Prosecution Insights
Last updated: May 04, 2026
Application No. 18/986,079

METHOD AND DEVICE FOR ENCODING AND DECODING IMAGE INVOLVING GRADUAL REFRESH TECHNIQUE

Non-Final OA §101§DP
Filed
Dec 18, 2024
Priority
Mar 12, 2019 — RE 10-2019-0028371 +5 more
Examiner
GEROLEO, FRANCIS
Art Unit
3619
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Kwangwoon University Industry-Academic Collaboration Foundation
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
1y 3m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
418 granted / 573 resolved
+20.9% vs TC avg
Strong +19% interview lift
Without
With
+19.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
49 currently pending
Career history
622
Total Applications
across all art units

Statute-Specific Performance

§101
5.8%
-34.2% vs TC avg
§103
53.5%
+13.5% vs TC avg
§102
18.0%
-22.0% vs TC avg
§112
12.2%
-27.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 573 resolved cases

Office Action

§101 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of papers submitted under 35 U.S.C. 119(a)-(d), which papers have been placed of record in the file. Claim Objections Claim 17 is objected to because of the following informalities: it appears “one more processors” in line 3 is a typo for “one or more processors”. Also, there appears to be a missing comma in line 21 after “wherein, the identification information indicates that the gradual refresh is not applied to the first picture in the sequence based on the flag indicating that the gradual refresh is not allowed”. Appropriate correction is required. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 17-26 rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-10 of U.S. Patent No. 12,212,768 in view of US 2014/0192897 A1 (“Wang”). Although the claims at issue are not identical, they are not patentably distinct from each other because the claims in the application and the patent are substantially similar and obvious variants of one another. For example: U.S. Patent No. 12,212,768 Instant Application: 18/986079 Note: underlined fonts mean differences in instant application 1. A video decoding method for decoding a sequence of pictures using gradual refresh, comprising: 17. (New) A video decoding apparatus for decoding a sequence of pictures using gradual refresh, comprising: one more processors configured to decode a bitstream to reconstruct pictures in the sequence; and one or more memories configured to store the reconstructed pictures, wherein the one or more processors are configured to: decoding, from a header of the sequence in a bitstream, a flag indicating whether the gradual refresh is allowed; decode, from a header of the sequence, a flag indicating whether the gradual refresh is allowed, decoding identification information for identifying a first picture to which the gradual refresh has been applied in the sequence, and determining a picture order count (POC) value of the first picture; decode identification information for identifying a first picture to which the gradual refresh has been applied in the sequence, and determine a picture order count (POC) value of the first picture, decoding group size information for identifying a group of pictures associated with the first picture to which the gradual refresh has been applied; decode group size information for identifying a group of pictures associated with the first picture to which the gradual refresh has been applied, determining a POC value of a second picture corresponding to a last picture belonging to the group based on the group size information and the POC value of the first picture; and determine a POC value of a second picture corresponding to a last picture belonging to the group based on the group size information and the POC value of the first picture; and determining the group of pictures associated with the first picture using the POC value of the first picture and the POC value of the second picture, wherein, whether to display decoded pictures is determined based on POC values of the decoded pictures such that pictures having a POC value greater than or equal to the POC value of the first picture and less than the POC value of the second picture are not allowed to be displayed after being decoded, determine the group of pictures associated with the first picture using the POC value of the first picture and the POC value of the second picture, wherein, whether to display decoded pictures is determined based on POC values of the decoded pictures such that pictures having a POC value greater than or equal to the POC value of the first picture and less than the POC value of the second picture are not allowed to be displayed after being decoded, wherein, the identification information indicates that the gradual refresh is not applied to the first picture in the sequence based on the flag indicating that the gradual refresh is not allowed wherein, the identification information indicates that the gradual refresh is not applied to the first picture in the sequence based on the flag indicating that the gradual refresh is not allowed wherein, the identification information is decoded from a header of the first picture, wherein, the identification information is decoded from a header of the first picture, wherein, when the identification information indicates that the first picture is to be subjected to the gradual refresh, the group size information is decoded from the header of the first picture, wherein, when the identification information indicates that the first picture is to be subjected to the gradual refresh, the group size information is decoded from the header of the first picture, wherein, when a block in a picture belonging to the group is inter-predicted, prediction using a reference block padded with a predefined value is allowed for the block, wherein, when a block in a picture belonging to the group is inter-predicted, prediction using a reference block padded with a predefined value is allowed for the block, wherein, the predefined value is derived from a bit depth of pixel values, wherein, the predefined value is derived from a bit depth of pixel values, wherein, the predefined value is equal to 1/2 of a maximum value expressed by the bit depth of the pixel values. wherein, the predefined value is equal to 1/2 of a maximum value expressed by the bit depth of the pixel values. Although the Patent claims “A video decoding method for decoding a sequence of pictures using gradual refresh”, it does not specifically claim “comprising: one more processors configured to decode a bitstream to reconstruct pictures in the sequence; and one or more memories configured to store the reconstructed pictures”. Wang however, teaches a video decoding apparatus comprising: one more processors configured to decode a bitstream to reconstruct pictures in the sequence; and one or more memories configured to store the reconstructed pictures (e.g. see video decoder 30 in Fig. 1 and Fig. 3, paragraphs [0120], [0190]-[0195]). Therefore, it would have been obvious to one with ordinary skill in the art before the effective filing date of the claimed invention to modify the claims of the Patent with Wang in order to implement the decoding and store decoded video for later presentation on a display device. Claims 17-26 rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-10 of U.S. Patent No. 11,706,429 in view of US 2014/0192897 A1 (“Wang”). Although the claims at issue are not identical, they are not patentably distinct from each other because the claims in the application and the patent are substantially similar and obvious variants of one another. For example: U.S. Patent No. 11,706,429 Instant Application: 18/986079 Note: underlined fonts mean differences in instant application 1. A video decoding method for decoding a sequence of pictures using gradual refresh, comprising: 17. (New) A video decoding apparatus for decoding a sequence of pictures using gradual refresh, comprising: one more processors configured to decode a bitstream to reconstruct pictures in the sequence; and one or more memories configured to store the reconstructed pictures, wherein the one or more processors are configured to: decoding, from a header of the sequence in a bitstream, a flag indicating whether the gradual refresh is allowed; decode, from a header of the sequence, a flag indicating whether the gradual refresh is allowed, decoding identification information for identifying a first picture to which the gradual refresh has been applied in the sequence, and determining a picture order count (POC) value of the first picture; decode identification information for identifying a first picture to which the gradual refresh has been applied in the sequence, and determine a picture order count (POC) value of the first picture, decoding group size information for identifying a group of pictures associated with the first picture to which the gradual refresh has been applied; decode group size information for identifying a group of pictures associated with the first picture to which the gradual refresh has been applied, determining a POC value of a second picture corresponding to a last picture belonging to the group based on the group size information; and determine a POC value of a second picture corresponding to a last picture belonging to the group based on the group size information and the POC value of the first picture; and determining the group of pictures associated with the first picture using the POC value of the first picture and the POC value of the second picture, wherein, whether to display decoded pictures is determined based on POC values of the decoded pictures such that pictures having a POC value greater than or equal to the POC value of the first picture and less than the POC value of the second picture are not allowed to be displayed after being decoded, determine the group of pictures associated with the first picture using the POC value of the first picture and the POC value of the second picture, wherein, whether to display decoded pictures is determined based on POC values of the decoded pictures such that pictures having a POC value greater than or equal to the POC value of the first picture and less than the POC value of the second picture are not allowed to be displayed after being decoded, wherein, the identification information indicates that the gradual refresh is not applied to the first picture in the sequence based on the flag indicating that the gradual refresh is not allowed, wherein, the identification information indicates that the gradual refresh is not applied to the first picture in the sequence based on the flag indicating that the gradual refresh is not allowed wherein, the identification information is decoded from a header of the first picture, wherein, the identification information is decoded from a header of the first picture, wherein, when the identification information indicates that the first picture is to be subjected to the gradual refresh, the group size information is decoded from the header of the first picture, wherein, when the identification information indicates that the first picture is to be subjected to the gradual refresh, the group size information is decoded from the header of the first picture, wherein, when a block in a picture belonging to the group is inter-predicted, prediction using a reference block padded with a predefined value is allowed for the block, wherein, when a block in a picture belonging to the group is inter-predicted, prediction using a reference block padded with a predefined value is allowed for the block, wherein, the predefined value is derived from a bit depth of pixel values, and wherein, the predefined value is derived from a bit depth of pixel values, wherein, the predefined value is equal to ½ of a maximum value expressed by the bit depth of the pixel values. wherein, the predefined value is equal to 1/2 of a maximum value expressed by the bit depth of the pixel values. Although the Patent claims “A video decoding method for decoding a sequence of pictures using gradual refresh”, it does not specifically claim “comprising: one more processors configured to decode a bitstream to reconstruct pictures in the sequence; and one or more memories configured to store the reconstructed pictures”. Wang however, teaches a video decoding apparatus comprising: one more processors configured to decode a bitstream to reconstruct pictures in the sequence; and one or more memories configured to store the reconstructed pictures (e.g. see video decoder 30 in Fig. 1 and Fig. 3, paragraphs [0120], [0190]-[0195]). Therefore, it would have been obvious to one with ordinary skill in the art before the effective filing date of the claimed invention to modify the claims of the Patent with Wang in order to implement the decoding and store decoded video for later presentation on a display device. Further, although the Patent claims “determining a POC value of a second picture corresponding to a last picture belonging to the group based on the group size information”, it does not specifically claim based on “the POC value of the first picture”. Wang however, teaches based on the POC value of the first picture (e.g. see POC count recovery point picture 90N in Fig. 4 obtained based on recover_poc_cnt and POC value of GDR picture 90A, e.g. see paragraphs [0165]-[0166]). Therefore, it would have been obvious to one with ordinary skill in the art before the effective filing date of the claimed invention to modify the claims of the Patent with Wang in order to signal a recovery point SEI message to indicate the starting bound of the GDR set to enable receiving device to avail of one or more potential advantages provided by GDR, such as random accessibility and enhanced error resilience. For similar reasons as above, claims 17-26 provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 17-26 of copending Application No. 18/986172 in view of US 2014/0192897 A1 (“Wang”). Although the claims at issue are not identical, they are not patentably distinct from each other because the claims in the application and the copending Application are substantially similar and obvious variants of one another. This is a provisional nonstatutory double patenting rejection. A rejection based on double patenting of the “same invention” type finds its support in the language of 35 U.S.C. 101 which states that “whoever invents or discovers any new and useful process... may obtain a patent therefor...” (Emphasis added). Thus, the term “same invention,” in this context, means an invention drawn to identical subject matter. See Miller v. Eagle Mfg. Co., 151 U.S. 186 (1894); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Ockert, 245 F.2d 467, 114 USPQ 330 (CCPA 1957). A statutory type (35 U.S.C. 101) double patenting rejection can be overcome by canceling or amending the claims that are directed to the same invention so they are no longer coextensive in scope. The filing of a terminal disclaimer cannot overcome a double patenting rejection based upon 35 U.S.C. 101. Claims 17-26 provisionally rejected under 35 U.S.C. 101 as claiming the same invention as that of claims 17-26 of copending Application No. 18/986267 (reference application). This is a provisional statutory double patenting rejection since the claims directed to the same invention have not in fact been patented. For example: copending Application No. 18/986267 Instant Application: 18/986079 17. (New)A video decoding apparatus for decoding a sequence of pictures using gradual refresh, comprising: one more processors configured to decode a bitstream to reconstruct pictures in the sequence; and one or more memories configured to store the reconstructed pictures, wherein the one or more processors are configured to: 17. (New) A video decoding apparatus for decoding a sequence of pictures using gradual refresh, comprising: one more processors configured to decode a bitstream to reconstruct pictures in the sequence; and one or more memories configured to store the reconstructed pictures, wherein the one or more processors are configured to: decode, from a header of the sequence, a flag indicating whether the gradual refresh is allowed, decode, from a header of the sequence, a flag indicating whether the gradual refresh is allowed, decode identification information for identifying a first picture to which the gradual refresh has been applied in the sequence, and determine a picture order count (POC) value of the first picture, decode identification information for identifying a first picture to which the gradual refresh has been applied in the sequence, and determine a picture order count (POC) value of the first picture, decode group size information for identifying a group of pictures associated with the first picture to which the gradual refresh has been applied, decode group size information for identifying a group of pictures associated with the first picture to which the gradual refresh has been applied, determine a POC value of a second picture corresponding to a last picture belonging to the group based on the group size information and the POC value of the first picture; and determine a POC value of a second picture corresponding to a last picture belonging to the group based on the group size information and the POC value of the first picture; and determine the group of pictures associated with the first picture using the POC value of the first picture and the POC value of the second picture, wherein, whether to display decoded pictures is determined based on POC values of the decoded pictures such that pictures having a POC value greater than or equal to the POC value of the first picture and less than the POC value of the second picture are not allowed to be displayed after being decoded, determine the group of pictures associated with the first picture using the POC value of the first picture and the POC value of the second picture, wherein, whether to display decoded pictures is determined based on POC values of the decoded pictures such that pictures having a POC value greater than or equal to the POC value of the first picture and less than the POC value of the second picture are not allowed to be displayed after being decoded, wherein, the identification information indicates that the gradual refresh is not applied to the first picture in the sequence based on the flag indicating that the gradual refresh is not allowed wherein, the identification information indicates that the gradual refresh is not applied to the first picture in the sequence based on the flag indicating that the gradual refresh is not allowed wherein, the identification information is decoded from a header of the first picture, wherein, the identification information is decoded from a header of the first picture, wherein, when the identification information indicates that the first picture is to be subjected to the gradual refresh, the group size information is decoded from the header of the first picture, wherein, when the identification information indicates that the first picture is to be subjected to the gradual refresh, the group size information is decoded from the header of the first picture, wherein, when a block in a picture belonging to the group is inter-predicted, prediction using a reference block padded with a predefined value is allowed for the block, wherein, when a block in a picture belonging to the group is inter-predicted, prediction using a reference block padded with a predefined value is allowed for the block, wherein, the predefined value is derived from a bit depth of pixel values, wherein, the predefined value is derived from a bit depth of pixel values, wherein, the predefined value is equal to 1/2 of a maximum value expressed by the bit depth of the pixel values, wherein the identification information is decoded from a header of the first picture. wherein, the predefined value is equal to 1/2 of a maximum value expressed by the bit depth of the pixel values. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to FRANCIS G GEROLEO whose telephone number is (571)270-7206. The examiner can normally be reached M-F 7:00 am - 3:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anna M Momper can be reached at (571) 270-5788. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Francis Geroleo/Primary Examiner, Art Unit 3619
Read full office action

Prosecution Timeline

Dec 18, 2024
Application Filed
Jan 16, 2026
Non-Final Rejection — §101, §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12610041
SYSTEMS AND METHODS FOR CHROMA MODE CODING IN RECURSIVE INTRA/INTER REGION
2y 0m to grant Granted Apr 21, 2026
Patent 12591065
DISTANCE MEASUREMENT DEVICE AND DISTANCE MEASUREMENT SYSTEM
3y 4m to grant Granted Mar 31, 2026
Patent 12581109
METHOD FOR ENCODING AND DECODING IMAGE INFORMATION AND DEVICE USING SAME
2y 5m to grant Granted Mar 17, 2026
Patent 12574501
METHOD, AND APPARATUS FOR REFERENCE FRAME SELECTION, ELECTRONIC DEVICE, AND STORAGE MEDIUM
1y 8m to grant Granted Mar 10, 2026
Patent 12568223
RESTRICTIONS ON DECODER SIDE MOTION VECTOR DERIVATION BASED ON CODING INFORMATION
4y 1m to grant Granted Mar 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
92%
With Interview (+19.3%)
2y 7m (~1y 3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 573 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month