Prosecution Insights
Last updated: October 02, 2026
Application No. 18/977,607

SYSTEMS AND METHODS FOR RESPIRATION CHARACTERISTIC ESTIMATION

Final Rejection §102§103
Filed
Dec 11, 2024
Examiner
ROZANSKI, MICHAEL T
Art Unit
3797
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Harman Becker Automotive Systems GmbH
OA Round
2 (Final)
69%
Grant Probability
Favorable
3-4
OA Rounds
1y 5m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allowance Rate
637 granted / 921 resolved
-0.8% vs TC avg
Strong +29% interview lift
Without
With
+28.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
29 currently pending
Career history
958
Total Applications
across all art units

Statute-Specific Performance

§101
4.2%
-35.8% vs TC avg
§103
37.2%
-2.8% vs TC avg
§102
21.4%
-18.6% vs TC avg
§112
25.0%
-15.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 921 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 21 is objected to because of the following informalities: In claim 21, lines 5 and 8, it appears ‘accuracy’ should be ‘uncertainty’, as this is what is compared to a threshold. Appropriate correction is required. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-7, 9, 10, 13, 14, and 22-24 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Myers (US Pub 2022/0400989). Re claim 1: Myers discloses a vehicle computing system of a vehicle [0052; the processor can be implemented in a vehicle], comprising: one or more processors [0052; see the processor]; memory storing instructions that when executed cause the one or more processors [0052; see the storage medium with instructions] to: obtain video data comprising a plurality of frames from one or more visual sensing devices within the vehicle [0092, fig 10; see the video data that contains a plurality of frames]; extract motion data from the video data [0093; see the motion-based analysis]; determine, from the motion data, a breathing wave and one or more respiratory characteristics of a subject within the vehicle [0095, 0097, 0098; see the respiratory waveforms 1025 and see the respiratory information 1035, 1045 and respiratory parameters]; and output the breathing wave and one or more respiratory characteristics to one or more of an advanced driver assistance system (ADAS) and a health and wellbeing system integrated into a vehicle computing system (Abstract, 0047, fig 9; see the remote monitoring output to a wearable or mobile device or other processing system that is in a “vehicle”; Note: While the claimed ADAS and wellbeing systems may have other functions described in the specification (i.e. instant publ. 0021), these are not read into the claim; as such, these claimed systems are merely considered to be processing systems which is disclosed by Myer’s; even if additional weight is given to the terms, it is noted that Myers processing systems are considered as driver assistance systems and wellbeing systems because the systems may be used in a vehicle as mobile devices commonly are used and/or the systems provide health information as patient vital information). Re claims 2, 3: To extract motion data from the video data, the one or more processors are configured to: identify, within a first frame of the plurality of frames, one or more regions of interest (ROIs); dynamically adjust the one or more ROIs based on the subject’s movements; and perform sparse motion analysis that includes an optical flow analysis to the one or more ROIs [0097, 0098; see the feature tracking which identifies a ROI, wherein the tracking is performed dynamically through a plurality of frames as the subject moves, wherein an sparse motion analysis (i.e. “optical flow”) is performed]. Re claim 4: To determine, from the motion data, the breathing wave and the one or more respiratory characteristics, the one or more processors are configured to deploy a respiratory characteristic estimation model trained to determine the breathing wave and the one or more respiratory characteristics from the motion data [0053, 0065; see the AI machine learning system that trains a model to determine the output parameters]. Re claim 5: The model is a convolutional neural network [0065; see the CNN as an example of the model]. Re claim 6: The model is trained based on a ground truth breathing wave and respiratory characteristics that are semi-automatically converted from the ground truth breathing wave based on a combination of automated scripts and human supervised annotations [0053; see the training of the model wherein the data used for training is considered ‘ground truth’ data in machine learning, wherein the training is performed via human input as well as being automatically performed, thereby being semi-automated]. Re claim 7: The memory stores further instructions that when executed cause the one or more processors to estimate uncertainty in the breathing wave and one or more respiratory characteristics [0063; see the errors that are determined which are considered as uncertainty estimates]. Re claim 9: Myers discloses a method for training a respiratory characteristic estimation model, comprising: capturing video data in a vehicle environment [Abstract, 0047, 0092, figs 9 and 10; see the video data that is captured by a wearable or mobile device or other processing system that is in a “vehicle” or at a hospital/home which have vehicles included ambulances, thereby being in a vehicle environment]; determining, from the video data, ground truth motion data [0053, 0065, 0093; see the motion-based analysis that used as training ground truth data]; determining, based on the ground truth motion data, ground truth breathing waves [0095, 0097, 0098; see the respiratory waveforms 1025 determined from the motion data]; semi-automatically converting the ground truth breathing waves to one or more annotated respiratory characteristics [0095, 0097, 0098; see the respiratory information 1035, 1045 and respiratory parameters determined from the respiratory waveforms 1025 via automated computations and via human input (semi-automatic)]; training the respiratory characteristic estimation model on training trios of the ground truth motion data, the ground truth breathing waves, and the one or more annotated respiratory characteristics [0053, 0065; see the AI machine learning system that trains a model to determine the output parameters]. Re claim 10: The converting comprises applying one or more automated scripts to the ground truth breathing waves [0053; see the training is performed automatically]. Re claim 13: The model is configured for deployment to determine, from visual signals, a breathing wave and one or more corresponding respiratory characteristics [0095, 0097, 0098; see the respiratory waveforms 1025 and the respiratory information and respiratory parameters, obtained from visual motion signals]. Re claim 14: The annotated respiratory characteristics comprise one or more of breathing rate, breathing phase, and breathing rate variability [0095, 0097, 0098; the respiratory information and respiratory parameters correspond at least to a breathing rate of respiration over time]. Re claim 22: The method includes deploying the trained respiratory characteristic estimation model to a vehicle computing system of a vehicle; and configuring the vehicle computing system to output the one or more annotated respiratory characteristics to an ADAS of the vehicle [0053, 0065, Fig 9; see the vehicle systems as described in regard to claim 1 and see the AI machine learning system that trains a model to determine the output parameters]. Re claims 23, 24: The one or more visual sensing devices comprise one or more near-infrared (NIR) cameras configured to capture near-infrared images of the subject in the vehicle environment, and wherein dynamically adjusting the one or more ROIs based on the subject's movements comprises adjusting the one or more ROIs based on the subject twisting at a waist when turning a steering wheel of the vehicle [0090, 0096-0098; see the IR sensing and see the feature tracking which identifies a ROI, wherein the tracking is performed dynamically through a plurality of frames as the subject moves, wherein an sparse motion analysis (i.e. “optical flow”) is performed, wherein the data is acquired in the vehicle environment as described in relation to claim 9]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 8 and 21 are rejected under 35 U.S.C. 103 as being unpatentable over Myers, as applied to claim 7, in view of Carter et al (US Pub 2024/0293078). Re claim 8: Myers discloses all features except to determine an interquartile range (IQR) of quantities of the one or more respiratory characteristics and determine, based on the IQR, an accuracy of the one or more respiratory characteristics. However, Carter teaches of a machine learning classification system determine an interquartile range (IQR) of quantities of the one or more respiratory characteristics and determine, based on the IQR, an accuracy of the one or more respiratory characteristics [abstract, 0212; see the “quartile” range determine for the machine learning classification]. It would have been obvious to the skilled artisan to modify Myers, to determine a quartile range as taught by Carter, in order to improve accuracy for the machine learning. Re claim 21: Myers discloses the memory stores instructions that when executed cause the one or more processors to: output the breathing wave and the one or more respiratory characteristics to the one or more of the ADAS and the health and wellbeing system integrated into the vehicle computing system in response to the accuracy being above a threshold; and flag the one or more respiratory characteristics as unreliable and filter out the one or more respiratory characteristics in response to the accuracy being below the threshold [0063; see the errors that are determined which are considered as uncertainty estimates, which are compared to a standard value to be removed from the dataset unless determined to be accurate above a certain level]. Claims 11 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Myers, as applied to claim 10, in view of Aoki et al (US Pub 2010/0249631). Re claims 11, 12: Myers discloses semi-automatically converting the ground truth breathing waves further comprises receiving human supervised annotations to one or more portions of the ground truth breathing waves, but does not disclose this is based on reliability scores, wherein applying the one or more automated scripts comprises identifying peaks and valleys within the ground truth breathing wave and the binary flat denoting signal reliability scores. However, Aoki teaches of respiratory waveform analyzer wherein applying the one or more automated scripts comprises identifying peaks and valleys within the ground truth breathing wave and the binary flat denoting signal reliability scores (Abstract; see the respiratory waveform and the reliability calculator that calculates a reliability of the respiratory waveform based on flatness of the concentration signal). It would have been obvious to the skilled artisan to modify Myers, to utilize reliability scores as taught by Aoki, in order to show a parameter that indicates how consistent the determined information will be. Response to Arguments Applicant's arguments filed 7/29/26 have been fully considered but they are not persuasive. Applicant argues that Myers does not specifically disclose a vehicle or ADAS and that the new limitations are not met. While Applicant is correct that an ADAS is not mentioned, the limitation is still met. First, Myers does disclose an “vehicle” [0047]. The remote monitoring output is communicated to a wearable or mobile device or other processing system that is in a “vehicle” and in a vehicle environment. While the claimed ADAS and wellbeing systems may have other functions described in the specification (i.e. instant publ. 0021), these are not read into the claim and, as such, these claimed systems are merely considered to be processing systems which is disclosed by Myers. Even if additional weight is given to the terms, it is noted that Myers processing systems are considered as driver assistance systems and wellbeing systems because the systems may be used in a vehicle as mobile devices commonly are used and/or the systems provide health information as patient vital information. Therefore, the limitations are met. The prior claim objections are withdrawn due to amendments. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL T ROZANSKI whose telephone number is (571)272-1648. The examiner can normally be reached Mon - Fri 8:00-4:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher Koharski can be reached at 571-272-7230. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL T ROZANSKI/Primary Examiner, Art Unit 3797
Read full office action

Prosecution Timeline

Dec 11, 2024
Application Filed
Apr 30, 2026
Non-Final Rejection mailed — §102, §103
Jul 29, 2026
Response Filed
Aug 11, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12733953
ULTRASONIC PROBE
2y 9m to grant Granted Sep 15, 2026
Patent 12721687
SYSTEM FOR NEURONAVIGATION REGISTRATION AND ROBOTIC TRAJECTORY GUIDANCE, AND RELATED METHODS AND DEVICES
1y 5m to grant Granted Sep 01, 2026
Patent 12714352
Multi-Lead Electrocardiogram Detection Method and Electronic Device
2y 0m to grant Granted Aug 25, 2026
Patent 12708288
PORTABLE THREE-DIMENSIONAL IMAGE MEASURING DEVICE, THREE-DIMENSIONAL IMAGE MEASURING METHOD USING SAME, AND MEDICAL IMAGE MATCHING SYSTEM
1y 2m to grant Granted Aug 18, 2026
Patent 12702368
IMAGING SYSTEM AND METHOD FOR IMAGE LOCALIZATION OF SURGICAL EFFECTORS USING C-ARM CHARACTERIZATION PARAMETERS
3y 3m to grant Granted Aug 11, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
69%
Grant Probability
98%
With Interview (+28.8%)
3y 3m (~1y 5m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 921 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month