Prosecution Insights
Last updated: August 17, 2026
Application No. 18/974,321

LENS ASSEMBLY AND ELECTRONIC DEVICE COMPRISING SAME

Non-Final OA §102§103
Filed
Dec 09, 2024
Priority
Jun 13, 2022 — RE 10-2022-0071555 +2 more
Examiner
BOUTSIKARIS, LEONIDAS
Art Unit
Tech Center
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
1y 4m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
100 granted / 117 resolved
+25.5% vs TC avg
Strong +17% interview lift
Without
With
+16.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
32 currently pending
Career history
144
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
54.9%
+14.9% vs TC avg
§102
25.9%
-14.1% vs TC avg
§112
17.2%
-22.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 117 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statements The Information Disclosure Statements filed on 12/9/2024 and 7/29/2025 have been considered. DETAILED ACTION The instant application having Application No. 18/974,321 filed on 12/9/2024 is presented for examination by the Examiner. Examiner cites particular columns and line numbers in the references as applied to the claims below for the convenience of the Applicant. Although the specified citations are representative of the teachings in the art and are applied to the specific limitations within the individual claim, other passages and figures may apply as well. It is respectfully requested that, in preparing responses, the Applicant fully consider the references in entirety as potentially teaching all or part of the claimed invention, as well as the context of the passage as taught by the prior art or disclosed by the examiner. Drawings The drawings are objected to as failing to comply with 37 CFR 1.84(p)(5) because they do not include the following reference sign(s) mentioned in the description: reference character S14 is not shown in any of the drawings. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1, 3, 5-6, 11-12 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Iida et al. (US 2023/0288617, hereinafter, “Iida”). Regarding claim 1, Iida discloses a lens assembly 300 comprising: a reflective optical member 303 (Fig. 2, [0025]); an image sensor 305 configured to receive or detect at least a portion of light transmitted through the reflective optical member 402 (Fig. 2, 3, [0026], [0044]); at least three lenses L1, L2, L3 disposed sequentially along a direction of an optical axis of the lens assembly between the reflective optical member and the image sensor (Fig. 3, [0024]); and a tunable lens VL between the at least three lenses L1, L2, L3 and the image sensor 305, the tunable lens being configured to have a variable refractive power or curvature (Fig. 3, [0028], [0036], lens VL is liquid lens); wherein the reflective optical member is configured to reflect light incident in a direction intersecting the optical axis (Fig. 2, [0030]). Regarding claim 3, Iida discloses the lens assembly according to claim 1, wherein the lens assembly satisfies: 1.8<=EFL/L1F1<=4.2 (EFL=23.3, L1F1=8.53 (for surfaces 2, 3 in Table 1), thus, EFL/L1F1=2.73), where EFL is an effective focal length of the lens assembly, and L1F1 is a focal length of a first lens closest to the reflective optical member among the at least three lenses. Regarding claim 5, Iida discloses the lens assembly according to claim 1, wherein wherein the lens assembly satisfies: -0.2<=L1S1/L1S2<=0.5 (L1S1=5.302, L1S2=-33.148, Table I, thus, L1S1/L1S2=-0.159), where L1S1 is a radius of curvature of an object-side surface of a first lens closest to the reflective optical member among the at least three lenses, and L1S2 is a radius of curvature of an image sensor-side surface of the first lens. Regarding claim 6, Iida discloses the lens assembly according to claim 5, wherein the lens assembly satisfies: 1.8<=EFL/L1F1<=4.2 (EFL=23.3, L1F1=8.53 (for surfaces 2, 3 in Table 1), thus, EFL/L1F1=2.73), where EFL is an effective focal length of the lens assembly, and L1F1 is a focal length of a first lens closest to the reflective optical member among the at least three lenses. Regarding claim 11, Iida discloses the lens assembly according to claim 1, wherein the tunable lens VL faces a lens L3 closest to the image sensor 305 among the at least three lenses (Fig. 3). Regarding claim 12, Iida discloses the lens assembly according to claim 11, further comprising an infrared cut filter IR between the tunable lens VL and the image sensor 305, wherein the infrared cut filter faces the tunable lens and the image sensor (Fig. 2, 3, [0029]. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 13-15, 17, 19-20 are rejected under 35 U.S.C. 103 as being unpatentable over Iida. Regarding claim 13, Iida discloses an electronic device/camera module comprising: a housing BS of a camera module (Fig. 2, [0026], [0029]); a lens assembly 304 configured to receive at least a portion of light 301 incident on a first surface of the housing or a second surface of the housing opposite to the first surface (Fig. 2), the lens assembly comprising: a reflective optical member 303 (Fig. 2, [0051]); an image sensor 305 configured to receive or detect at least a portion of light transmitted through the reflective optical member 303 (Fig. 2, 3, [0026], [0044]); at least three lenses L1, L2, L3 disposed sequentially along a direction of an optical axis of the lens assembly between the reflective optical member 303 and the image sensor 305 (Fig. 3, [0024]); and a tunable lens VL between the at least three lenses L1, L2, L3 and the image sensor 305, the tunable lens being configured to have a variable refractive power or curvature (Fig. 3, [0028], [0036], lens VL is liquid lens); wherein the reflective optical member is configured to reflect light incident in a direction intersecting the optical axis (Fig. 2, [0030]). Iida does not disclose the electronic device comprising a display on the housing. It would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the present application to modify Iida so that the camera module is provided with a display, for informing the user about the various functions of the camera module. Regarding claim 14, Iida discloses the electronic device according to claim 13, further comprising at least one processor configured to adjust a focus by changing the refractive power of the tunable lens or curvature of the tunable lens ([0112], [0117]-[0118]). Regarding claim 15, Iida discloses the electronic device according to claim 13, further comprising at least one processor configured to adjust a focus by adjusting a thickness of the tunable lens on the optical axis ([0112], [0117]-[0118], change in the curvature changes the thickness of the liquid lens). Regarding claim 17, Iida discloses the electronic device according to claim 13, wherein the lens assembly satisfies: 1.8<=EFL/L1F1<=4.2 (EFL=23.3, L1F1=8.53 (for surfaces 2, 3 in Table 1), thus, EFL/L1F1=2.73), where EFL is an effective focal length of the lens assembly, and L1F1 is a focal length of a first lens closest to the reflective optical member among the at least three lenses. Regarding claim 19, Iida discloses the electronic device according to claim 13, wherein the lens assembly satisfies: -0.2<=L1S1/L1S2<=0.5 (L1S1=5.302, L1S2=-33.148, Table I, thus, L1S1/L1S2=-0.159), where L1S1 is a radius of curvature of an object-side surface of a first lens closest to the reflective optical member among the at least three lenses, and L1S2 is a radius of curvature of an image sensor-side surface of the first lens. Regarding claim 20, Iida discloses the electronic device according to claim 19, wherein the lens assembly satisfies: 1.8<=EFL/L1F1<=4.2 (EFL=23.3, L1F1=8.53 (for surfaces 2, 3 in Table 1), thus, EFL/L1F1=2.73). Claims 2, 4, 7-8, 16, 18 are rejected under 35 U.S.C. 103 as being unpatentable over Iida in view of Xu et al. (CN113219623A, hereinafter, “Xu”). Regarding claim 2, Iida discloses the lens assembly according to claim 1. Iida does not disclose the reflective optical member is further configured to rotate around the optical axis. Xu discloses (reference numbers of figures refer to the original, reference numbers of the specification refer to the English translation) an optical system comprising a reflecting member 10, a lens module 20 and an imager sensor 201 (Fig. 3, [0058]). In one embodiment, the reflecting member 10 may rotate around the optical axis Z (Fig. 3, [0064]). Both Iida and Xu disclose optical lens systems. It would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the present application to modify Iida so that the reflecting member 303 rotates around the optical axis, as taught by Xu, for preventing deleterious effects due to shaking ([0064] in Xu). Regarding claim 4, Iida discloses the lens assembly according to claim 3. Iida does not disclose the reflective optical member is further configured to rotate around the optical axis. Xu discloses an optical system comprising a reflecting member 10, a lens module 20 and an imager sensor 201 (Fig. 3, [0058]). In one embodiment, the reflecting member 10 may rotate around the optical axis Z (Fig. 3, [0064]). It would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the present application to modify Iida so that the reflecting member 303 rotates around the optical axis, as taught by Xu, for preventing deleterious effects due to shaking ([0064] in Xu). Regarding claim 7, Iida discloses the lens assembly according to claim 5. Iida does not disclose the reflective optical member is further configured to rotate around the optical axis. Xu discloses an optical system comprising a reflecting member 10, a lens module 20 and an imager sensor 201 (Fig. 3, [0058]). In one embodiment, the reflecting member 10 may rotate around the optical axis Z (Fig. 3, [0064]). It would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the present application to modify Iida so that the reflecting member 303 rotates around the optical axis, as taught by Xu, for preventing deleterious effects due to shaking ([0064] in Xu). Regarding claim 8, Iida/Xu discloses the lens assembly according to claim 7, wherein the lens assembly satisfies: 1.8<=EFL/L1F1<=4.2 (EFL=23.3, L1F1=8.53 (for surfaces 2, 3 in Table 1 of Iida), thus, EFL/L1F1=2.73), where EFL is an effective focal length of the lens assembly, and L1F1 is a focal length of a first lens closest to the reflective optical member among the at least three lenses. Regarding claim 16, Iida discloses the electronic device according to claim 13, Iida does not disclose wherein the reflective optical member is further configured to rotate around the optical axis. Xu discloses an optical system comprising a reflecting member 10, a lens module 20 and an imager sensor 201 (Fig. 3, [0058]). In one embodiment, the reflecting member 10 may rotate around the optical axis Z (Fig. 3, [0064]). It would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the present application to modify Iida so that the reflecting member 303 rotates around the optical axis, as taught by Xu, for preventing deleterious effects due to shaking ([0064] in Xu). Regarding claim 18, Iida discloses the electronic device according to claim 17. Iida does not disclose the reflective optical member is further configured to rotate around the optical axis. Xu discloses an optical system comprising a reflecting member 10, a lens module 20 and an imager sensor 201 (Fig. 3, [0058]). In one embodiment, the reflecting member 10 may rotate around the optical axis Z (Fig. 3, [0064]). It would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the present application to modify Iida so that the reflecting member 303 rotates around the optical axis, as taught by Xu, for preventing deleterious effects due to shaking ([0064] in Xu). Claims 9-10 are rejected under 35 U.S.C. 103 as being unpatentable over Iida in view of Chen et al. (US 2022/0276473, hereinafter, “Chen”). Regarding claim 9, Iida discloses the lens assembly according to claim 1. Iida does not disclose wherein a first lens closest to the reflective optical member among the at least three lenses includes a glass material. Chen discloses a telephoto imaging system (Abstract). In one embodiment, the imaging system includes three fixed focal length lenses 11-13 and a tunable lens assembly 14 (Fig. 1, [0053]-[0054]). Che also discloses that each lens of the group 11-13 (and thus, the first one 11) may be formed of glass ([0083]). It would have been obvious to one of ordinary skill in the art at the time before the effective filing date of the present application to modify Iida so that the first lens L1 is made of glass, as taught by Che, for meeting actual needs ([0083] in Che). Regarding claim 10, Iida/Chen discloses the lens assembly according to claim 9, wherein a refractive index of the first lens is greater than or equal to 1.48 and less than or equal to 1.56 (n1=1.544, Table I of Iida). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LEONIDAS BOUTSIKARIS whose telephone number is (703)756-4529. The Examiner can normally be reached Mon. - Fr. 9.00-5.00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the Examiner by telephone are unsuccessful, the Examiner’s supervisor, Stephone Allen, can be reached on 571-272-2434. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /L.B./ Patent Examiner, AU 2872 /STEPHONE B ALLEN/Supervisory Patent Examiner, Art Unit 2872
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Prosecution Timeline

Dec 09, 2024
Application Filed
Jul 30, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
99%
With Interview (+16.7%)
3y 0m (~1y 4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 117 resolved cases by this examiner. Grant probability derived from career allowance rate.

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