Prosecution Insights
Last updated: October 04, 2026
Application No. 18/980,682

MINIATURIZED OPTICAL DEVICE AND OPTICAL LENS SYSTEM

Non-Final OA §102§103
Filed
Dec 13, 2024
Priority
Dec 15, 2023 — provisional 63/610,707 +1 more
Examiner
KIM, RICHARD H
Art Unit
Tech Center
Assignee
Megaforce Company Limited
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
752 granted / 920 resolved
+21.7% vs TC avg
Moderate +5% lift
Without
With
+5.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
18 currently pending
Career history
933
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
63.7%
+23.7% vs TC avg
§102
26.0%
-14.0% vs TC avg
§112
6.8%
-33.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 920 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 16 and 17 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Chiu (TWI698697B). Re claim 1, Chiu discloses a device comprising: a light source (10) providing an initial incident light along a first optical path; an optical film (12) disposed on the first optical path, wherein the optical film is configured to generate a first incident light with a first polarization direction; a beam splitter (14) disposed on the first optical path, wherein the beam splitter is configured to receive the first incident light from the optical film and generate a first reflected light along a second optical path; a liquid crystal on silicon (LCOS) module (15) configured to, upon receiving the first reflected light with a first polarization direction, generate a second incident light with a second polarization direction along the second optical path and passing through the beam splitter; and an optical lens group (16) collimated to the LCOS module along the second optical path, wherein the optical lens group is configured to focus the second incident light from the beam splitter to generate an outgoing light (Fig. 1). Re claim 16, Chiu et al. discloses a device comprising: a liquid crystal on silicon (LCOS) module (15) configured to generate primary incident light; and an optical lens group (16) having a fold light path architecture, wherein the optical lens group is used to focus the primary incident light to produce an outgoing light (Fig. 1), wherein the optical lens group sequentially includes a first lens, a second lens, and a third lens from a light-receive side to a light-emitting side (Fig. 1, ref. 16). Re claim 17, Chiu et al. discloses the device wherein the LCOS module (15) is a reflective LCOS module, including a light source (10) providing an initial incident light; a polarization element (12) configured to receive the initial incident light and generate a first incident light with a first polarization direction; a beam splitter (14) receiving the first incident light from the polarization element and generating a first reflected light along a first optical path (Fig. 1); and an LCOS panel (15) configured to, upon receiving the first reflected light with a first polarization direction, generate a second incident light with a second polarization direction along the second optical path and passing through the beam splitter (Fig. 1). Claim(s) 9 and 10 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Mochizuki (US 2021/0072516 A1). Re claim 9, Mochizuki disclose a device wherein the optical lens group sequentially includes a cemented lens (B31) and a light-receiving lens (L11) along an optical axis from a light receiving side to a light-emitting side, the light-receiving lens has negative refractive power (paragraph 0040), and the cemented lens (B31) includes at least two materials with different refractive indices (Fig. 2) and has positive refractive power (paragraph 0045). Materials with different refractive indices would include at least two materials Re claim 10, Mochizuki discloses the device wherein the light receiving lens (L11) and the cemented lens (B31) each have a light-receiving side surface facing the light receiving side and a light-emitting side surface facing the light-emitting side, the light-receiving side surface of the light receiving lens (L11) is provided with a first convex portion, the light-emitting side surface of the light-receiving lens is provided with a first concave portion adjacent to the optical axis (Fig. 1(a)), the light-receiving side surface of the cemented lens (B31) is provided with a first planar portion (G3LS), and the light emitting-side surface of the cemented lens is provided with a second convex portion. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2 and 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Chiu in view of Chuang et al. (US 2023/0049696). Re claim 2, Chiu does not disclose the device wherein the optical lens group sequentially includes a cemented lens and a light-receiving lens along an optical axis from a light receiving side to a light-emitting side, the light-receiving lens has negative refractive power, and the cemented lens includes at least two materials with different refractive indices and has positive refractive power. Chuang et al. disclose a device wherein the optical lens group sequentially includes a cemented lens (3, 4) and a light-receiving lens (2) along an optical axis from a light receiving side to a light-emitting side, the light-receiving lens has negative refractive power (paragraph 0023), and the cemented lens includes at least two materials with different refractive indices (TAB1, 1) and has positive refractive power (Fig. 1, ref. 3, 4). Materials with different refractive indices would include at least two materials It would have been obvious to one having ordinary skill in the art before the effective filing date of the invention to employ the device wherein the optical lens group sequentially includes a cemented lens and a light-receiving lens along an optical axis from a light receiving side to a light-emitting side, the light-receiving lens has negative refractive power, and the cemented lens includes at least two materials with different refractive indices and has positive refractive power since one would be motivated by high image quality. Re claim 18, Chiu et al. does not disclose the device wherein the first lens is an aspheric lens, the second lens and the third lens are spherical lenses, the first lens has positive refractive power, and the second and third lens have negative refractive power. Chuang et al. discloses the device wherein a first lens (5) is an aspheric lens (paragraph 024), the second (2) and third lens (1), the first lens has positive refractive power, and the second and third lens have negative refractive power (Fig. 1). It would have been obvious to one having ordinary skill in the art before the effective filing date of the invention to employ the device wherein the first lens is an aspheric lens, the second lens and the third lens are spherical lenses, the first lens has positive refractive power, and the second and third lens have negative refractive power since one would be motivated by high image quality. Allowable Subject Matter Claims 3-8, 11-15 and 19-20 objected to as being dependent upon a rejected base claim but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RICHARD H KIM whose telephone number is (571)272-2294. The examiner can normally be reached M-F, 10 am-6:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Caley can be reached at 571-272-2286. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RICHARD H KIM/Primary Examiner, Art Unit 2871
Read full office action

Prosecution Timeline

Dec 13, 2024
Application Filed
Sep 22, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12748285
OPTICAL IMAGING SYSTEM
2y 9m to grant Granted Sep 29, 2026
Patent 12746872
COMMUNICATION LAMP AND CONTROL METHOD OF COMMUNICATION LAMP
3y 0m to grant Granted Sep 29, 2026
Patent 12742913
METHOD OF MANUFACTURING DISPLAY DEVICE AND PROTECTIVE FILM ASSEMBLY
2y 11m to grant Granted Sep 22, 2026
Patent 12730255
OPTICAL ELEMENT
3y 5m to grant Granted Sep 08, 2026
Patent 12724302
DISPLAY ASSEMBLIES INDUCING TURBULENT FLOW
11m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
87%
With Interview (+5.4%)
2y 4m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 920 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month