Prosecution Insights
Last updated: August 06, 2026
Application No. 18/969,488

OPTICAL MULTIPLE-INPUT-MULTIPLE-OUTPUT (MIMO) DEMULTIPLEXERS

Non-Final OA §103
Filed
Dec 05, 2024
Priority
Sep 24, 2021 — divisional of 12/184,333
Examiner
VANDERPUYE, KENNETH N
Art Unit
Tech Center
Assignee
Aloe Semiconductor Inc.
OA Round
1 (Non-Final)
19%
Grant Probability
At Risk
1-2
OA Rounds
1y 9m
Est. Remaining
19%
With Interview

Examiner Intelligence

Grants only 19% of cases
19%
Career Allowance Rate
12 granted / 62 resolved
-40.6% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
8 currently pending
Career history
68
Total Applications
across all art units

Statute-Specific Performance

§101
5.9%
-34.1% vs TC avg
§103
49.8%
+9.8% vs TC avg
§102
22.4%
-17.6% vs TC avg
§112
18.1%
-21.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 62 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 3, 13, 14 are rejected under 35 U.S.C. 103 as being unpatentable over Fontaine et al. (PDM-DSPK Silicon Receiver with Integrated Monitor and Minimum of Controls) in view of Chen et al. (20050238367) and further in view of Melati et al. (Integrated All-Optical MIMO Demultiplexer for 8-Channel MDM-WDM Transmission, 2017 Conference on Lasers and Electro-Optics Pacific Rim 2017) With regards to claims 1, 13, Fontaine teaches an optical multi-input-multi output (MIMO) receiver configured to perform optical MIMO polarization demultiplexing (Fig 1.), the optical MIMO receiver comprising: an input port configured to receive input light (Fig 1.); a polarization-dependent splitting element configured to split the input light into a pair of optical transmission paths based on a polarization of the input light (II. Design col. 2), a 2x2 optical coupler configured to combine the pair of optical transmission paths (Fig. 1). Fontaine fails to teach an optical attenuator configured to apply a relative attenuation between the pair of optical transmission paths, Chen et al. teaches optical attenuator configured to apply a relative attenuation between the pair of optical transmission paths, (see fig. 6, 363, with a first {363, fig. 6) and second optical attenuator {365, fig. 6) that are placed with a phase shifter {361, fig. 6) along the optical line). it would have been obvious to a person of ordinary skill in the art to combine Fontaine with Chen for the purpose of providing a first and a second optical attenuators, such as the ones of Chen. The motivation being to selectively adjust or attenuate power. Fontaine in view of Chen fails to teach a controller configured to control the relative attenuation that is applied by the optical attenuator. Melati teaches a controller configured to control the relative attenuation that is applied by the optical attenuator. (Fig 1(b) Controller). It would have been obvious before the effective filing date of the claimed invention to incorporate a controller to control relative attenuation. With regards to claim 3, Chen and Melati teach the optical MIMO receiver of claim 1, comprising a phase shifting element configured to apply a relative phase shift between the pair of optical transmission paths (Chen par 48 and claim 8) wherein the controller is configured to control the relative phase shift (Melati Fig. 1 controller controls the phase) However though Melati does not specifically teach controlling relative phase, it would be obvious as a matter of design to control relative phase shift since it would only require programming to the controller to achieve this result. With regards to claim 14, Chen teaches the method of claim 13, comprising: applying a relative phase shift between the pair of optical transmission paths. (Chen par 48, see claim 3) Allowable Subject Matter Claims 18-20 are allowed. With regards to claim 18, the prior art of record fails to teach an optical multi-input-multi-output (MIMO) receiver configured to perform optical MIMO polarization demultiplexing, the optical MIMO receiver comprising, …. and wherein the third stage comprises: a third pair of optical transmission paths configured to receive light from the second pair of optical transmission paths, and a second optical attenuator configured to apply a second relative attenuation between the third pair of optical transmission paths; and a controller configured to control the first relative attenuation, the first relative phase shift, and the second relative attenuation. Claims 2, 4-12, 15-17 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KENNETH N VANDERPUYE whose telephone number is (571)272-3078. The examiner can normally be reached Monday-Friday, 6:30am-2:30p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KENNETH N VANDERPUYE/Supervisory Patent Examiner, Art Unit 2634
Read full office action

Prosecution Timeline

Dec 05, 2024
Application Filed
Jul 28, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12683686
SINGLE-FIBER BIDIRECTIONAL OPTICAL ASSEMBLY
2y 6m to grant Granted Jul 14, 2026
Patent 12659043
APPARATUS AND METHOD FOR COMPENSATING PERFORMANCE OF TRANSMITTER IN OPTICAL COMMUNICATION SYSTEM
2y 2m to grant Granted Jun 16, 2026
Patent 12609772
Phase-Folding Coherent Optical Technology For Optical Communication
2y 2m to grant Granted Apr 21, 2026
Patent 12519542
FEEDFORWARD MOTION COMPENSATION FOR FSOC TERMINALS
1y 7m to grant Granted Jan 06, 2026
Patent 12513437
Data Transmission Method, Apparatus, and System
2y 2m to grant Granted Dec 30, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
19%
Grant Probability
19%
With Interview (+0.0%)
3y 5m (~1y 9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 62 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month