Prosecution Insights
Last updated: April 19, 2026
Application No. 18/981,651

INFORMATION PROCESSING APPARATUS, INFORMATION PROCESSING METHOD, AND PROGRAM

Non-Final OA §102§103§DP
Filed
Dec 16, 2024
Examiner
RINK, RYAN J
Art Unit
3619
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Sony Corporation
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
2y 7m
To Grant
89%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allow Rate
367 granted / 470 resolved
+26.1% vs TC avg
Moderate +10% lift
Without
With
+10.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
24 currently pending
Career history
494
Total Applications
across all art units

Statute-Specific Performance

§101
7.4%
-32.6% vs TC avg
§103
44.6%
+4.6% vs TC avg
§102
15.6%
-24.4% vs TC avg
§112
26.0%
-14.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 470 resolved cases

Office Action

§102 §103 §DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This is a non-final Office Action on the merits. Claims 1-20 are currently pending and are addressed below. Priority Acknowledgment is made of applicant's claim for priority application No. JP2017-209156 filed on 10/30/2017. Information Disclosure Statement The information disclosure statement (IDS) submitted on 12/16/2024 is being considered by the examiner. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-2, 19, and 20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1, 19, and 20 of U.S. Patent No. 11,675,360. Although the claims at issue are not identical, they are not patentably distinct from each other because the patented claims comprise substantially similar limitations to each limitation of the pending claims, thereby anticipating the pending claims. Claims 11-18 are rejected on the ground of nonstatutory double patenting as being unpatentable over claim 2, 21, 7, 8, 13, 14, 11, 12, respectively of U.S. Patent No. 11,675,360. Although the claims at issue are not identical, they are not patentably distinct from each other because the patented claims comprise substantially similar limitations to each limitation of the pending claims, thereby anticipating the pending claims. Claims 1-2, and 11-20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-20 of U.S. Patent No. 12,204,338. Although the claims at issue are not identical, they are not patentably distinct from each other because the patented claims comprise substantially similar limitations to each limitation of the pending claims, thereby anticipating the pending claims. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-2, 11, 14, and 17-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Francis, Jr. et al. (US 8,452,451). Regarding claim 1: Francis teaches An information processing apparatus comprising: circuitry configured to determine an action based on an action history collected by a first autonomous mobile body (see at least Fig. 4, column 9, line 6-column 10, line 28), and recommend the action to a second autonomous mobile body (see at least column 2, line 5-42), wherein the action history includes a movement of the first autonomous mobile body and a reaction from one or more users to the movement (see at least column 7, lines 63-67, column 9, line 25-45, 58-64), and wherein the reaction is stored as positive feedback or negative feedback (see at least column 7, lines 63-67). Regarding claim 2: Francis further teaches wherein the movement of the first autonomous mobile body is taught as a teaching operation (The Examiner notes that any new action learned, broadly interpreted, is a taught operation. see at least column 10, line 13-25). Regarding claim 11: Francis further teaches wherein the circuitry is further configured to provide the second autonomous mobile body with control sequence data for realizing the movement corresponding to the recommended action (see at least column 17, lines 23-47). Regarding claim 14: Francis further teaches wherein the circuitry is further configured to recommend the action based on a request from the second autonomous mobile body(see at least column 8, line 30-67). Regarding claim 17: Francis further wherein the circuitry is further configured to collect data registered in an object recognition dictionary included in the first autonomous mobile body (see at least Fig. 5, column 11, lines 45-67, column 16, line 33-55. Regarding claim 18: Francis further teaches wherein the circuitry is further configured to collect data registered in an object recognition dictionary included in the second autonomous mobile body, and register the data registered in the object recognition dictionary included in the first autonomous mobile body into the object recognition dictionary included in the second autonomous mobile body (see at least column 5, line 65- column 9, line 65, column 16, line 33-55). Regarding claims 19 and 20, Francis teaches a method and computer readable medium as in claim 1 above. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over Francis, Jr. et al. (US 8,452,451) Regarding claim 3: Francis further teaches controlling the robot via interaction with a user interface (see at least column 5, line 65- column 6, line 7). Francis is silent as to the specifics of the user commands. The Examiner notes that in the context of the robotic task learning and data sharing system and method as taught by Francis, any number of conventional user commands may meet the claim limitations. It would have been obvious to one of ordinary skill in the art at the time of filing of the invention to modify the robot task learning system and method as taught by Francis with any conventional robot motion command implemented through the user interface as taught by Francis in order to provide specific motion commands for a particular context that may not have been previously learned by the robots. Claim Rejections - 35 USC § 103 Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Francis as applied to claim 1 above, and further in view of Lin (US 2018/0304460). Regarding claim 4: Francis teaches the limitations as in claim 1 above. Francis is silent as to teaching via physical manipulation of robot joints. Lin teaches a system and method of teaching a robot including wherein the teaching operation includes physical bending and stretching operations of a joint of the first autonomous mobile body by the user (see at least abstract, ¶0040). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the robot control system and method as taught by Francis with the well-known technique of manual teaching as taught by Lin in order to quickly and efficiently teach new motions to a robot without requiring external teaching devices or data entry. Claim Rejections - 35 USC § 103 Claims 5-10 are rejected under 35 U.S.C. 103 as being unpatentable over Francis as applied to claim 1 above, and further in view of Ito (US 2004/0036437). Regarding claims 5-6: Francis teaches the limitations as in claim 2 above. Francis is silent as to demonstration learning through motion capture. Ito teaches a system and method of teaching motions to a mobile body including wherein the teaching operation is obtained from movement of an imaged motion of a mobile body wherein the circuitry is further configured to estimate a position of a joint of the imaged mobile body, and control a joint part of the first autonomous mobile body corresponding to the joint of the imaged mobile body (see at least ¶0008, 0034, 0068). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the robot teaching system and method as taught by Francis with the well-known technique of teaching robot motions via motion capture as taught by Ito in order to quickly teach a desired, complex motion without re quiring a programming of individual joint angles manually. Regarding claim 7-10: Ito further teaches wherein the circuitry is further configured to store an incentive situation associated with the action wherein the incentive situation includes situation recognition based on a sensor information wherein the incentive situation includes music wherein the incentive situation is specified by a user (see at least ¶0016, ¶0112). Claim Rejections - 35 USC § 103 Claims 12-13 are rejected under 35 U.S.C. 103 as being unpatentable over Francis as applied to claim 1 above, in view Thapliya et al. (US 2017/0266812). Regarding claims 12-13: Francis teaches the limitations as in claim 1 above. Francis further teaches wherein the robot interacts with a user via natural language and identifies a user based on speech or facial recognition (see column 3, line 53- column 4, line 18). Francis is silent as to user enthusiasm or user feedback via utterance or facial expression. Thapliya teaches a system and method of human-robot interaction through natural language including determining a next robotic action based at least in part on a level of enthusiasm of a user and facial expressions (see at least ¶0055-0057). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the cloud-based robot-human interaction learning system and method as taught by Francis with the technique of utilizing user enthusiasm as a feedback mechanism as taught by Thapliya in order to allow for natural, intuitive interactions between the user and robot. Claim Rejections - 35 USC § 103 Claims 15-16 are rejected under 35 U.S.C. 103 as being unpatentable over Francis as applied to claim 1 above, and further in view of Jenkins et al. (US 2019/0122157). Regarding claim 15: Francis teaches the limitations as in claim 1 above. Francis is silent as to recommending maintenance. Jenkins teaches a system and method of robotic fleet operation, including wherein the circuitry is further configured to transmit a notification for recommending maintenance based on an analysis result of an operation state related to the second autonomous mobile body (see at least ¶0066-0067). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the cloud-based robot-human interaction learning system and method as taught by Francis with the technique of recommending maintenance upon detecting a failure or other need for maintenance as taught by Jenkins in order to timely determine maintenance requirements to ensure all agents are operating correctly and the system maintains operation. Regarding claim 16: Jenkins further teaches wherein the circuitry transmits the notification for recommending maintenance to a user, on a basis of the operation state estimated from an action failure log (broadly interpreted, any detecting, storing, and processing of an action failure constitutes a “failure log”, see at least ¶0066-0067). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to RYAN J RINK whose telephone number is (571)272-4863. The examiner can normally be reached M-F 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anna Momper can be reached on (571) 270-5788. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Ryan Rink/ Primary Examiner, Art Unit 3619
Read full office action

Prosecution Timeline

Dec 16, 2024
Application Filed
Feb 18, 2026
Non-Final Rejection — §102, §103, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
89%
With Interview (+10.5%)
2y 7m
Median Time to Grant
Low
PTA Risk
Based on 470 resolved cases by this examiner. Grant probability derived from career allow rate.

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