Prosecution Insights
Last updated: October 25, 2026
Application No. 18/980,971

Article Transport Facility

Non-Final OA §102§103
Filed
Dec 13, 2024
Priority
Dec 14, 2023 — JP 2023-211370
Examiner
BUFFINGTON, HEAVEN RICHELLE
Art Unit
3615
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Daifuku Co., Ltd.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
1y 7m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
94 granted / 113 resolved
+31.2% vs TC avg
Moderate +13% lift
Without
With
+13.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
21 currently pending
Career history
142
Total Applications
across all art units

Statute-Specific Performance

§101
1.9%
-38.1% vs TC avg
§103
40.7%
+0.7% vs TC avg
§102
22.3%
-17.7% vs TC avg
§112
31.9%
-8.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 113 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Objections Claim 1 is objected to because of the following informalities: Within claim 1, line 11: “sections, which cost increases” should be “sections, in which cost increases”. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-2 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Takahara et al. (US 20180222686 A1). Regarding claim 1: Takahara discloses an article transport facility, comprising: a plurality of transport vehicles each configured to move along a predetermined path and transport an article (Fig.1); and a control system configured to control the plurality of transport vehicles (H; Fig.6), and wherein: the path comprises a junction (Fig.17) at which two pre-junction sections (E2 of P3 and P4; Fig.5) are merged into one post-junction section (P6; Fig.5), and the control system is configured to perform an entry permission issuing process of giving an entry permission to allow the plurality of transport vehicles to enter the junction based on a cost calculated as a factor influencing a travel time of the transport vehicles in each of the two pre-junction sections, which cost increases as the travel time is longer (Para.[0106]), and in such a manner as to give the entry permission to more entry-waiting transport vehicles in a first pre-junction section for which the cost is larger out of the two pre-junction sections than in a second pre-junction section for which the cost is smaller out of the two pre-junction sections (Para.[0106] and Fig.16-17), the entry-waiting transport vehicles comprising transport vehicles waiting for entering the junction (vehicles 3 within sections E2 of Fig.17). Regarding claim 2:Takahara further discloses the article transport facility according to claim 1, wherein: the control system gives the entry permission to the entry-waiting transport vehicles in the first pre-junction section and the entry-waiting transport vehicles in the second pre-junction section at a vehicle-number ratio corresponding to C1:C2, where C1 is a first cost as the larger cost, and C2 is a second cost as the smaller cost (Para.[0132], lines 1-7). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 3 is rejected under 35 U.S.C. 103 as being unpatentable over Takahara in view of Harasaki (US 20110178657 A1). Regarding claim 3: Takahara does not teach wherein the control system calculates the cost based on at least one of: a length of a corresponding pre-junction section, an upper limit for the number of transport vehicles allowable to wait in the corresponding pre-junction section, an upper limit of traveling speed for the transport vehicles in the corresponding pre-junction section, an average value of traveling speeds of the transport vehicles in the corresponding pre-junction section, the number of transport vehicles currently in the corresponding pre-junction section, or the number of transport vehicles expected in the corresponding pre-junction section. However, Harasaki teaches wherein: the control system calculates the cost based on at least one of: a length of a corresponding pre-junction section (length determining maximum limit of waiting vehicles, Para.[0050], lines 1-10 and Figs.3,4), an upper limit for the number of transport vehicles allowable to wait in the corresponding pre-junction section (Para.[0017], lines 7-16), or the number of transport vehicles currently in the corresponding pre-junction section (Para.[0017], lines 7-16). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the system of Takahara with the control parameters as taught within Harasaki to provide additional junction priority control to prevent long waiting times of vehicles at path junctions with a reasonable expectation of success. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HEAVEN BUFFINGTON whose telephone number is (703)756-1546. The examiner can normally be reached Monday-Friday 9:00am to 5:00pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Samuel (Joe) Morano can be reached at (571)272-8300. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HEAVEN R BUFFINGTON/Examiner, Art Unit 3615 /S. Joseph Morano/Supervisory Patent Examiner, Art Unit 3615
Read full office action

Prosecution Timeline

Dec 13, 2024
Application Filed
Oct 02, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
96%
With Interview (+13.3%)
3y 5m (~1y 7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 113 resolved cases by this examiner. Grant probability derived from career allowance rate.

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