communicates with the chamber space, and whose radially outer end communicates with a plurality of the magnet holes, and in each of the radial oil passages (Fig. 1), a surface that defines the radial oil passage on one axial side and a surface that defines the radial oil passage on the radially outer side are connected in an R-shape when viewed in a circumferential direction (Fig. 1). PNG media_image1.png 620 685 media_image1.png Greyscale As to claim 4, the combination of Horii and Pydin discloses the rotor structure according to claim 2, characterized in that: the one-side end plate has a plurality of radial oil passages formed that extend radially on an other axial side than the chamber space (Fig. 1), whose radially inner end communicates with the chamber space (Fig. 1), and whose radially outer end communicates with a plurality of the magnet holes (Fig. 1), and the radially outer end of each of the radial oil passages is in communication with a radially inner portion of each of the magnet holes (Fig. 1). Claims 5-6 are rejected under 35 U.S.C. 103 as being unpatentable over Horii, Pydin, and in view of Matsuoka (JP 2011083139, submitted by applicant). As to claim 5, the combination of Horii and Pydin discloses the rotor structure according to claim 2, characterized in that: the one-side end plate is disposed so as to overlap, as viewed in a radial direction, a coil end on one axial side, which is one of the cooling target parts, of a stator coil attached to the stator (Fig. 1), the one-side end plate has a plurality of first diffusion oil passages formed that extend radially on one axial side than the chamber space (24; Fig. 2), whose radially inner end communicates with the chamber space (Fig. 2), and that open on an outer peripheral surface of the one-side end plate (Fig. 2). PNG media_image1.png 620 685 media_image1.png Greyscale PNG media_image3.png 514 483 media_image3.png Greyscale Horii fails to disclose each of the first diffusion oil passages is formed so that its cross-sectional area increases toward the radially outer side. Matsuoka discloses each of the first diffusion oil passages is formed so that its cross-sectional area increases toward the radially outer side (Fig. 2). PNG media_image4.png 382 533 media_image4.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the structure of Horii with each of the first diffusion oil passages is formed so that its cross-sectional area increases toward the radially outer side, to control the flow of oil. As to claim 6, the combination of Horii, Pydin, and Matsuoka discloses the rotor structure according to claim 5, characterized in that: the rotor further comprises an annular other-side end plate attached concentric with the axis center of the rotor core to the end on an other axial side of the rotor core (Fig. 1 Horii), the other-side end plate is disposed so as to overlap, as viewed in a radial direction, the coil end on the other axial side (Fig. 1 Horii), which is one of the cooling target parts, of the stator coil, the other-side end plate has a plurality of second diffusion oil passages formed that extend radially (Fig. 2 Horii), whose radially inner end communicates with a plurality of the magnet holes, that open on the outer peripheral surface of the other end plate (Fig. 2 Horii), and whose cross- sectional area increases toward the radially outer side (Fig. 2 Matsuoka). PNG media_image1.png 620 685 media_image1.png Greyscale PNG media_image3.png 514 483 media_image3.png Greyscale PNG media_image4.png 382 533 media_image4.png Greyscale Horii fails to disclose a number of the second diffusion oil passages is set to be greater than a number of the first diffusion oil passages. However, those skilled in the art would recognize that the above limitations do not involve any inventive concept. They would merely depend on how many diffusion oil passages one decides to include on the end plate. Furthermore, the instant specification fails to disclose any unexpected results obtained from the fact that a number of the second diffusion oil passages is set to be greater than a number of the first diffusion oil passages. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modify the structure of Horii, such that a number of the second diffusion oil passages is set to be greater than a number of the first diffusion oil passages, in promote the directional flow of oil in the cooling structure. Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Horii and in view of Hazeyama (US 20190036387). As to claim 7, Horii discloses the rotor structure according to claim 1. Horii fails to disclose the rotor core has a skew angle of 0 degrees. Hazeyama discloses the rotor core has a skew angle of 0 degrees. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the structure of Horii with the rotor core has a skew angle of 0 degrees, to maximize torque and starting capabilities. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ETHAN N VO whose telephone number is (571)270-7593. The examiner can normally be reached Mon-Fri 8:30am - 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher M Koehler can be reached on 571 272 3560. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ETHAN NGUYEN VO/ Examiner, Art Unit 2834 /CHRISTOPHER M KOEHLER/Supervisory Patent Examiner, Art Unit 2834
Read full office action

Prosecution Timeline

Dec 03, 2024
Application Filed
Dec 11, 2024
Response after Non-Final Action
Dec 17, 2024
Response after Non-Final Action
Aug 25, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
89%
With Interview (+10.6%)
2y 6m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 61 resolved cases by this examiner. Grant probability derived from career allowance rate.

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