Prosecution Insights
Last updated: July 17, 2026
Application No. 18/986,134

MULTILAYER CERAMIC CAPACITOR, PACKAGE, AND CIRCUIT BOARD

Non-Final OA §103
Filed
Dec 18, 2024
Priority
Jul 05, 2022 — JP 2022-108531 +1 more
Examiner
THOMAS, ERIC W
Art Unit
Tech Center
Assignee
Taiyo Yuden Co., Ltd.
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
1042 granted / 1264 resolved
+22.4% vs TC avg
Minimal -2% lift
Without
With
+-2.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
38 currently pending
Career history
1293
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
76.7%
+36.7% vs TC avg
§102
9.4%
-30.6% vs TC avg
§112
4.8%
-35.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1264 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-7, 10-17, and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US 2014/0311783 A1) in view of Suzuki (US 2008/0304204 A1). Regarding claim 1, Lee et al. disclose a multilayer ceramic capacitor that has a dimension in a first direction along a first axis (T) equal to or greater than 1.5 times [0013] a dimension in a second direction along a second axis (W) orthogonal to the first axis (T), and is to be mounted on a mounting surface (Fig. 5) perpendicular to the first axis (T), the multilayer ceramic capacitor comprising: a ceramic body (11) having a pair of main surfaces perpendicular to the first axis (T), a pair of side surfaces perpendicular to the second axis (W), and a pair of end surfaces perpendicular to a third axis (L) orthogonal to the first axis (T) and the second axis (W); and a pair of external electrodes (131, 132) covering the pair of end surfaces, respectively, wherein the ceramic body further includes: a multilayer portion (11, 21, 22) including a plurality of internal electrodes (21, 22) that are alternately stacked with ceramic layers (11) along a stacking direction parallel to the first axis (T) or the second axis (W) and are led out to the end surfaces, and a pair of margin portions that are formed along the stacking direction (T), cover the multilayer portion (11, 21, 22) from a width direction (W) of the internal electrodes (21,22), wherein the width direction (W) being orthogonal to the stacking direction (T) and the third axis (L), wherein the plurality of internal electrodes (21, 22) includes: a plurality of inner-side internal electrodes (see fig. 2) located in an inner side in the stacking direction, and a plurality of outer-side internal electrodes (21, 22) that are located in both outer sides in the stacking direction (T) and have a maximum width dimension (Wb) smaller than a minimum width dimension (Wa) of the inner-side internal electrodes. Lee et al. disclose the claimed invention except for the pair of margin portions contain an additive element composed of at least one of the following elements: Mg, Mn, Zr, Ti, Li, Mo, Nb, Cu, a rare earth element, and Sn at a higher concentration than the multilayer portion. Suzuki discloses a multilayer ceramic capacitor comprising a pair of margin portions (13b, 13b – Fig. 3), wherein the pair of margin portions (13b, 13b) contain an additive element composed of Mg at a higher concentration [0083] than a multilayer portion (1,2,3). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to form the margin portion of Lee et al. so that the pair of margin portions contain an additive element composed of Mg at a higher concentration than the multilayer portion since such a modification would form a highly reliable multilayer ceramic capacitor having improved moisture resistance. Regarding claim 2, Lee et al. disclose the maximum width dimension of the outer-side internal electrodes (top-bottom) is equal to or greater than two times a thickness dimension of each of the margin portions (see Fig. 1, 2). Regarding claim 3, Lee et al. disclose the maximum width dimension (see Fig. 2) of the outer-side internal electrodes (top-bottom) is equal to or less than 10 times a thickness dimension of each of the margin portions (see Fig. 2). Regarding claim 4, the modified Lee et al. disclose respective distances in the width direction (W) between the margin portions and end portions in the width direction of the outer-side internal electrodes (21, 22) are equal to or greater than a thickness dimension of each of the margin portions. Regarding claim 5, the modified Lee et al. disclose respective distances in the width direction (W) between the margin portions and end portions in the width direction of the outer-side internal electrodes (21, 22) are equal to or less than five times a thickness dimension of each of the margin portions. Regarding claim 6, the modified Lee et al. disclose the number of the outer-side internal electrodes (top 2 – Fig. 2) stacked in one side in the stacking direction (T) is equal to or greater than 5% of and equal to or less than 25% of the number of all the internal electrodes (21, 22). Regarding claim 7, the modified Lee et al. disclose the stacking direction is parallel to the second axis (Fig. 3 – W), and wherein the width direction of the internal electrodes is parallel to the first axis (T – Fig. 4). Regarding claim 10, Lee et al. disclose a circuit board comprising: the multilayer ceramic capacitor (1) according to claim 1; and a mounting substrate (210) having the mounting surface (210) and a pair of connection electrodes (221, 222), the pair of connection electrodes (221, 222) being provided on the mounting surface and connected to the pair of external electrodes (31, 32) of the multilayer ceramic capacitor (1) through solder (230). Regarding claim 11, Lee et al. disclose a multilayer ceramic capacitor that has a dimension in a first direction (T) along a first axis (T) equal to or greater than 1.3 times a dimension in a second direction (W) along a second axis (W) orthogonal to the first axis (T), and is to be mounted on a mounting surface (bottom) perpendicular to the first axis (T), the multilayer ceramic capacitor comprising: a ceramic body (1) having a pair of main surfaces (top, bottom) perpendicular to the first axis (T), a pair of side surfaces (front-back) perpendicular to the second axis (W), and a pair of end surfaces (left-right) perpendicular to a third axis (L) orthogonal to the first axis (T) and the second axis (W); and a pair of external electrodes (31, 32) covering the pair of end surfaces, respectively, wherein the ceramic body further includes: a multilayer portion including a plurality of internal electrodes (21, 22) that are alternately stacked with ceramic layers (11) along a stacking direction parallel to the first axis (T) or the second axis (W) and are led out to the end surfaces, and a pair of margin portions that are formed along the stacking direction (T), cover the multilayer portion from a width direction of the internal electrodes, wherein the plurality of internal electrodes (21, 22) includes: a plurality of inner-side internal electrodes located in an inner side in the stacking direction (T), and a plurality of outer-side internal electrodes that are located in both outer sides in the stacking direction (T) and have a maximum width dimension smaller than a minimum width dimension of the inner-side internal electrodes (see Fig. 1). Lee et al. disclose the claimed invention except for the pair of margin portions contain an additive element composed of at least one of the following elements: Mg, Mn, Zr, Ti, Li, Mo, Nb, Cu, a rare earth element, and Sn at a higher concentration than the multilayer portion. Suzuki discloses a multilayer ceramic capacitor comprising a pair of margin portions (13b, 13b – Fig. 3), wherein the pair of margin portions (13b, 13b) contain an additive element composed of Mg at a higher concentration [0083] than a multilayer portion (1,2,3). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to form the margin portion of Lee et al. so that the pair of margin portions contain an additive element composed of Mg at a higher concentration than the multilayer portion since such a modification would form a highly reliable multilayer ceramic capacitor having improved moisture resistance. Regarding claim 12, Lee et al. disclose the maximum width dimension of the outer-side internal electrodes (top-bottom) is equal to or greater than two times a thickness dimension of each of the margin portions (see Fig. 1, 2). Regarding claim 13, Lee et al. disclose the maximum width dimension (see Fig. 2) of the outer-side internal electrodes (top-bottom) is equal to or less than 10 times a thickness dimension of each of the margin portions (see Fig. 2). Regarding claim 14, the modified Lee et al. disclose respective distances in the width direction (W) between the margin portions and end portions in the width direction of the outer-side internal electrodes (21, 22) are equal to or greater than a thickness dimension of each of the margin portions. Regarding claim 15, the modified Lee et al. disclose respective distances in the width direction (W) between the margin portions and end portions in the width direction of the outer-side internal electrodes (21, 22) are equal to or less than five times a thickness dimension of each of the margin portions. Regarding claim 16, the modified Lee et al. disclose the number of the outer-side internal electrodes (top 2 – Fig. 2) stacked in one side in the stacking direction (T) is equal to or greater than 5% of and equal to or less than 25% of the number of all the internal electrodes (21, 22). Regarding claim 17, the modified Lee et al. disclose the stacking direction is parallel to the second axis (Fig. 3 – W), and wherein the width direction of the internal electrodes is parallel to the first axis (T – Fig. 4). Regarding claim 20, Lee et al. disclose a circuit board comprising: the multilayer ceramic capacitor (1) according to claim 1; and a mounting substrate (210) having the mounting surface (210) and a pair of connection electrodes (221, 222), the pair of connection electrodes (221, 222) being provided on the mounting surface and connected to the pair of external electrodes (31, 32) of the multilayer ceramic capacitor (1) through solder (230). Claim(s) 8 and 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US 2014/0311783 A1) and Suzuki (US 2008/0304204 A1), as applied to claims 7 and 17 above, and further in view of Mizuno et al. (US 2007/0025055 A1). Regarding claims 8 and 18, Lee et al. disclose the claimed invention except for the main surfaces have a higher flatness than the side surfaces. Mizuno et al. disclose in fig. 3, a multilayer ceramic capacitor comprising internal electrodes (13), wherein the internal electrodes have a main surface and side surfaces (see Fig. 3), wherein the main surfaces have a higher flatness than the side surfaces. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to form the capacitor of Lee et al. so that the main surfaces have a higher flatness than the side surfaces, since such a modification would prevent cracks generated in the multilayer ceramic capacitor when the capacitor is soldered to a printed circuit board. Claim(s) 9 and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US 2014/0311783 A1) and Suzuki (US 2008/0304204 A1), as applied to claims 1 and 19 above, and further in view of Teraoka et al. (US 2016/0227650). Regarding claims 9 and 19, Lee et al. disclose the claimed invention except for a package comprising: the multilayer ceramic capacitor according to claim 1; a carrier tape having a sealing surface perpendicular to the first axis, and a recess that is recessed from the sealing surface in the first direction and accommodates the multilayer ceramic capacitor; and a top tape that is attached to the sealing surface and covers the recess. Teraoka discloses in fig. 9A-9B, a package comprising: a multilayer ceramic capacitor (100) a carrier tape (60) having a sealing surface (@ 61) perpendicular to a first axis, and a recess (60a) that is recessed from the sealing surface (@61) in the first direction (top-bottom) and accommodates the multilayer ceramic capacitor (100); and a top tape (61) that is attached to the sealing surface (@61) and covers the recess. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to form the multilayer ceramic capacitor of Lee et al. in a package, wherein the package includes a carrier tape having a sealing surface perpendicular to the first axis, and a recess that is recessed from the sealing surface in the first direction and accommodates the multilayer ceramic capacitor; and a top tape that is attached to the sealing surface and covers the recess, since such a modification would provide a carrier for multiple capacitors with high-capacitance having excellent reliability. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 2018/0166217 A1 – multilayer ceramic capacitor higher flatness than the side surfaces US 2016/0227650 A1 – multilayer ceramic capacitor having internal electrodes arranged perpendicular to a substrate US 2015/0287533 A1 – multilayer ceramic capacitor wherein T > W Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC THOMAS whose telephone number is (571)272-1985. The examiner can normally be reached Monday-Friday, 6:00 AM-2:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Timothy Dole can be reached at (571)272-2229. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC W THOMAS/Primary Examiner, Art Unit 2847 ERIC THOMAS Primary Examiner Art Unit 2847
Read full office action

Prosecution Timeline

Dec 18, 2024
Application Filed
Jul 08, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12683087
ELECTROLYTIC CAPACITOR HAVING A HIGH CAPACITANCE AND A LOW EQUIVALENT SERIRES RESISTANCE AND METHOD FOR PRODUCING THE SAME
2y 6m to grant Granted Jul 14, 2026
Patent 12683089
ELECTROLYTIC CAPACITOR-USE ELECTRODE FOIL, ELECTROLYTIC CAPACITOR, AND ELECTROLYTIC CAPACITOR MANUFACTURING METHOD
2y 1m to grant Granted Jul 14, 2026
Patent 12683078
MULTILAYER ELECTRONIC COMPONENT
2y 1m to grant Granted Jul 14, 2026
Patent 12676266
Packaging of Roll-type Electrolytic Capacitor Elements
2y 5m to grant Granted Jul 07, 2026
Patent 12658379
Interconnect Strip for an Ultracapacitor Module
7y 11m to grant Granted Jun 16, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
80%
With Interview (-2.1%)
2y 3m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1264 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month