Prosecution Insights
Last updated: July 17, 2026
Application No. 18/994,776

MIXED ALKOXIDE CATALYST FOR BIODIESEL PRODUCTION

Final Rejection §102§103
Filed
Jan 15, 2025
Priority
Jul 21, 2022 — EU 22186204.8 +1 more
Examiner
VASISTH, VISHAL V
Art Unit
1771
Tech Center
1700 — Chemical & Materials Engineering
Assignee
BASF SE
OA Round
2 (Final)
72%
Grant Probability
Favorable
3-4
OA Rounds
10m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
989 granted / 1368 resolved
+7.3% vs TC avg
Strong +34% interview lift
Without
With
+33.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
47 currently pending
Career history
1402
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
60.6%
+20.6% vs TC avg
§102
4.8%
-35.2% vs TC avg
§112
0.4%
-39.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1368 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Applicants’ response filed 5/1/2026 did not include any claim amendments. Applicants’ arguments addressed below do not overcome the 35 USC 102/103 rejections from the office action mailed 12/2/025; therefore, these rejections are maintained below. Claim Rejections - 35 USC § 102/103 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 23-42 are rejected under 35 U.S.C. 102(a)(1) as anticipated by or, in the alternative, under 35 U.S.C. 103 as obvious over Schmidt et al., US Patent Application Publication No. 2014/0109466 (hereinafter referred to as Schmidt). Regarding claims 23-25, 28-34 and 36-42, Schmidt discloses that biodiesel is typically derived from vegetable or animal origin. The feedstock used to make biodiesel can therefore be unrefined vegetable oils, such as, palm nut oil, coconut oil, soya, rapeseed, sunflower, corn, peanut, etc. These feedstocks primarily are comprised of triglycerides, which comprise of three fatty acid chains linked by a glycerol backbone. The feeds used in transesterification reactions for making biodiesel contain, or are processed to contain, mostly triglycerides. The triglyceride feed may also contain free fatty acid, typically comprising up to 1% by weight free fatty acid. The triglyceride feedstock is then contacted with alcohol in the presence of transesterification catalyst and conditions to produce a fatty acid alkyl ester. The alcohol added to the reactor can be one or a mixture of two or more alcohols conventionally used to convert triglyceride-containing feedstocks to esters. Suitable alcohols include those having one to six carbons, and typically are monoalcohols. Methanol is frequently suitable. The molar ratio of alcohol to triglyceride in a transesterification reaction is generally in the range of 3:1 to 30:1. The catalyst used in the transesterification reaction can be a homogeneous or heterogeneous catalyst. Suitable homogeneous catalysts include alkali methoxide, alkali hydroxides and mixtures thereof, including but not limited to, sodium methoxide, potassium methoxide, sodium hydroxide, and potassium hydroxide. The ester derivative produced depends on the number of carbons in the alcohol. Frequently, methanol is used in the transesterification reaction and reactions using methanol produce fatty acid methyl esters, also known as FAME. The transesterification reaction is carried out in the presence of the catalyst under conventional conditions. The reaction can be carried out in batch reactors, in a continuous (e.g. stirred) tank reactor, as well as in fixed-bed reactors. The transesterification conditions include a temperature in the range of 40°C to 250°C. Typical pressures would be in the range of 1 to 100 atmospheres (atm), and the residence time for the reactant triglyceride and alcohol is usually between 5 and 100 minutes. Once the triglycerides and alcohol react in the transesterification reactor, the effluent is further processed to recover fatty acid alkyl ester product. The product esters are present primarily in a phase that is not water soluble (also referred to herein as the "oil phase"), and any glycerol (also known as glycerin) produced and most of the unreacted methanol are primarily in the water-soluble phase. The separation process comprises separating the glycerol phase and oil phase comprising the ester and subsequently removing the remaining alcohol through a flash drying or stripping step. The removal of the water-soluble glycerol-rich phase by means of phase separation is preferably carried out at temperatures between 60°C and 150°C. The phase separation is likewise preferably carried out at a pressure corresponding to the vapor pressure of the alcohol. The separation can be conducted by distillation or decantation. The separation process can be conducted in a batch or continuous manner (as recited in claim 23 and reads on claims 24-25, 28-34 and 36-42) (Para. [0053]-[0066]). Schmidt discloses all the limitations discussed above which includes a process for forming fatty acid methyl esters from an organic oil source as recited in instant claim 23. The process discussed above in Schmidt reads on the claims as instantly recited and would therefore lead to the same product recited in claim 23. Regarding claims 26-27 and 35, Schmidt discloses the batch reactor experiments were conducted as follows. The impure biodiesel sample used for the tests was a palm-based biodiesel containing negligible levels of methanol but appreciable levels of the impurities, monoglycerides (0.66 by weight) and sterol glycosides (69 ppm). 330 ml of this biodiesel sample was added to a beaker and heated up in an oil bath to 140°C. The powder catalyst was dried for 1.5 h at 200°C and then added to the biodiesel at 3 wt%. The test was carried out at 140°C at ambient pressure for 60 min with the final 15 min being under vacuum. At the completion of the reaction, the catalyst was separated from the biodiesel using a glass fiber filter either at 140°C or at 21°C. Response to Arguments Applicants’ arguments filed 5/1/2026 regarding claims 23-42 have been fully considered and are not persuasive. Applicants argue that the rejections discussed above cannot be maintained because the rejection is based on impermissible hindsight reconstruction. “[A]ny judgement on obviousness is in a sense necessarily a reconstruction based on hindsight reasoning, but so long as it takes into account only knowledge which was within the level of ordinary skill in the art at the time the claimed invention was made and does not include knowledge gleaned only from applicant’s disclosure, such a reconstruction is proper.” In re McLaughlin 443 F.2d 1392, 1395, 170 USPQ 209, 212 (CCPA 1971). Applicants use “Catalyst A” as an example for buttressing their argument. This “example” embodiment is not the only part of the prior art reference that needs to be considered. Based on the disclosures of paragraph 0100 and 0110 and Table 1, the claims are taught by Schmidt. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: International Publication No. WO/2020/074435 discloses a method of producing fatty acid alkyl ester from an organic oil source containing at least one free fatty acid, wherein the method comprises the steps of a) reacting the oil source with glycerol at a temperature, which does not exceed 180°C during the reaction, in the presence of a catalyst comprising at least one alkyl or aryl sulfonic acid or an homoanhydride thereof and a basic catalyst, such as, potassium and sodium methoxide; and b) transesterification of the reaction product from step a) with an alkanol; and c) isolating the fatty acid alkyl ester from the reaction product of step b) (see Abstract and Page 8/L. 42-44). International Publication No. WO/2005/063954 discloses fatty acid alkyl esters suitable for use as biodiesel are produced by a single step esterification of free fatty acids and transesterification of triglycerides from vegetable oils or animal fats or combinations thereof with a lower alcohol (e.g. methanol) in presence of alkyl Tin oxide as catalyst. The ester thus produced is purified by distillation, treatment with an adsorbent, washing with water or combination thereof to give esters suitable for use as biodiesel. International Publication No. WO/2007/060993 discloses a process for producing a fatty acid alkyl ester by transesterification of a fat-and-oil with an alcohol in the presence of an alkaline catalyst. The process is characterized in that such a fat-and-oil is subjected to the transesterification that is obtained in a pretreatment step comprising mixing an alkali-containing glycerin produced in the transesterification as a by-product with a raw fat-and-oil to neutralize a free fatty acid contained in the raw fat-and-oil with an alkaline catalyst contained in the alkali-containing glycerin. The fatty acid alkyl ester can be suitably used as a biomass-derived diesel fuel or the like. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to VISHAL V VASISTH whose telephone number is (571)270-3716. The examiner can normally be reached M-F 9:00-4:30 and 7:00-10:00p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Prem Singh can be reached at 5712726381. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /VISHAL V VASISTH/Primary Examiner, Art Unit 1771
Read full office action

Prosecution Timeline

Jan 15, 2025
Application Filed
Dec 02, 2025
Non-Final Rejection mailed — §102, §103
Apr 21, 2026
Applicant Interview (Telephonic)
Apr 21, 2026
Examiner Interview Summary
May 01, 2026
Response Filed
Jun 10, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12679736
Methods, Systems and Apparatus for Carbon Capture, Utilization and Storage
3y 5m to grant Granted Jul 14, 2026
Patent 12678906
MACHINE TOOL SYSTEM, AND HYDRAULIC LIQUID AND PROCESSING LIQUID FOR MACHINE TOOLS
1y 10m to grant Granted Jul 14, 2026
Patent 12680047
BALL SCREW GREASE COMPOSITION FOR RACK-ASSISTED ELECTRIC POWER STEERING
1y 9m to grant Granted Jul 14, 2026
Patent 12662436
Processes for Dehydrogenating Alkanes and Alkyl Aromatic Hydrocarbons
2y 5m to grant Granted Jun 23, 2026
Patent 12662642
LUBRICANT BASE OIL
2y 4m to grant Granted Jun 23, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+33.5%)
2y 3m (~10m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1368 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month