Prosecution Insights
Last updated: July 17, 2026
Application No. 18/994,953

HEAT RECOVERY STEAM GENERATOR WITH PARALLEL TUBE BUNDLES

Non-Final OA §102§103
Filed
Jan 15, 2025
Priority
Jul 20, 2022 — IT 102022000015270 +1 more
Examiner
ARANT, HARRY E
Art Unit
Tech Center
Assignee
Nuovo Pignone Tecnologie - S.r.l.
OA Round
1 (Non-Final)
49%
Grant Probability
Moderate
1-2
OA Rounds
2y 0m
Est. Remaining
71%
With Interview

Examiner Intelligence

Grants 49% of resolved cases
49%
Career Allowance Rate
283 granted / 579 resolved
-11.1% vs TC avg
Strong +22% interview lift
Without
With
+22.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
36 currently pending
Career history
637
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
88.6%
+48.6% vs TC avg
§102
9.9%
-30.1% vs TC avg
§112
0.6%
-39.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 579 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-10 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Nagai (U.S. Patent Publication No. 2022/0065153). Regarding claim 1, Nagai discloses a heat exchanger (figs 1-4), comprising: a shell (2) defining an internal room, an inlet (21) for a first heat exchange fluid, and an outlet (22) for the first heat exchange fluid, the internal room comprising: at least one wall (3m, 3n) dividing said internal room into separate sections (ER1, ER2), the separate sections including at least one first heat exchange section (4, ER1) and at least one second heat exchange section (4, ER2), the first heat exchange section having a first heat exchange section inlet for the first heat exchange fluid and a first heat exchange section outlet for the first heat exchange fluid (see annotated fig 3 below), and the second heat exchange section-having a second heat exchange section inlet for the first heat exchange fluid and a second heat exchange section outlet for the first heat exchange fluid (see annotated fig 3 below), wherein at least one first tube bundle (4) is arranged inside the first heat exchange section and at least one second tube bundle (4) is arranged inside the second heat exchange section, the first tube bundle having a first tube bundle inlet and a first tube bundle outlet and the second tube bundle having a second tube bundle inlet and a second tube bundle outlet (see annotated fig 3 below), the first tube bundle inlet being connected to a first feed line (822) of a second heat exchange fluid and the second tube bundle inlet being connected to a second feed line (return line on the back side of the heat exchanger) of the second or a further heat exchange fluid, at least one additional separate section (DR)being arranged inside said internal room, in between said first heat exchange section and said second heat exchange section, the additional separate section having an additional separate section inlet for the first heat exchange fluid and an additional separate section outlet (ends of wall 3m, 3n) for the first heat exchange fluid, the additional separate section being a first heat exchange fluid bypass section, wherein each heat exchange section is provided with respective flow regulating means (5m, 5n). PNG media_image1.png 674 764 media_image1.png Greyscale Regarding claim 2, Nagai further discloses wherein the flow regulating means (5m, 5n) of each heat exchange section are independent from the flow regulating means of the other heat exchange sections (see annotated fig 3 below). PNG media_image2.png 579 751 media_image2.png Greyscale Regarding claim 3, Nagai further discloses wherein the first heat exchange fluid is a heating fluid (¶0027). Regarding claim 4, Nagai further discloses wherein the heating fluid is an exhaust gas (¶0027). Regarding claim 5, Nagai further discloses wherein the second and any further heat exchange fluid is a fluid to be heated (¶0027). Regarding claim 6, Nagai further discloses wherein the fluid to be heated is water (¶0038). Regarding claim 7, Nagai further discloses wherein the fluid to be heated of said first feed line is different (see annotated fig 3 below) from the fluid to be heated of said second feed line is water (¶0038). PNG media_image3.png 579 751 media_image3.png Greyscale Regarding claim 8, Nagai further discloses wherein the fluid to be heated of said first feed line and the fluid to be heated of said second feed line is the same fluid, said first feed line and said second feed line being arranged in parallel (see annotated 3 below). PNG media_image4.png 579 786 media_image4.png Greyscale Regarding claim 9, Nagai further discloses wherein each thermal exchange section can be isolated by the others and each tube bundle can be isolated by the others (see annotated fig 3 below). PNG media_image5.png 579 786 media_image5.png Greyscale Regarding claim 10, Nagai further discloses wherein at least the first tube bundle and/or the second tube bundle is composed of two or more sections, arranged in series (see annotated fig 3 below). PNG media_image6.png 579 855 media_image6.png Greyscale Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 5. Claim(s) 11-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Nagai as applied to claim 1 above, and further in view of Gutlhuber (U.S. Patent No. 5161605). Regarding claim 11, Nagai discloses all previous claim limitations. However, Nagai does not explicitly disclose wherein the first tube bundle inlet and the first tube bundle outlet and/or the second tube bundle inlet and the second tube bundle outlet, are arranged counterflow relative to said inlet for the first heat ex-change fluid and said outlet for the first heat exchange fluid. Gutlhuber, however, discloses a system (fig 5) wherein a first tube bundle inlet and a first tube bundle outlet are arranged counterflow relative to an inlet for a first heat ex-change fluid and an outlet for the first heat exchange fluid. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention for Nagai to provide the counter flow arrangement of Gutlhuber in order to optimize the heat exchange between the fluids. PNG media_image7.png 688 628 media_image7.png Greyscale Regarding claim 12, Nagai discloses all previous claim limitations. However, Nagai does not explicitly disclose wherein an additional heat exchanger is arranged upstream the separate sections, the additional heat exchanger being smaller than the heat exchanger. Gutlhuber, however, discloses a system (fig 5) wherein an additional heat exchanger is arranged upstream the separate sections, the additional heat exchanger being smaller than the heat exchanger (see annotated fig 5 below). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention for Nagai to provide the heat exchanger arrangement of Gutlhuber in order to optimize the heat exchange between the fluids. PNG media_image8.png 688 628 media_image8.png Greyscale 6. Claim(s) 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Nagai as applied to claim 1 above, and further in view of Kitayama (Japanese Patent Publication JP2014222034A). Regarding claim 13, Nagai discloses all previous claim limitations. However, Nagai does not explicitly disclose wherein a control system is present, wherein the control system comprises differential pressure indicators of the flow of each separate section provided with a respective tube bundle. Kitayama, however, discloses a heat exchanger system (fig 6) wherein a control system comprises differential pressure indicators (101a, 101b) of the flow of separate sections provided with a respective tube bundle (¶0015). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention for Nagai to provide the pressure indicators of Kitayama in order to ensure the optimal flow through the sections. Conclusion 7. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HARRY E ARANT whose telephone number is (571)272-1105. The examiner can normally be reached Monday-Friday 10-6 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jianying Atkisson can be reached at (571)270-7740. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HARRY E ARANT/ Primary Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

Jan 15, 2025
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12680765
LATENT HEAT STORAGE
3y 2m to grant Granted Jul 14, 2026
Patent 12672260
HEAT DISSIPATION DEVICE
3y 11m to grant Granted Jun 30, 2026
Patent 12663218
SUSPENSION PYLON FOR AN AIRCRAFT ENGINE FITTED WITH A COUNTERFLOW COOLING EXCHANGER
2y 5m to grant Granted Jun 23, 2026
Patent 12653165
AQUATIC THERMAL REFUGIUM SYSTEM, DEVICE AND METHODS
3y 4m to grant Granted Jun 16, 2026
Patent 12650270
PHASE CHANGE MATERIAL-COATED HEAT EXCHANGE TUBES
5y 3m to grant Granted Jun 09, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
49%
Grant Probability
71%
With Interview (+22.2%)
3y 6m (~2y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 579 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month