Prosecution Insights
Last updated: August 17, 2026
Application No. 18/972,447

OPTICAL IMAGING SYSTEM

Non-Final OA §102§Other
Filed
Dec 06, 2024
Priority
Dec 26, 2023 — RE 10-2023-0191799
Examiner
GREECE, JAMES R
Art Unit
Tech Center
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
849 granted / 979 resolved
+26.7% vs TC avg
Moderate +10% lift
Without
With
+10.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
8 currently pending
Career history
983
Total Applications
across all art units

Statute-Specific Performance

§101
1.6%
-38.4% vs TC avg
§103
37.2%
-2.8% vs TC avg
§102
38.9%
-1.1% vs TC avg
§112
7.8%
-32.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 979 resolved cases

Office Action

§102 §Other
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5 and 7-18 are rejected under 35 U.S.C. 102a1 as being anticipated by CN 202166775 U. Re claim 1, CN 202166775 U teaches an optical imaging system comprising: a first lens having refractive power (see paragraph 0007 all embodiments, one example 110); a second lens having negative refractive power (see paragraph 0007 all embodiments, one example 120); a third lens having refractive power (see paragraph 0007 all embodiments, one example 130); a fourth lens having positive refractive power (see paragraph 0007 all embodiments, one example 140); and a fifth lens having negative refractive power (see paragraph 0007 all embodiments, one example 150), wherein the first to fifth lenses are disposed in order from an object side, and wherein 3.10 < f/IMG HT < 3.15 is satisfied, where f is a focal length of the optical imaging system, and IMG HT is half of a diagonal length of an imaging plane (see tables 0106, 0142, 0156, 0171, 0186, 0200, 0214, 0229). Re claim 2, CN 202166775 U teaches wherein 3.7 ≤ TTL/ECTn (n=1, 2, 3) ≤ 4.3 is satisfied, where TTL is a distance on an optical axis from an object-side surface of the first lens to the imaging plane, and ECTn (n=1, 2, 3) is a sum of thicknesses on the optical axis of the first to third lenses (see tables 0106, 0142, 0156, 0171, 0186, 0200, 0214, 0229). Re claim 3, CN 202166775 U teaches wherein the first lens has a convex image-side surface, wherein 0.2 ≤ R1/f ≤ 0.3 is satisfied, where R1 is a radius of curvature of an object-side surface of the first lens (see tables 0106, 0142, 0156, 0171, 0186, 0200, 0214, 0229). Re claim 4, CN 202166775 U teaches wherein -2.5 < f/f2+f/f3 < -1.5 is satisfied, where f2 is a focal length of the second lens, and f3 is a focal length of the third lens (see tables 0106, 0142, 0156, 0171, 0186, 0200, 0214, 0229). Re claim 5, CN 202166775 U teaches wherein 2.0 < TTL/f1 ≤ 2.5 is satisfied, where TTL is a distance on an optical axis from an object-side surface of the first lens to the imaging plane, and f1 is a focal length of the first lens (see tables 0106, 0142, 0156, 0171, 0186, 0200, 0214, 0229). Re claim 7, CN 202166775 U teaches wherein 2.15 < f/BFL < 2.60 is satisfied, where BFL is a distance on an optical axis from an image-side surface of the fifth lens to the imaging plane (see tables 0106, 0142, 0156, 0171, 0186, 0200, 0214, 0229). Re claim 8, CN 202166775 U teaches wherein the third lens has negative refractive power (see paragraph 0007 and claim 1). Re claim 9, CN 202166775 U teaches wherein 5 < d2/d1 is satisfied, where d2 is a distance on an optical axis between an image-side surface of the second lens and an object-side surface of the third lens, and d1 is a distance on the optical axis between an image-side surface of the first lens and an object-side surface of the second lens (see tables 0106, 0142, 0156, 0171, 0186, 0200, 0214, 0229). Re claim 10, CN 202166775 U teaches further comprising an optical path conversion member disposed on an object side of the first lens (see object surface of first lens, this converts optical path). Re claim 11, CN 202166775 U teaches wherein the optical imaging system has a total of five lenses (see all figures). Re claim 12, CN 202166775 U teaches an optical imaging system comprising: a first lens, a second lens, a third lens, a fourth lens, and a fifth lens (see 0007 and all figures), sequentially arranged from an object side, wherein 0.9 ≤ TTL/f ≤ 0.95 and 3.10 < f/IMG HT < 3.15 are satisfied, where TTL is a distance on an optical axis from an object-side surface of the first lens to an imaging plane, f is a focal length of the optical imaging system, and IMG HT is half a diagonal length of the imaging plane (see tables 0106, 0142, 0156, 0171, 0186, 0200, 0214, 0229). Re claim 13, CN 202166775 U teaches further comprising an optical path conversion member disposed on the object-side of the first lens (see object surface of first lens, this converts optical path). Re claim 14, CN 202166775 U teaches wherein 0.19 < DL12/TTL < 0.23 is satisfied, where DL12 is a distance on the optical axis from the object-side surface of the first lens to an image-side surface of the second lens (see tables 0106, 0142, 0156, 0171, 0186, 0200, 0214, 0229). Re claim 15, CN 202166775 U teaches wherein the first lens is a D-cut lens, wherein 1.8 < AR1+AR2 < 2.0 is satisfied, where AR1 is an aspect ratio of a maximum effective diameter of the first lens, and AR2 is an aspect ratio of a maximum effective diameter of the second lens (see tables 0106, 0142, 0156, 0171, 0186, 0200, 0214, 0229). Re claim 16, CN 202166775 U teaches wherein the fifth lens has a convex object-side surface and a concave image-side surface (see 0007 claim 1 and figures). Re claim 17, CN 202166775 U teaches wherein 0< - f/f3 < 0.6 is satisfied, where f3 is a focal length of the third lens (see tables 0106, 0142, 0156, 0171, 0186, 0200, 0214, 0229). Re claim 18, CN 202166775 U teaches wherein the optical imaging system has a total of five lenses (see all figures). Cited Prior Art The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. CN 107367818 A: A lens system which reads on at least the applicant’s independent claims and claim 6 (numeral 130) as a 102 rejection. US 20180031809 A1: A lens system which reads on at least the applicant’s independent claims as a 102 rejection. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES R GREECE whose telephone number is (571)272-3711. The examiner can normally be reached 8-4. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Allana Bidder can be reached at 571-272-5560. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JAMES R GREECE/Supervisory Patent Examiner, Art Unit 2875
Read full office action

Prosecution Timeline

Dec 06, 2024
Application Filed
Jul 28, 2026
Non-Final Rejection mailed — §102, §Other (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12707720
DISPLAY DEVICE
3y 4m to grant Granted Aug 11, 2026
Patent 12690353
LIGHT EMITTING DISPLAY DEVICE
2y 12m to grant Granted Jul 21, 2026
Patent 12690339
DISPLAY PANEL AND DISPLAY APPARATUS
2y 11m to grant Granted Jul 21, 2026
Patent 12687700
OPTICAL SYSTEM AND CAMERA MODULE COMPRISING SAME
2y 2m to grant Granted Jul 21, 2026
Patent 12687701
CAMERA OPTICAL LENS
2y 1m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
97%
With Interview (+10.0%)
2y 6m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 979 resolved cases by this examiner. Grant probability derived from career allowance rate.

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