Prosecution Insights
Last updated: October 04, 2026
Application No. 18/994,645

COMMUNICATION METHOD, APPARATUS, AND SYSTEM, AND TRAIN

Non-Final OA §103§112
Filed
Jan 15, 2025
Priority
Nov 08, 2022 — CN 202211391359.7 +1 more
Examiner
SANDHU, AMRITBIR K
Art Unit
Tech Center
Assignee
CRRC Qingdao Sifang Co., Ltd.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
594 granted / 716 resolved
+23.0% vs TC avg
Moderate +11% lift
Without
With
+10.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
23 currently pending
Career history
722
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
63.3%
+23.3% vs TC avg
§102
2.1%
-37.9% vs TC avg
§112
11.1%
-28.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 716 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The Information Disclosure Statements filed on 01/15/2025, 01/14/2026 and 04/25/2026 have been considered. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: For claim 9, a. a signal interaction module configured to transmit… on lines 8-11. For claim 10, a. the photoelectric conversion module is configured to convert…on lines 5-7. For claim 11, a. the differential conversion module is configured to… on lines 9-13. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. a. the photoelectric conversion module includes a photoelectric converter, see paragraph 15. b. Differential conversion module, see figure 7. PNG media_image1.png 178 648 media_image1.png Greyscale If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 9 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 9, applicant claims, “signal interaction module”. Applicant discloses signal interaction module but fails to disclose the structure of the claimed apparatus and thus making the claim vague and indefinite. Examiner’s Note: Claims 10-12 are also rejected 35 USC 112b for being dependent upon the rejected independent claim 9. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-4,6,8,9 and 12 are rejected under 35 USC 103 as being unpatentable over Liu et al, (CN112994830A) in view of Andrea et al; (RINGO: A DEMONSTRATOR OF WDM OPTICAL PACKET NETWORK ON A RING TOPOLOGY – 2003 attached). Regarding claim 1, Liu discloses a communication method, applied to a processor in a carriage of a train, wherein the processor is connected to an optical fiber ring network, ;(rail vehicle network system based on optical fiber wavelength division multiplexing, see page 3, lines 20-23 and figure 2) and the communication method comprises: after obtaining a first light beam in the optical fiber ring network, obtaining all carrier optical signals containing communication data in the first light beam; (wavelength division multiplexer is set in each carriage; the wavelength division multiplexer is communicated with the optical fibre communication channel, see page 4, lines 33,34 and figure 2) determining a carrier optical signal required by a train communication device in the carriage where the processor is located;( the wavelength division multiplexer is communicated with the ethernet switch in the carriage through the photoelectric conversion module; see page 4, lines 34,35 and figure 2) transmitting the carrier optical signal required by the train communication device to the train communication device, (the Ethernet switch communicates with different vehicle network devices in the carriage through communication cable, see page 4, lines 35,36 and figure 2) wherein the train communication device generates a feedback optical signal based on the carrier optical signal; and synthesizing the feedback optical signal and all carrier optical signals not required by the train communication device to a second light beam, and transmitting the second light beam to the optical fiber ring network ;(synthesizing the optical signal of different vehicle network into one path by wavelength division multiplexing technology, transmitting between different carriages through the optical fiber communication channel; at the same time, receiving the optical signal from the optical fibre communication channel, decomposing according to different set wavelength; see page 5, lines 42-44 and page 6, line and figure 2). However, Liu does not explicitly disclose optical fiber ring network. In a related field of endeavor, Andrea discloses an optical fiber ring network ;( a unidirectional fiber ring with N nodes implementing the interface between electronic and optical domains and the number N of nodes in the network is equal to the number N of used wavelengths, see page 3, section 2 and paragraph 2). Thus, it would be obvious for one of the ordinary skilled in the art before the effective filling date of the invention to combine the optical ring network of Andrea with Liu closed loop to connect multiple network nodes and the motivation is to provide high speed and long-distance capabilities of fiber optics with a topology that provides built-in redundancy and fault tolerance Regarding claim 2, Liu discloses the communication method according to claim 1, wherein the determining a carrier optical signal required by a train communication device in the carriage where the processor is located and transmitting the carrier optical signal required by the train communication device to the train communication device ;(rail vehicle network system based on optical fiber wavelength division multiplexing, see page 3, lines 20-23 and figure 2) comprises: determining a first wavelength of each of the carrier optical signals; determining a second wavelength of the carrier optical signal required by the train communication device ;( the wavelength division multiplexer is communicated with the ethernet switch in the carriage through the photoelectric conversion module; see page 4, lines 34,35 and figure 2) and transmitting a carrier optical signal, having a first wavelength same as the second wavelength, among the carrier optical signals to the train communication device; (synthesizing the optical signal of different vehicle network into one path by wavelength division multiplexing technology, transmitting between different carriages through the optical fiber communication channel; at the same time, receiving the optical signal from the optical fibre communication channel, decomposing according to different set wavelength; see page 5, lines 42-44 and page 6, line and figure 2). Regarding claim 3, Liu discloses the communication method according to claim 2, wherein the obtaining all carrier optical signals containing communication data in the first light beam comprises: decomposing the first light beam into the carrier optical signals based on a corresponding relationship between predetermined wavelengths and communication data ;(receiving the optical signal from the optical fibre communication channel, decomposing according to different set wavelength; see page 5, lines 42-44 and page 6, line and figure 2). Regarding claim 4, Liu discloses the communication method according to claim 3, wherein the decomposing the first light beam into the carrier optical signals comprises: decomposing the first light beam into the carrier optical signals by performing wavelength division de-multiplexing ;(receiving the optical signal from the optical fibre communication channel, decomposing (de-multiplexing) according to different set wavelength; see page 5, lines 42-44 and page 6, line and figure 2) and the synthesizing the feedback optical signal and all carrier optical signals not required by the train communication device to a second light beam comprises: synthesizing the feedback optical signal and all the carrier optical signals not required by the train communication device to the second light beam by performing wavelength division multiplexing (synthesizing the optical signal of different vehicle network into one path by wavelength division multiplexing technology, transmitting between different carriages through the optical fiber communication channel; at the same time, receiving the optical signal from the optical fibre communication channel, decomposing according to different set wavelength; see page 5, lines 42-44 and page 6, line and figure 2). Regarding claim 6, Liu discloses the communication method according to claim 1, wherein the carriage further comprises a first optical fiber interface and a second optical fiber interface,( the rail vehicle network is a multi-communication node series bus network; see page 3, line 3 and figure 2) the first optical fiber interface is connected to a second optical fiber interface of a carriage adjacent to the carriage, and the second optical fiber interface is connected to a first optical fiber interface of another carriage adjacent to the carriage; ,( the rail vehicle network is a multi-communication node series bus network with plurality of nodes coupled with the optical bus interface, see page 3, line 3 and figure 2) and before obtaining all the carrier optical signals containing the communication data in the first light beam, the communication method further comprises: configuring the second optical fiber interface of the carriage to operate in a virtual disconnection mode, wherein then the obtaining all the carrier optical signals containing the communication data in the first light beam is performed ;(the Ethernet switch communicates with different vehicle network devices in the carriage through communication cable and the Ethernet switch reserved re-coupled ETB bus, so as to realize inter-group reconnection data interaction; see page 4, lines 35-38 and figure 2) However, Liu does not explicitly disclose through the optical fiber ring network. In a related field of endeavor, Andrea discloses an optical fiber ring network ;( a unidirectional fiber ring with N nodes implementing the interface between electronic and optical domains and the number N of nodes in the network is equal to the number N of used wavelengths, see page 3, section 2 and paragraph 2). Thus, it would be obvious for one of the ordinary skilled in the art before the effective filling date of the invention to combine the optical ring network of Andrea with Liu closed loop to connect multiple network nodes and the motivation is to provide high speed and long-distance capabilities of fiber optics with a topology that provides built-in redundancy and fault tolerance Regarding claim 8, Liu does not explicitly disclose a communication device, comprising: a memory, storing a computer program; and a processor, configured to, when executing the computer program, perform the communication method according to claim 1. In a related field of endeavor, Andrea discloses communication device, comprising: a memory, storing a computer program; and a processor, configured to, when executing the computer program, perform the communication method according to claim 1 ;(node controller for controlling the node in an optical fiber ring, see figure 2). Thus, it would be obvious for one of the ordinary skilled in the art before the effective filling date of the invention to combine the node controller of Andrea with Liu to control the connection of multiple network nodes in an optical network and the motivation is to process the data transmission and/or reception. Regarding claim 9, Liu discloses a communication system, comprising the communication device according to claim 8, and further comprising: and a signal interaction module, configured to transmit a carrier optical signal transmitted by the communication device to a train communication device of a train,(rail vehicle network system based on optical fiber wavelength division multiplexing, see page 3, lines 20-23 and figure 2 and wavelength division multiplexer is set in each carriage; the wavelength division multiplexer is communicated with the optical fibre communication channel, see page 4, lines 33,34 and figure 2) and transmit communication data generated by the train communication device based on the carrier optical signal to the communication device (the Ethernet switch communicates with different vehicle network devices in the carriage through communication cable, see page 4, lines 35,36 and figure 2) However, Liu does not explicitly disclose optical fibers, configured to form an optical fiber ring network; an optical transceiver, configured to obtain a first light beam in the optical fiber ring network through the optical fibers and transmit the first light beam to the communication device, and transmit a second light beam emitted by the communication device to the optical fiber ring network through the optical fibers. In a related field of endeavor, Andrea discloses optical fibers, configured to form an optical fiber ring network;(RINGO is based on a unidirectional fiber ring with N nodes implementing the interface between electronic and optical domains, see figure 1) an optical transceiver, configured to obtain a first light beam in the optical fiber ring network through the optical fibers and transmit the first light beam to the communication device and transmit a second light beam emitted by the communication device to the optical fiber ring network through the optical fibers, (each node optical interface is equipped with a tunable transmitter, and with a fixed receiver operating on a given wavelength λi that identifies the node itself; in order to communicate to node k each node must remove the information carried by its wavelength Ai from the ring, see page 3, section 2 and figures 1 and 2). Motivation same as claim 1. Regarding claim 12, Liu discloses a train, comprising: a plurality of carriages; and the communication system according to claim 9, wherein the communication system is arranged in each of the carriages ;(rail vehicle network system based on optical fiber wavelength division multiplexing, see page 3, lines 20-23 and figure 2). Allowable Subject Matter Claims 5 and 7 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure as reproduced below. a. Chan et al; (US 10447423) discloses a bidirectional, multi-wavelength fiber optical network that enables communication between electrical components at high data transmission rates, see figure 2. b. Ding et al; (CN 211720556U) discloses high speed railway free space optical multi-beam diversity emitting device, comprising a signal box and a light emitting device; the outer side of the top of each train carriage is provided with one or more light receiving device; the cross arm of each contact net on the upper part of the rail is provided with two or more light emitting devices; see figure 1. c. Kun (CN108933618A) discloses broadband communication technology of high-speed railway with a plurality of track base relay device. distributed along the high-speed railway track, and are set in the track building boundary, used for realizing signal relay between the external communication network, see figure 1. Any inquiry concerning this communication or earlier communications from the examiner should be directed to AMRITBIR K SANDHU whose telephone number is (571)270-1894. The examiner can normally be reached M-F 9am to 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kenneth Vanderpuye can be reached at 571-272-3078. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AMRITBIR K SANDHU/ Primary Examiner, Art Unit 2634
Read full office action

Prosecution Timeline

Jan 15, 2025
Application Filed
Sep 11, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
94%
With Interview (+10.8%)
2y 3m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 716 resolved cases by this examiner. Grant probability derived from career allowance rate.

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