Prosecution Insights
Last updated: April 19, 2026
Application No. 18/994,212

WORK MACHINE AND METHOD FOR CONTROLLING WORK MACHINE

Non-Final OA §102
Filed
Jan 14, 2025
Examiner
HATCH, DAVID P
Art Unit
3668
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Komatsu Ltd.
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
2y 8m
To Grant
90%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
84 granted / 111 resolved
+23.7% vs TC avg
Moderate +14% lift
Without
With
+14.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
25 currently pending
Career history
136
Total Applications
across all art units

Statute-Specific Performance

§101
8.9%
-31.1% vs TC avg
§103
40.6%
+0.6% vs TC avg
§102
23.8%
-16.2% vs TC avg
§112
23.4%
-16.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 111 resolved cases

Office Action

§102
DETAILED ACTION This is a first Office Action on the merits and is responsive to the originally filed application papers. Claims filed on 01/14/2025 are being examined. Claims 1-13 are being considered and further pending examination. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement(s) (IDS(s)) submitted on 01/14/2025 is/are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 13 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Tashiro et al (US 20210354688 A1) henceforth referred to as Tashiro. Regarding Claim 13 Tashiro teaches A method for controlling a work machine, the method comprising (para [0027] : “Prior to the description of the embodiment, a general automatic parking will be described with reference to FIGS. 1 and 2.”): executing an automatic steering control to control a steering angle of the work machine so that the work machine travels along a predetermined target path (para [0028] : “Next, a parking route 105 (dotted line) to a target parking position 106 is calculated based on the calculated drivable area 104. When the route search is successful, the movement control of the vehicle 101 is performed according to the parking route 105.”, para [0033] : “In the case of automatic parking, a steering control device 322 controls the steering 313 so that a predetermined wheel angle is obtained even if the driver does not operate the steering 313.”); determining a traveling direction status indicating a forward or rearward traveling direction of the work machine (para [0044] : “The forward/backward switching determination unit 407 transmits the forward/backward switching to the transmission control device 323 based on the forward/backward switching information that the output result of the route generation unit 403.”); and setting the steering angle to a neutral angle when the forward or rearward traveling direction of the work machine is switched during the automatic control (fig. 1, fig. 1 shows the parking route 105 where, in order for the vehicle to travel in the manner depicted it would be required that the steering angle be set to a neutral angle at some point). Allowable Subject Matter Claims 1-12 allowed. The closest prior arts found are Iwami et al (US 20190185055 A1) teaches a system for pulling out of a parking spot comprises: an assist control means for performing assist control to change the steering angle of a vehicle to a target steering angle; and a pulling out possibility determination means for determining whether or not the vehicle can pull out on the basis of the detection result of a forward obstacle detected by forward detection means. If it is determined that the vehicle can pull out, the assist control means performs assist control to change the steering angle of the vehicle from the target steering angle to a neutral angle or a neutral vicinity angle. Iwami et al (US 20180061241 A1) teaches a system where in the case that a user's own vehicle cannot pull out from a parking space without turning back steering, a parking exit assist device carries out a parking exit assist control by setting the size of a target steering angle in an exit-from-parking trajectory setting unit to a first steering angle. On the other hand, in the case that the user's own vehicle is capable of pulling out from the parking space without turning back steering, the parking exit assist device carries out a parking exit assist control by setting the size of a target steering angle to a second steering angle which is smaller than the first steering angle. William (AU 2011282474 A) teaches a system for an unambiguous heading direction is calculated to determine the forward/reverse state of a vehicle. A heading alignment error is determined at step 100, being the difference between a GNSS direction of motion and the unresolved IMU heading of the vehicle. The heading alignment error is adjusted by 180° to be within a predetermined range at step 200. The unresolved IMU heading of the vehicle 10 is adjusted using the heading alignment error to determine an ambiguous error corrected IMU heading at step 300. Step 400 determines whether the ambiguous error corrected IMU heading is substantially in the true direction of the nose of the vehicle. The unambiguous heading direction is calculated at step 500 by offsetting the ambiguous error corrected IMU heading by 180 degrees if the ambiguous error corrected IMU heading is substantially opposite the true direction of the nose of the vehicle. The forward/reverse state is determined by comparing the unambiguous heading direction with the GNSS direction of motion of the vehicle. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID HATCH whose telephone number is (571)272-4518. The examiner can normally be reached on Monday-Friday 8:00-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James J Lee can be reached on 571-270-5965. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /D.H./Examiner, Art Unit 3668 /JAMES J LEE/Supervisory Patent Examiner, Art Unit 3668
Read full office action

Prosecution Timeline

Jan 14, 2025
Application Filed
Mar 20, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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2y 5m to grant Granted Apr 14, 2026
Patent 12594832
DISPLAY CONTROL DEVICE, DISPLAY CONTROL METHOD, AND COMPUTER-READABLE STORAGE MEDIUM
2y 5m to grant Granted Apr 07, 2026
Patent 12576887
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2y 5m to grant Granted Mar 17, 2026
Patent 12545429
SYSTEMS AND METHODS FOR AIRCRAFT MANAGEMENT
2y 5m to grant Granted Feb 10, 2026
Patent 12541208
VEHICLE SYSTEM WITH REMOTE OPERATION MODE TRANSITION CONTROL
2y 5m to grant Granted Feb 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
90%
With Interview (+14.3%)
2y 8m
Median Time to Grant
Low
PTA Risk
Based on 111 resolved cases by this examiner. Grant probability derived from career allow rate.

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