Prosecution Insights
Last updated: October 02, 2026
Application No. 18/992,276

MANAGEMENT DEVICE, MANAGEMENT METHOD, AND WAFER MANUFACTURING SYSTEM

Non-Final OA §101§102
Filed
Jan 08, 2025
Priority
Jul 28, 2022 — JP 2022-120955 +1 more
Examiner
KASENGE, CHARLES R
Art Unit
Tech Center
Assignee
SUMCO Corporation
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
1y 1m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
1110 granted / 1321 resolved
+24.0% vs TC avg
Moderate +14% lift
Without
With
+13.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
36 currently pending
Career history
1347
Total Applications
across all art units

Statute-Specific Performance

§101
8.5%
-31.5% vs TC avg
§103
30.5%
-9.5% vs TC avg
§102
41.3%
+1.3% vs TC avg
§112
13.2%
-26.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1321 resolved cases

Office Action

§101 §102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1-5 are rejected under 35 U.S.C. 101 because the claimed invention is directed to non-statutory subject matter. The claim(s) does/do not fall within at least one of the four categories of patent eligible subject matter because the management device comprising a control section could be software, which is non-statutory subject matter. The Examiner recommends stating the management further comprises a physical, tangible element. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-7 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Tanaka et al. U.S. PGPub 2003/00545473 (hereinafter “Tanaka”). Regarding claims 1 and 6, Tanaka discloses a management device, wherein comprising a control section (e.g. Inspection Results Connection & Analysis Unit) which manages a plurality of wafer processing devices (e.g. manufacturing equipment) (e.g. ¶80-82; Fig. 2-3 and 13), and the control section determines a wafer processing device to be assigned to process a given type of wafers from among the plurality of wafer processing devices, based on a distance between post-processing characteristics (e.g. greatest matching degree, defect position(s)) of wafers processed by each of the wafer processing devices and a center value of a standard (e.g. reference position) for the given type of wafers (e.g. ¶82, 107, 119 and 121-122). Regarding claim 2, Tanaka discloses the management device according to claim 1, wherein the control section calculates, for each of the wafer processing devices, the post-processing characteristics that are closest to the center value of the standard for the given type of wafers as an optimal characteristics, and determines a wafer processing device to be assigned to process the given type of wafers in order of the shortest distance between the optimal characteristics and the center value of the standard for the given type of wafers (e.g. ¶82, 107, 119 and 121-122). Regarding claim 3, Tanaka discloses the management device according to claim 2, wherein the control section selects, from among the post-processing characteristics when processing conditions of each of the wafer processing devices are changed, the post-processing characteristics that comes closest to the center value of the standard for the given type of wafers as the optimal characteristics (e.g. ¶82, 107, 119 and 121-122). Regarding claim 4, Tanaka discloses the management device according to claim 3, wherein the processing conditions are determined by each of the wafer processing devices performing an end point detection (e.g. evaluation values) (e.g. ¶67 and 82-84). Regarding claim 5, Tanaka discloses the management device according to claim 1, wherein the control section plots a point representing the post-processing characteristics of wafers on a graph whose origin is the center value of the standard for the given type of wafers, and calculates a distance between the plotted point and the origin of the graph (e.g. ¶107, 119 and 121-122). Regarding claim 7, Tanaka discloses a wafer manufacturing system, wherein comprising a management device as described in claim 1, and a wafer processing device that is managed by the management device (e.g. ¶80-82; Fig. 2-3 and 13). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHARLES R KASENGE whose telephone number is (571)272-3743. The examiner can normally be reached Monday - Friday 7:30am to 4pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kenneth Lo can be reached at (571) 272-9774. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. CK September 15, 2026 /CHARLES R KASENGE/Primary Examiner, Art Unit 2116
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Prosecution Timeline

Jan 08, 2025
Application Filed
Sep 17, 2026
Non-Final Rejection mailed — §101, §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
98%
With Interview (+13.8%)
2y 10m (~1y 1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1321 resolved cases by this examiner. Grant probability derived from career allowance rate.

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