Prosecution Insights
Last updated: October 01, 2026
Application No. 18/976,713

HEAD-UP DISPLAY APPARATUS

Non-Final OA §102§DP
Filed
Dec 11, 2024
Priority
Jul 07, 2016 — JP 2016-134902 +4 more
Examiner
JONES, JAMES
Art Unit
Tech Center
Assignee
Maxell Ltd.
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
1182 granted / 1337 resolved
+28.4% vs TC avg
Minimal +4% lift
Without
With
+4.5%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
32 currently pending
Career history
1349
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
18.2%
-21.8% vs TC avg
§102
63.2%
+23.2% vs TC avg
§112
5.6%
-34.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1337 resolved cases

Office Action

§102 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 12/11/2024 and 5/13/2025 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 2, 11, 12 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Wu (5657163) hereafter Wu. Regarding claim 1, Wu discloses in fig. 1 a head-up display apparatus comprising: an image display apparatus including a light source (34) and a display element (24), an image being displayed on the display element (24) to emit an image projection light (fig. 1); a mirror (28) configured to project the image projection light emitted from the image display apparatus (fig. 1, col. 2, lines 12-65); and a housing (20 and 18 as the claimed housing), wherein the light source (34) and the mirror (28) are disposed in a space formed by the housing (fig. 1), and wherein the display element (24) is disposed so as to be tilted relative to an optical axis of the mirror (see fig. 1, col. 2, lines 12-65). Regarding claim 2, Wu discloses the head-up display apparatus according to claim 1, wherein the display element is disposed inside a focal point distance of the optical axis of the mirror (see fig. 1, col. 2, lines 12-65). Regarding claim 11, Wu discloses the head-up display apparatus according to claim 1, wherein the image display apparatus is provided with heat dissipating means of at least the light source attached to the outer periphery of a portion of the housing (fig. 2. Col. 3, lines 9-15). Regarding claim 12, Wu discloses the head-up display apparatus according to claim 11, wherein the heat dissipating means includes a heat sink (fig. 2. Col. 3, lines 9-15). Allowable Subject Matter Claims 3-10 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: the prior art does not disclose the claimed combination of limitation to warrant a rejection under 35 USC 102 or 103. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claim 1 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 1 of U.S. Patent No. 12204104 hereafter Misawa. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 1 of Misawa read on or make obvious claim 1 of the instant application. Regarding claim 1, Misawa discloses a head-up display apparatus comprising: an image display apparatus including a light source and a display element, an image being displayed on the display element to emit an image projection light; a mirror configured to project the image projection light emitted from the image display apparatus; and a housing, wherein the light source and the mirror are disposed in a space formed by the housing, and wherein the display element is disposed so as to be tilted relative to an optical axis of the mirror (see claim 1). Claim 1 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 1 of U.S. Patent No. 11846776 hereafter Misawa. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 1 of Misawa read on or make obvious claim 1 of the instant application. Regarding claim 1, Misawa discloses a head-up display apparatus comprising: an image display apparatus including a light source and a display element, an image being displayed on the display element to emit an image projection light; a mirror configured to project the image projection light emitted from the image display apparatus; and a housing, wherein the light source and the mirror are disposed in a space formed by the housing, and wherein the display element is disposed so as to be tilted relative to an optical axis of the mirror (see claim 1). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES JONES whose telephone number is (571)270-1278. The examiner can normally be reached 7:00 am - 4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Pinping Sun can be reached at (571) 270-1284. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JAMES C. JONES/Primary Examiner, Art Unit 2872
Read full office action

Prosecution Timeline

Dec 11, 2024
Application Filed
Sep 10, 2026
Non-Final Rejection mailed — §102, §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12742966
HEAD-UP DISPLAY
2y 9m to grant Granted Sep 22, 2026
Patent 12742991
DIMMING DEVICE AND DIMMING APPARATUS
2y 1m to grant Granted Sep 22, 2026
Patent 12724223
OPTICAL MODULE
3y 3m to grant Granted Sep 01, 2026
Patent 12687718
HUD INTELLIGENT COLOR CORRECTION (HUD ICC)
3y 5m to grant Granted Jul 21, 2026
Patent 12687703
CAMERA OPTICAL LENS
2y 1m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
93%
With Interview (+4.5%)
2y 1m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1337 resolved cases by this examiner. Grant probability derived from career allowance rate.

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