Prosecution Insights
Last updated: October 04, 2026
Application No. 18/982,974

DEFIBRILLATOR HOUSING WITH COVER

Non-Final OA §103§DP
Filed
Dec 16, 2024
Priority
Jan 18, 2023 — CIP of 11/794,026 +1 more
Examiner
BERTRAM, ERIC D
Art Unit
3796
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Bardy Technologies Inc.
OA Round
3 (Non-Final)
81%
Grant Probability
Favorable
3-4
OA Rounds
1y 4m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
1051 granted / 1294 resolved
+11.2% vs TC avg
Moderate +12% lift
Without
With
+12.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
41 currently pending
Career history
1330
Total Applications
across all art units

Statute-Specific Performance

§101
4.1%
-35.9% vs TC avg
§103
36.0%
-4.0% vs TC avg
§102
29.7%
-10.3% vs TC avg
§112
12.4%
-27.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1294 resolved cases

Office Action

§103 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 8/27/2026 has been entered. Information Disclosure Statement The information disclosure statement (IDS) submitted on 9/4/2026 was filed in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Response to Arguments Applicant’s amendments and arguments filed 8/27/2026 with respect to the previous 102, 103 and 112 rejections of the claims have been fully considered and are persuasive. Therefore, the rejections have been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of US 2005/0274779. Priority Applicant’s claim for the benefit of a prior-filed application under 35 U.S.C. 119(e) or under 35 U.S.C. 120, 121, 365(c), or 386(c) is acknowledged. Applicant has not complied with one or more conditions for receiving the benefit of an earlier filing date under 35 U.S.C. 120 as follows: The later-filed application must be an application for a patent for an invention which is also disclosed in the prior application (the parent or original nonprovisional application or provisional application). The disclosure of the invention in the parent application and in the later-filed application must be sufficient to comply with the requirements of 35 U.S.C. 112(a) or the first paragraph of pre-AIA 35 U.S.C. 112, except for the best mode requirement. See Transco Products, Inc. v. Performance Contracting, Inc., 38 F.3d 551, 32 USPQ2d 1077 (Fed. Cir. 1994). The disclosure of the prior-filed applications, Application No. 18/156,318 and Application No. 18/486,992, fail to provide adequate support or enablement in the manner provided by 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph for one or more claims of this application. Neither application discloses a plurality of tabs staggered along two opposite sides of the cover as recited in independent claims 1 and 11 of the current application. The current application has an effective filing date of 12/16/2024. Claim Interpretation Examiner thought it necessary to point out how broad claims 1 and 11 actually are. ANY box/housing with two compartments and a cover would read on the claim. The claim does not actually recite positively recite a defibrillator, pads, or circuitry, merely that the housing is configured to hold house the components, or that it can be used to house a defibrillator. A recitation of the intended use of the claimed invention must result in a structural difference between the claimed invention and the prior art in order to patentably distinguish the claimed invention from the prior art. If the prior art structure is capable of performing the intended use, then it meets the claim. In order to promote compact prosecution, the Examiner attempted to search for defibrillator housings, but the claim is not actually that specific. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 5-8, 10, 11, 15, 17-18 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Shaker (US 11,547,863) in view of Kuhn et al. (US 2005/0274779, hereinafter Kuhn). Regarding claims 1, 5, 11 and 15, Shaker discloses a defibrillator housing as seen in figures 4 and 5. Four walls are affixed to a bottom surface and a dividing layer is affixed to the four walls to create a circuit enclosure configured to hold circuitry 415, and to create, along with removable cover 465, an electrode enclosure configured to hold electrode pad 410 and its associated wire (figure 4 and annotated figure below). PNG media_image1.png 552 622 media_image1.png Greyscale Shaker shows in figure 10 a plurality of tabs 1005 on longitudinal, parallel sides of the cover that fit into corresponding grooves 1010 of the electrode enclosure, the tabs removable with upward force (Col. 9, lines 5-21). However, Shaker is silent as to the tabs being staggered from each other in a zipper fashion. Kuhn also discloses an enclosure, and thus is analogous art with the enclosure of Shaker. Kuhn discloses that the enclosure has a cover with longitudinal, parallel sides with a plurality of tabs 32 staggered along the two longitudinal, parallel sides in a zipper fashion (see figure 2). Therefore, it would have been obvious to one of ordinary skill in the art before the applicant’s effective filing date to modify Shaker to place the plurality of tabs 32 staggered along the two longitudinal, parallel sides in a zipper fashion as taught by Kuhn as Kuhn teaches that this offset arrangement is for the particular purpose/benefit of providing extra strength of the enclosure when the cover is in place (par. 0041-0042 for motivation). Regarding claims 2 and 12, element 130 of Shaker is positioned on the dividing layer to connect the wire of the electrode pad to the circuitry, and may be in the form of a plug (Col. 5, lines 56-63, Col. 6, lines 47-56 and Col. 7, lines 31-59). Regarding claim 6, Shaker includes a peelable tray lid 455 (Col. 8, lines 55-67). Regarding claims 7, 8, 17 and 18, a release liner 335 is affixed to a side in between of each pad and can contact skin of a patient, if so desired by a user. Regarding claims 10 and 20, Shaker discloses that the wire is spooled within the electrode enclosure (figure 2). While Shaker is silent as to there being a spool, the use of a spool to organize wires is notoriously old and well known in the art. Therefore, it would have been obvious to one of ordinary skill in the art before the applicant’s effective filing date to include a spool around which the wires can be easily and efficiently stored. Claims 2 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Shaker and Kuhn in view of Apperson et al. (US 2012/0185006, herein after Apperson). Regarding claims 2 and 12, Shaker, as described above, discloses the applicant’s basic invention but Shaker is silent as to the exact structure of the plug. Apperson also discloses a defibrillator, and thus is analogous art with Shaker. Apperson utilizes a plug 417 in order to connect the wires of electrodes pads 404/408 to the circuitry of the defibrillator (figure 4). The plug includes at least one pin 419 that extend through the housing (figure 4 and par. 0056) and the plug will be surrounded by 4 “reinforcement” walls of the housing. Therefore, it would have been obvious to one of ordinary skill in the art before the applicant’s effective filing date to modify the plug of Shaker to include pins as taught by Apperson as this is a known plug structure in the defibrillator art that would not affect the overall operation or purpose of Shaker. Claims 9 and 19 are rejected under 35 U.S.C. 103 as being unpatentable over Shaker and Kuhn in view of Edwards et al. (US 2006/0178865, hereinafter Edwards). Shaker, as modified above, discloses the applicant’s basic invention with the exception of including lights within the electrode enclosure and a status marker. Edwards discloses a defibrillator, and thus is analogous art with Shaker. Edwards discloses the electrode enclosure can have LEDs within the circuit enclosure below the electrode enclosure that shine through a status marker of the human body on the surface of the electrode enclosure (figure 6 and par. 0041). Therefore, it would have been obvious to one of ordinary skill in the art before the applicant’s effective filing date to modify Shaker to include lights within the electrode enclosure and a status marker as taught by Edwards in order to ensure proper operation of the device by a user. Claim 16 is rejected under 35 U.S.C. 103 as being unpatentable over Shaker and Kuhn. Regarding claim 16, Shaker discloses that the peelable tray lid has a solid tab 805, but is silent as to having multiple tabs. However, it has been held that mere duplication of parts has no patentable significance unless a new and unexpected result is produced (MPEP 2144.04 VI. B.). In this case having multiple tabs would not produce a new and unexpected result and would have been obvious to one of ordinary skill in the art before the applicant’s effective filing date. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1, 2, 5-12 and 15-20 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-10 of copending Application No. 18/982,960 (reference application) in view of Shaker and Kuhn. Although the claims at issue are not identical, they are not patentably distinct from each other because the copending claims anticipate the current claim with the exception of the cover having staggered tabs on the cover that fit into grooves of the electrode enclosure, the tabs removable with upward force. However, Shaker also discloses a defibrillator housing, and thus is analogous art with the copending claims. Shaker shows in figure 10 a plurality of tabs 1005 that fit into corresponding grooves 1010 of the electrode enclosure, the tabs removable with upward force (Col. 9, lines 5-21). It would have been obvious to one of ordinary skill in the art before the applicant’s effective filing date to include the tabs and grooves of Shaker in the cover of the copending claims in order to ensure a tight fit of the cover, as taught by Shaker. However, Shaker is silent as to the tabs being staggered from each other in a zipper fashion. Kuhn also discloses an enclosure, and thus is analogous art with the enclosure of Shaker. Kuhn discloses that the enclosure has a cover with longitudinal, parallel sides with a plurality of tabs 32 staggered along the two longitudinal, parallel sides in a zipper fashion (see figure 2). Therefore, it would have been obvious to one of ordinary skill in the art before the applicant’s effective filing date to modify Shaker to place the plurality of tabs 32 staggered along the two longitudinal, parallel sides in a zipper fashion as taught by Kuhn as Kuhn teaches that this offset arrangement is for the particular purpose/benefit of providing extra strength of the enclosure when the cover is in place (par. 0041-0042 for motivation). This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Claims 1, 2, 5-12 and 15-20 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-10 of copending Application No. 18/982,953 (reference application) in view of Shaker and Kuhn. Although the claims at issue are not identical, they are not patentably distinct from each other because the copending claims anticipate the current claim with the exception of the cover having staggered tabs on the cover that fit into grooves of the electrode enclosure, the tabs removable with upward force. However, Shaker also discloses a defibrillator housing, and thus is analogous art with the copending claims. Shaker shows in figure 10 a plurality of tabs 1005 that fit into corresponding grooves 1010 of the electrode enclosure, the tabs removable with upward force (Col. 9, lines 5-21). It would have been obvious to one of ordinary skill in the art before the applicant’s effective filing date to include the tabs and grooves of Shaker in the cover of the copending claims in order to ensure a tight fit of the cover, as taught by Shaker. However, Shaker is silent as to the tabs being staggered from each other in a zipper fashion. Kuhn also discloses an enclosure, and thus is analogous art with the enclosure of Shaker. Kuhn discloses that the enclosure has a cover with longitudinal, parallel sides with a plurality of tabs 32 staggered along the two longitudinal, parallel sides in a zipper fashion (see figure 2). Therefore, it would have been obvious to one of ordinary skill in the art before the applicant’s effective filing date to modify Shaker to place the plurality of tabs 32 staggered along the two longitudinal, parallel sides in a zipper fashion as taught by Kuhn as Kuhn teaches that this offset arrangement is for the particular purpose/benefit of providing extra strength of the enclosure when the cover is in place (par. 0041-0042 for motivation). This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. See attached PTO-892. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Eric D Bertram whose telephone number is (571)272-3446. The examiner can normally be reached Monday-Friday 8am-6pm Central Time. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer McDonald can be reached at 571-270-3061. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Eric D. Bertram/Primary Examiner, Art Unit 3796
Read full office action

Prosecution Timeline

Dec 16, 2024
Application Filed
Feb 12, 2026
Non-Final Rejection mailed — §103, §DP
May 20, 2026
Response Filed
Jun 04, 2026
Final Rejection mailed — §103, §DP
Aug 27, 2026
Response after Non-Final Action
Sep 04, 2026
Request for Continued Examination
Sep 09, 2026
Response after Non-Final Action
Sep 23, 2026
Non-Final Rejection mailed — §103, §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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RELAY-BASED DE-ENERGIZABLE DEFIBRILLATION ASSEMBLY
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2y 10m to grant Granted Sep 08, 2026
Patent 12728280
ORGANIC LIGHT-EMITTING SHORT-TERM VISUAL STIMULATION PLATFORM FOR BRAIN FUNCTION CONTROL
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2y 10m to grant Granted Aug 18, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
81%
Grant Probability
94%
With Interview (+12.4%)
3y 2m (~1y 4m remaining)
Median Time to Grant
High
PTA Risk
Based on 1294 resolved cases by this examiner. Grant probability derived from career allowance rate.

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