Prosecution Insights
Last updated: October 02, 2026
Application No. 18/983,321

HIGH DENSITY AND MULTIPLEXED NANOPORE DEVICES WITH TRANSVERSE TUNNELING JUNCTION FOR BIOMOLECULE DETECTION AND SEQUENCING

Non-Final OA §103
Filed
Dec 16, 2024
Priority
Mar 16, 2021 — provisional 63/161,681 +2 more
Examiner
BALL, JOHN C
Art Unit
Tech Center
Assignee
Arizona Board of Regents on Behalf of Arizona State University
OA Round
2 (Non-Final)
79%
Grant Probability
Favorable
2-3
OA Rounds
1y 0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
1086 granted / 1379 resolved
+18.8% vs TC avg
Strong +16% interview lift
Without
With
+16.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
22 currently pending
Career history
1394
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
46.3%
+6.3% vs TC avg
§102
27.5%
-12.5% vs TC avg
§112
19.2%
-20.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1379 resolved cases

Office Action

§103
DETAILED CORRESPONDENCE Summary This is the initial Office Action based on the Amendment filed with the Office on 10 August 2026, regarding the Qing application. Claims 48-56, 59, 61-64, 66 and 67 are currently pending and have been fully considered. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . As all the presented limitations have been previously considered on the merits, this Office Correspondence is made a Non-final Rejection. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 48-56 are rejected under 35 U.S.C. 103 as being unpatentable over a published paper by P. Xie, et al. (“Local electrical potential detection of DNA by nanowire-nanopore sensors”, Nature Nanotechnology, 7: 119-125, Feb 2012; hereinafter, “Xie”) in view of a US Patent Application Publication to Coln, et al. (US 2019/0113476 A1; hereinafter, “Coln”). PNG media_image1.png 422 605 media_image1.png Greyscale Regarding claim 48, Xie discloses a nanowire-nanopore measurement set-up (Figure 1a; which reads on the instantly claimed, “A chip, comprising a first electronic device”). Xie’s set-up is reproduced below: wherein is taught a top fluidic chamber, the top fluidic chamber including a first opening at a top of the electronic device (the Trans chamber at top of Figure); a bottom fluidic chamber, the bottom fluidic chamber including a second opening at a bottom of the electronic device (the Cis chamber at bottom of Figure); first and second electrodes positioned between the top fluidic chamber and the bottom fluidic chamber (Source and Drain shown in Figure); and a nanogap between the first and second electrodes, wherein a path fluidically coupled between the top fluidic chamber and the bottom fluidic chamber extends through the nanogap (nanopore shown in inset of Figure). Xie does not recite a plurality of electronic devices, comprising the first electronic device, and arranged into a plurality of different groups; and a multiplexer for collecting signals from electronic devices corresponding to each of the plurality of different groups. However, Coln discloses sensors for evaluating analytes based on electron tunneling through a nanometric-sized gap between at least a pair of electrodes, and to methods and systems for readout of such sensors ([0002]), wherein is taught pluralities of electronic devices arranged into a plurality of different groups (Channels of ~ 100 sensors, Figure 14). Coln additionally teaches digital signal 308 is for a given channel of the nanogap sensor array 302, and could be combined, e.g., using a multiplexer 310, with digital signals produced by other channels, to provide a total digital output 312 ([0050]). At the time of the filing of the instant application, it would have been obvious to one of ordinary skill in the art to have adapted the channels comprising groups of sensors and a multiplexer, as taught by Coln, into the chip disclosed by Xie because it would leverage multiple nanogap sensors for detection, which would increase accuracy to the measurement. Regarding claim 49, Qing teaches the top fluidic chamber is fluidically sealed at the bottom of the electronic device, and the bottom fluidic chamber is fluidically sealed at the top of the electronic device (Figure 2A). Regarding claim 50, Xie teaches a substrate of a Si chip (Figure 1a). Regarding claim 51, Xie teaches a substrate of a Si chip having a layer of SiNx thereon (Figure 1a). Regarding claim 52, Qing teaches the planar substrate may comprise glass or quartz ([0059]). Regarding claim 53, Qing teaches a passivation layer disposed on the electrodes ([0059]), wherein the passivation layer comprises one of silicon dioxide, silicon nitride, hafnium oxide, zirconium dioxide, aluminum oxide, titanium oxide, SU-8 polymer, or a combination thereof ([0059]). Regarding claim 54, Qing teaches the distance of the nanogap width is the in the range of about 1 nm to about 20 nm ([0059]). Regarding claim 55, Xie teaches the chip carrier was sandwiched between mechanically clamped-on PDMS chambers with a tight seal, which were filled with sterilized and filtered buffer solutions (Methods, p. 124). Regarding claim 56, it has been held that mere duplication of parts has no patentable significance unless a new and unexpected result is produced (MPEP 2144.04 VI B). Regarding claim 59, Qing teaches an electrochemical deposition at the electrodes and a feedback control circuit ([0019]). Allowable Subject Matter Claims 59, 61, 63, 64, 66 and 67 are allowed. Claim 62 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The cited references do not anticipate nor render obvious the limitations of the indicated claims. Interview with the Examiner If at any point during the prosecution it is believed an interview with the Examiner would further the prosecution of an application, please consider this option. The Automated Interview Request form (AIR) is available to request an interview to be scheduled with the Examiner. First, an authorization for internet communications regarding the case should be filed prior or with an AIR online request. The internet communication authorization form (SB/0439), which authorizes or withdraws authorization for internet-based communication (e.g., video conferencing, email, etc.) for the application must be signed by the applicant or the attorney/agent for applicant. The form can be found at: https://www.uspto.gov/sites/default/files/documents/sb0439.pdf The AIR form can be filled out online, and is automatically forwarded to the Examiner, who will call to confirm a requested time and date, or set up a mutually convenient time for the interview. The form can be found at: https://www.uspto.gov/patent/uspto-automated-interview-request-air-form.html The Examiner encourages, but does not require, interviews by the USPTO Microsoft Teams video conferencing. This system allows for file-sharing along audio conferencing. Microsoft Teams can be used as an internet browser add-on in Microsoft IE, Google Chrome, or Mozilla Foxfire, or as a temporary Java-based application on these browsers. Steps for joining an Examiner setup Microsoft Teams can be found at the USPTO website: https://www.uspto.gov/patents/laws/interview-practice#step3 Additionally, a blank email to the Examiner at the time of a telephonic interview can be used for a reply to easily allow for Microsoft Teams communication. Please note, policy guidelines regarding Internet communications are detailed at MPEP §500-502.3, and office policy regarding interviews are detailed at MPEP §713. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOHN C BALL whose telephone number is (571)270-5119. The examiner can normally be reached M - F, 9 am - 5:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Luan Van can be reached at (571)272-8521. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J. Christopher Ball/ Primary Examiner, Art Unit 1795
Read full office action

Prosecution Timeline

Dec 16, 2024
Application Filed
May 18, 2026
Non-Final Rejection mailed — §103
Aug 10, 2026
Response Filed
Sep 08, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12748068
ION-SELECTIVE ELECTRODES WITH SENSING MEMBRANES COVALENTLY ATTACHED TO BOTH AN INERT POLYMER SUBSTRATE AND CONDUCTIVE CARBON CONTACT
3y 0m to grant Granted Sep 29, 2026
Patent 12733846
ANALYTE SENSORS WITH METAL-CONTAINING REDOX MEDIATORS AND METHODS OF USING THE SAME
4y 8m to grant Granted Sep 15, 2026
Patent 12736521
CURRENT AND RESISTANCE SENSOR
3y 3m to grant Granted Sep 15, 2026
Patent 12736500
USING ELECTROPHORESIS FOR DISEASE DETECTION BASED ON CONTROLLED MOLECULAR CHARGE
2y 5m to grant Granted Sep 15, 2026
Patent 12710394
ELECTROCHEMICAL APTAMER SENSOR MONOLAYER INCUBATION WITH IMPROVED STABILITY
2y 5m to grant Granted Aug 18, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

2-3
Expected OA Rounds
79%
Grant Probability
95%
With Interview (+16.2%)
2y 10m (~1y 0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1379 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month