Prosecution Insights
Last updated: April 19, 2026
Application No. 18/979,840

SIGNATURE AUTHENTICATION METHODS AND APPARATUSES

Non-Final OA §103
Filed
Dec 13, 2024
Examiner
ARYAL, AAYUSH
Art Unit
2435
Tech Center
2400 — Computer Networks
Assignee
Alipay (Hangzhou) Information Technology Co., Ltd.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
94%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allow Rate
88 granted / 103 resolved
+27.4% vs TC avg
Moderate +9% lift
Without
With
+9.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
12 currently pending
Career history
115
Total Applications
across all art units

Statute-Specific Performance

§101
3.6%
-36.4% vs TC avg
§103
57.2%
+17.2% vs TC avg
§102
18.7%
-21.3% vs TC avg
§112
13.6%
-26.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 103 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 07/02/2025 and 10/16/2025 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-12 are rejected under 35 U.S.C. 103 as being unpatentable over Soriente (US20210377224) in view of Li (CN111030814A). Regarding Claims 1,5 and 9 Soriente discloses by using a key that is pre-synchronized with a trusted execution environment (TEE) or a terminal device; (Paragraph [0034] Examiner Note (E.N.) A successful remote attention protocol results in a shared secret (synchronized key) that is used as a basic element for a secure channel between the client and the proxy. One of ordinary skill in the art can determine communications between the client and proxy result in the use of a pre-synchronized key during the secure communication.) sending, by the client device, encrypted authentication data information to the TEE; (Paragraph [0038] E.N. Messages between the client and the proxy are encrypted and authenticated with the key K established during the remote attestation.) receiving, by the client device, signature data sent from the TEE; (Paragraph [0037] E.N. The proxy enclave receives a response from the server and forwards it back to the client enclave which then returns the response to the client application running on the client via interface.) Soriente does not, but in related art, Li discloses A signature authentication method, comprising: sending, by a client device, a signature authentication request to a server; (Paragraph [0010] E.N. An authentication request is sent to the server. The authentication request carries at least the client’s private key and client signature, encrypted using the server’s public key.) receiving, by the client device, authentication data information sent from the server; (Paragraph [0010] E.N. The shared session key is then used to encrypt the message to be sent to the client and a response message is returned to the client. The response message carries at least the server’s private key and server signature) encrypting, by the client device, the authentication data information (Paragraph [0053] E.N. Information sent/received is encrypted) and sending, by the client device, the signature data to the server. (Paragraph [0045] E.N. The management device sends a response message to the server. The response message includes the status data of the electronic device and a second checksum) Therefore, it would have been obvious to one of ordinary skill in the art, prior to the effective filing date of the claimed invention to have incorporated the teachings of Soriente to Li because Soriente does not explicitly disclose signature authentication requests and encrypting authentication data which is disclosed by Li. Incorporating the teachings of Li to Soriente allows for the use of the authentication of communication between a client and the TEE as well as the client and the server for a secure communication. Regarding Claim 2,6 and 10 Soriente in view of Li discloses the method of claim 1, the apparatus according to claim 5 and the non-transitory computer-readable medium according to claim 9. Soriente further discloses wherein the method further comprises: during a process of server registration: generating, by the client device, the key during a process of initiating registration to the server; storing, by the client device, the key; and sending, by the client device, the key to the TEE to synchronize the key with the TEE. (Figure 1 and Paragraph [0032] E.N. An authentication channel is established between the user and the service provider server as well as a secure channel between the client and the proxy which supports TEEs. See [0022]) Regarding Claim 3, 7 and 11 Soriente in view of Li discloses the method of claim 2, the apparatus according to claim 6 and the non-transitory computer-readable medium according to claim 10. Soriente further discloses wherein the sending the key to the TEE comprises: sending, by the client device, the key to the TEE when sending a registration response data field to the TEE. (Paragraph [0022] E.N. Communications between the TEE running on the proxy and the TEE running on the client take place over a secure channel established by the attestation using a shared secret generated based on successful attestation.) Regarding Claim 4, 8 and 12 Soriente in view of Li discloses the method of claim 2, the apparatus according to claim 6 and the non-transitory computer-readable medium according to claim 10. Soriente further discloses wherein the method further comprises: obtaining, by the client device, a key ID of the key when generating the key; synchronizing, by the client device, the key ID of the key to the TEE; and sending, by the client device, the key ID to the TEE. (Paragraph [0034] E.N. A successful remote attention protocol results in a shared secret that is used as a basic element for a secure channel between the client and the proxy. One of ordinary skill in the art can determine that the shared secret includes some form of a key that can be reference by both the TEE and client device) Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to AAYUSH ARYAL whose telephone number is (571)272-2838. The examiner can normally be reached 8:00 a.m. - 5:30 p.m.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph Hirl can be reached at (571) 272-3685. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AAYUSH ARYAL/Examiner, Art Unit 2435 /AMIR MEHRMANESH/Supervisory Patent Examiner, Art Unit 2491
Read full office action

Prosecution Timeline

Dec 13, 2024
Application Filed
Mar 05, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
94%
With Interview (+9.0%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 103 resolved cases by this examiner. Grant probability derived from career allow rate.

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