Prosecution Insights
Last updated: October 02, 2026
Application No. 18/976,371

INFORMATION PROCESSING APPARATUS, INFORMATION PROCESSING SYSTEM, INFORMATION PROCESSING METHOD, AND NON-TRANSITORY RECORDING MEDIUM

Non-Final OA §102§103
Filed
Dec 11, 2024
Priority
Dec 18, 2023 — JP 2023-213334
Examiner
YIP, KENT
Art Unit
Tech Center
Assignee
Ricoh Company, Ltd.
OA Round
1 (Non-Final)
71%
Grant Probability
Favorable
1-2
OA Rounds
1y 0m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allowance Rate
393 granted / 552 resolved
+11.2% vs TC avg
Strong +18% interview lift
Without
With
+18.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
13 currently pending
Career history
564
Total Applications
across all art units

Statute-Specific Performance

§101
8.6%
-31.4% vs TC avg
§103
49.3%
+9.3% vs TC avg
§102
24.6%
-15.4% vs TC avg
§112
10.4%
-29.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 552 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed (i.e., a descriptive title that distinguishes the invention and is not a generic or general description). The new title should take into account any amendments to the claims to best indicate the claimed invention. Information Disclosure Statement The information disclosure statement (IDS) submitted on 12/11/2024 follows the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5 and 7-15 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Mogaki (US 2020/0322500). Regarding claim 1, Mogaki teaches an information processing apparatus (information processing apparatus; ¶¶ 0027-0028, Fig. 1 and ¶¶ 0033-0039, Figs. 2B-3D), comprising circuitry configured to infer a job to be executed (prediction process; ¶¶ 0095-0102, Fig. 9), using a trained model that has learned a relation between image data and a job based on training data (learned model; ¶¶ 0070-0078, Fig. 5), the training data associating first image data that is input by a device with a job executed on the first image data according to an instruction from a user among two or more types of jobs executable by the device (data collection and learning; ¶¶ 0051-0081, Fig. 4B and 5), based on second image data that is newly input by the device (obtain image data; ¶ 0097, Fig. 9 S901). Regarding claim 2, Mogaki teaches the information processing apparatus according to claim 1, wherein the trained model has learned a relation between image data and information indicating a situation in which a job has been executed on the first image data (performs machine learning by using the collected data and generates a learned model; ¶ 0052, Fig. 4A), and the job executed on the first image data based on the training data, the training data further associating the information indicating the situation with the first image data and the job executed on the first image data (collected data; ¶ 0058, Table 1), wherein the circuitry infers the job to be executed based on the second image data that is newly input by the device and the information indicating the situation when the second image data is input (data transmission destination prediction process; ¶¶ 0096-01012, Fig. 9). Regarding claim 3, Mogaki teaches the information processing apparatus according to claim 2, wherein the information indicating the situation is identification information of a user who uses the device (execution user; ¶ 0058, Table 1). Regarding claim 4, Mogaki teaches the information processing apparatus according to claim 2, wherein the information indicating the situation is information on an organization to which a user who uses the device belongs (groups; ¶ 0063). Regarding claim 5, Mogaki teaches the information processing apparatus according to claim 2, wherein the information indicating the situation is information on a time at which the second image data is input (present time; ¶ 0058, Table 1 and ¶ 0098). Regarding claim 7, Mogaki teaches the information processing apparatus according to claim 1, wherein the circuitry infers the job to be executed based on the second image data that is newly input by the device (data transmission destination prediction process; ¶¶ 0096-01012, Fig. 9 S901), using the trained model corresponding to a situation when the second image data is input (obtains learned model; ¶ 0098, Fig. 9 S902), the trained model having been selected from among trained models that have learned a relationship between the image data and the job for each of situations in which the job has been executed based on the training data associating the first image data with the job executed on the first image data (learned models; ¶ 0063). Regarding claim 8, Mogaki teaches the information processing apparatus according to claim 1, wherein the circuitry is further configured to inquire of the user whether the inferred job is to be executed (displays the transmission destination of the prediction result on the operation panel 207; ¶ 0100, Fig. 9 S904 and ¶¶ 0109-0111, Fig. 10C). Regarding claim 9, Mogaki teaches an information processing system (system; ¶¶ 0025-0028, Fig. 1), comprising: an image processing apparatus including first circuitry (MFP 102; ¶¶ 0030-0031, Fig. 2A); and an information processing apparatus including second circuitry (information processing apparatus; ¶¶ 0027-0028, Fig. 1 and ¶¶ 0033-0039, Figs. 2B-3D), the first circuitry and the second circuitry being configured to operate in cooperation to: infer a job to be executed (prediction process; ¶¶ 0095-0102, Fig. 9), using a trained model that has learned a relation between image data and a job based on training data (learned model; ¶¶ 0070-0078, Fig. 5), the training data associating first image data that is input by the image processing apparatus with a job executed on the first image data according to an instruction from a user among two or more types of jobs executable by the image processing apparatus (data collection and learning; ¶¶ 0051-0081, Fig. 4B and 5), based on second image data that is newly input by the image processing apparatus (obtain image data; ¶ 0097, Fig. 9 S901); and execute the inferred job (data transmission destination prediction process; ¶¶ 0096-01012, Fig. 9). Regarding claim 10, Mogaki teaches the information processing system according to claim 9, wherein the first circuitry is configured to execute the inferred job (transmit data; ¶ 0069, Fig. 4B and ¶ 0102, Fig. 9 S906). Regarding claim 11, Mogaki teaches the information processing system according to claim 9, wherein the first circuitry is further configured to output a predetermined notification based on a comparison between a job designated by the user for the second image data and the inferred job (displays the transmission destination of the prediction result on the operation panel 207; ¶ 0068, Fig. 4B, ¶ 0100, Fig. 9 S904 and ¶¶ 0109-0111, Fig. 10C). Regarding claim 12, Mogaki teaches the information processing system according to claim 9, wherein the first circuitry and the second circuitry are further configured to operate in cooperation to cause a model to learn the relation between the image data and the job based on the training data (data collection and learning; ¶¶ 0051-0081, Fig. 4B and 5). Regarding claim 13, Mogaki teaches the information processing system according to claim 9, wherein the image processing apparatus includes a memory that stores the trained model (data transmission application 372 obtains the learned model; ¶ 0066, Fig. 4B) and the first circuitry infers the job to be executed based on the second image data that is newly input by the information processing apparatus, using the trained model (the data transmission application 372 inputs the scanned image data, the present date/time, and the information of the MFP 102, as input data, to the learned model obtained in step S421, and outputs the transmission destination prediction result; ¶ 0067, Fig. 4B S423). Claim 14 is a method claim that corresponds to the apparatus of claim 1 thus, arguments similar to that presented above for claim 1 are equally applicable to claim 14. Claim 15 recites a non-transitory recording medium storing a plurality of instructions which, when executed by one or more processors (¶ 0129 Mogaki), causes the one or more processors to perform similarly to the apparatus of claim 1. Thus, arguments similar to that presented above for claim 1 are equally applicable to claim .15 Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Mogaki as applied to claim 1 above, and further in view of Umeizumi (US 2022/0116510) Regarding claim 6, Mogaki teaches the information processing apparatus according to claim 1, wherein the circuitry is further configured to: and infer the job to be executed based on the second image data, using the trained model (the data transmission application 372 inputs the scanned image data, the present date/time, and the information of the MFP 102, as input data, to the learned model obtained in step S421, and outputs the transmission destination prediction result; ¶ 0067, Fig. 4B S423); but does not explicitly teach remove a blank page from the second image data; from which the blank page is removed. However, Umeizumi teaches remove a blank page from the second image data; from which the blank page is removed (remove blank page; ¶¶ 0005-0006). Mogaki and Umeizumi are in the same field of endeavor of an information processing apparatus that processes print jobs. Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention was made to modify the formation processing apparatus of Mogaki to remove a blank page from the second image data as taught by Umeizumi. The combination improves the information processing apparatus by reducing cost by preventing unnecessary waste. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Matsuzawa et al. (US 2020/0285426) teaches an information processing apparatus that stores a learnt model obtained by learning the relationship between image information and operation information. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KENT YIP whose telephone number is (571)270-5244. The examiner can normally be reached 9:00-5:00 PM PST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Akwasi M. Sarpong can be reached at (571) 270-3438. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KENT YIP/Primary Examiner, Art Unit 2681
Read full office action

Prosecution Timeline

Dec 11, 2024
Application Filed
Sep 23, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
71%
Grant Probability
89%
With Interview (+18.1%)
2y 9m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 552 resolved cases by this examiner. Grant probability derived from career allowance rate.

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