Prosecution Insights
Last updated: August 16, 2026
Application No. 18/979,169

TERMINAL APPARATUS AND COMMUNICATION METHOD

Non-Final OA §103
Filed
Dec 12, 2024
Priority
Jul 28, 2015 — JP 2015-148537 +5 more
Examiner
PEREZ, ANGELICA
Art Unit
Tech Center
Assignee
Panasonic Holdings Corporation
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
1y 3m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
588 granted / 783 resolved
+15.1% vs TC avg
Strong +28% interview lift
Without
With
+27.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
20 currently pending
Career history
797
Total Applications
across all art units

Statute-Specific Performance

§101
4.2%
-35.8% vs TC avg
§103
59.8%
+19.8% vs TC avg
§102
18.0%
-22.0% vs TC avg
§112
11.5%
-28.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 783 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-8 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-8 of U.S. Patent No. 11,792,724 and claims 1-8 of US 12,207,184 B2 in view of Deng. This being an obvious rejection. Regarding claim 1, claim 1 of U.S. Patent No. 11,792,724 discloses a base station apparatus comprising: control circuity, in operation, receives a higher layer signaling for spatial multiplexing; and a transmitter which, in operation, transmits a first downlink data signal and a second downlink data signal respectively over a first downlink channel and a second downlink channel that are at least partially overlapped in time and frequency domain, wherein simultaneous use of the first downlink channel and the second downlink channel is configured by the higher layer signaling. claim 1 of U.S. Patent No. 11,792,724 does not specifically disclose a base station, utilizing higher layer signaling and overlapping in time. Deng discloses a base station (Fig. 1A, “114a”), utilizing higher layer signaling (par. [0004], “The resource allocation of the first control channel and/or the second control channel may be received from a network, e.g., via higher layers signaling.”), and overlapping in time (par. [0110], where non-orthogonal multiple access (NOMA) overlaps channels in both frequency and time). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to use Deng’s teachings about disclosing the base station of a wireless communication system, utilizing higher layer signaling and overlapping channels in time with the apparatus disclosed by utilizing non-orthogonal multiple access technology disclosed by claim 1 in U.S. Patent No. 11,792,724 because one of ordinary skill in the art would have recognized that higher layer signaling is utilized in LTE/5G technologies to set/configure protocols, messages and procedures to at least manage resources and allocation of the same; base stations are one of the several elements in wireless communication systems; and the well-known fact where NOMA techniques inherently overlap channels in frequency and time. Regarding claim 5, claim 5 of U.S. Patent No. 11,792,724 discloses a communication method for a base station apparatus, the communication method comprising: receiving a higher layer signaling for spatial multiplexing; and transmitting a first downlink data signal and a second downlink data signal respectively over a first downlink channel and a second downlink channel that are at least partially overlapped in time and frequency domain, wherein simultaneous use of the first downlink channel and the second downlink channel is configured by the higher layer signaling. claim 5 of U.S. Patent No. 11,792,724 does not specifically disclose a base station, utilizing higher layer signaling and overlapping in time. Deng discloses a base station (Fig. 1A, “114a”), utilizing higher layer signaling (par. [0004], “The resource allocation of the first control channel and/or the second control channel may be received from a network, e.g., via higher layers signaling.”), and overlapping in time (par. [0110], where non-orthogonal multiple access (NOMA) overlaps channels in both frequency and time). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to use Deng’s teachings about disclosing the base station of a wireless communication system, utilizing higher layer signaling and overlapping channels in time with the apparatus disclosed by utilizing non-orthogonal multiple access technology disclosed by claim 5 in U.S. Patent No. 11,792,724 because one of ordinary skill in the art would have recognized that higher layer signaling is utilized in LTE/5G technologies to set/configure protocols, messages and procedures to at least manage resources and allocation of the same; base stations are one of the several elements in wireless communication systems; and the well-known fact where NOMA techniques inherently overlap channels in frequency and time. Claims 2 and 6 in the present application corresponds to respective claims 2 and 6, in U.S. Patent No. 11,792,724. Claims 3 and 7 in the present application corresponds to claims 3 and 7 in U.S. Patent No. 11,792,724. Claims 4 and 8 in the present application corresponds to claims 4 and 8 in U.S. Patent No. 11,792,724. Regarding claim 1, claim 1 of U.S. Patent No. 12,207,184 discloses a base station apparatus comprising: control circuity, in operation, receives a higher layer signaling for spatial multiplexing; and a transmitter which, in operation, transmits a first downlink data signal and a second downlink data signal respectively over a first downlink channel and a second downlink channel that are at least partially overlapped in time and frequency domain, wherein simultaneous use of the first downlink channel and the second downlink channel is configured by the higher layer signaling. claim 1 of U.S. Patent No. 12,207,184 B2 does not specifically disclose a base station and utilizing higher layer signaling. Deng discloses a base station (Fig. 1A, “114a”), utilizing higher layer signaling (par. [0004], “The resource allocation of the first control channel and/or the second control channel may be received from a network, e.g., via higher layers signaling.”). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to use Deng’s teachings about disclosing the base station of a wireless communication system and utilizing higher layer signaling with the apparatus disclosed by utilizing non-orthogonal multiple access technology disclosed by claim 1 in U.S. Patent No. 12,207,184 because one of ordinary skill in the art would have recognized that higher layer signaling is utilized in LTE/5G technologies to set/configure protocols, messages and procedures to at least manage resources and allocation of the same and base stations are one of the several elements in wireless communication systems. Regarding claim 5, claim 5 of U.S. Patent No. 12,207,184 discloses a communication method for a base station apparatus, the communication method comprising: receiving a higher layer signaling for spatial multiplexing; and transmitting a first downlink data signal and a second downlink data signal respectively over a first downlink channel and a second downlink channel that are at least partially overlapped in time and frequency domain, wherein simultaneous use of the first downlink channel and the second downlink channel is configured by the higher layer signaling. claim 5 of U.S. Patent No. 12,207,184 does not specifically disclose a base station and utilizing higher layer signaling. Deng discloses a base station (Fig. 1A, “114a”), utilizing higher layer signaling (par. [0004], “The resource allocation of the first control channel and/or the second control channel may be received from a network, e.g., via higher layers signaling.”). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to use Deng’s teachings about disclosing the base station of a wireless communication system and utilizing higher layer signaling with the apparatus disclosed by utilizing non-orthogonal multiple access technology disclosed by claim 1 in U.S. Patent No. 12,207,184 because one of ordinary skill in the art would have recognized that higher layer signaling is utilized in LTE/5G technologies to set/configure protocols, messages and procedures to at least manage resources and allocation of the same and base stations are one of the several elements in wireless communication systems. Claims 2 and 6 in the present application corresponds to respective claims 2 and 6, in U.S. Patent No. 12,207,184. Claims 3 and 7 in the present application corresponds to claims 3 and 7 in U.S. Patent No. 12,207,184. Claims 4 and 8 in the present application corresponds to claims 4 and 8 in U.S. Patent No. 12,207,184. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-8 are rejected under 35 U.S.C. 103 as being unpatentable over US 20180014292 A1 (Wang et al., hereinafter Wang) in view of US 20170034812 A1 (Deng et al., hereinafter Deng). Regarding claim 1, Wang discloses a base station apparatus (Fig. 13, “eNB”) comprising: control circuity (Fig. 13, “central processing unit 1301”), in operation, receives a [higher layer signaling] for spatial multiplexing (par. [0042], “spatial domain resources”; par. [0062], “non-orthogonal multiple access”. Where both spatial domain technology and “non-orthogonal multiple access” technology use multiplexing. Par. [0064], “indication information” corresponding to signaling information. Note: The specification does not disclose what the “higher layer signaling” is); and a transmitter (Fig. 13, “transceiver 1303”) which, in operation, transmits a first downlink data signal and a second downlink data signal respectively over a first downlink channel and a second downlink channel that are at least partially overlapped in time and frequency domain (par. [0065], “…the first information may be data in a PDSCH of the UE, and the second information may be data in a PDCCH/ePDCCH of the UE. Or, conversely, the first information may be data in a PDCCH/ePDCCH of the UE, and the second information may be data in a PDSCH of the UE”), wherein simultaneous use of the first downlink channel and the second downlink channel is configured by the [higher layer signaling] (par. [0062], “non-orthogonal multiple access” technique uses multiple users to share the same frequency-time resource block simultaneously by superimposing their respective signals at different power levels). Although implied, Wang does not specifically disclose utilizing higher layer signaling. In related art concerning mmW physical layer downlink channel scheduling and control signaling, Deng discloses utilizing higher layer signaling (par. [0004], “The resource allocation of the first control channel and/or the second control channel may be received from a network, e.g., via higher layers signaling.”). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to use Deng’s teachings about utilizing higher layer signaling with the apparatus utilizing non-orthogonal multiple access technology disclosed by Wang because one of ordinary skill in the art would have recognized that higher layer signaling is utilized in LTE/5G technologies to set/configure protocols, messages and procedures to at least manage resources and allocation of the same. Regarding claim 5, Wang discloses a communication method for a base station apparatus (par. [0062], “method based on a non-orthogonal multiple access technology, applicable to an eNB”), the communication method comprising: receiving a [higher layer] signaling for spatial multiplexing (par. [0042], “spatial domain resources”; par. [0062], “non-orthogonal multiple access”. Where both spatial domain technology and “non-orthogonal multiple access” technology use multiplexing. Par. [0064], “indication information” corresponding to signaling information. Note: The specification does not disclose what the “higher layer signaling” is); and transmitting a first downlink data signal and a second downlink data signal respectively over a first downlink channel and a second downlink channel that are at least partially overlapped in time and frequency domain, wherein simultaneous use of the first downlink channel and the second downlink channel is configured by the [higher layer] signaling (par. [0065], “…the first information may be data in a PDSCH of the UE, and the second information may be data in a PDCCH/ePDCCH of the UE. Or, conversely, the first information may be data in a PDCCH/ePDCCH of the UE, and the second information may be data in a PDSCH of the UE”), wherein simultaneous use of the first downlink channel and the second downlink channel is configured by the [higher layer signaling] (par. [0062], “non-orthogonal multiple access” technique uses multiple users to share the same frequency-time resource block simultaneously by superimposing their respective signals at different power levels). Although implied, Wang does not specifically disclose utilizing higher layer signaling. Deng discloses utilizing higher layer signaling (par. [0004], “The resource allocation of the first control channel and/or the second control channel may be received from a network, e.g., via higher layers signaling.”). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to use Deng’s teachings about utilizing higher layer signaling with the apparatus utilizing non-orthogonal multiple access technology disclosed by Wang because one of ordinary skill in the art would have recognized that higher layer signaling is utilized in LTE/5G technologies to set/configure protocols, messages and procedures to at least manage resources and allocation of the same. Regarding claims 2 and 6, Wang and Deng disclose all the limitations of claims 1 and 5, respectively. Wang further discloses wherein a first communication scheme used for transmission of the first downlink data signal is same as a second communication scheme used for transmission of the second downlink data signal (par. [0003], “…transmitted in the same resources… data overlapped on the same resources and modulation coding schemes”; par. [0049]). Regarding claims 3 and 7, Wang and Deng disclose all the limitations of claims 1 and 5, respectively. Wang further discloses wherein the first downlink data signal and the second downlink data signal include a same data signal (par. [0044], “first information and the second information of the UE may be data in a PDCCH/ePDCCH of the UE and data in a PDSCH of the UE, respectively”, where data of the UE is transmitted using PDSCH and PDCCH/ePDCCH, corresponding to the “same data”). Regarding claims 4 and 8, Wang and Deng disclose all the limitations of claims 1 and 5, respectively. Wang further discloses wherein the transmitter, in operation, transmits a control signal that indicates scheduling information for the first downlink data signal and the second downlink data signal (par. [0076], “Semi-persistent Scheduling-Radio Network Temporary identifier (SPS-RNTI)” reads on scheduling data). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 20170208552 A1 relates to base station and user device. US 20150312074 A1 relates to non-orthogonal multiple access (NOMA) wireless systems and methods. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Angelica Perez whose telephone number is 571-272-7885. The examiner can normally be reached on Monday-Friday from 8:00 a.m. to 4:00 p.m. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, Applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Yuwen (Kevin) Pan can be reached at (571) 272-7855. The fax phone numbers for the organization where this application or proceeding is assigned are 571-273-8300 for regular communications and for After Final communications. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either the PAIR or Public PAIR. Status information for unpublished applications is available through the Private PAIR only. For more information about the pair system, see http://pair- direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll- free). Information regarding Patent Application Information Retrieval (PAIR) system can be found at 866-217-9197 (toll-free). Any inquiry of a general nature or relating to the status of this application or proceeding should be directed to the TC 2600's customer service number is 703-306-0377. /ANGELICA M PEREZ/ Primary Examiner, Art Unit 2649
Read full office action

Prosecution Timeline

Dec 12, 2024
Application Filed
Aug 05, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
99%
With Interview (+27.6%)
2y 11m (~1y 3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 783 resolved cases by this examiner. Grant probability derived from career allowance rate.

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