Prosecution Insights
Last updated: October 02, 2026
Application No. 18/995,866

BIOMETRIC RECOGNITION DEVICE FOR PALM PRINTS AND PALM VEINS AND IDENTITY AUTHENTICATION METHOD

Non-Final OA §112
Filed
Jan 17, 2025
Priority
Jul 19, 2022 — nonprovisional of PCTCN2022106521
Examiner
SHIN, SOO JUNG
Art Unit
Tech Center
Assignee
Qingdao O-Mec Biometrics Co. Ltd.
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
547 granted / 628 resolved
+27.1% vs TC avg
Strong +16% interview lift
Without
With
+16.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
29 currently pending
Career history
646
Total Applications
across all art units

Statute-Specific Performance

§101
8.3%
-31.7% vs TC avg
§103
38.3%
-1.7% vs TC avg
§102
18.3%
-21.7% vs TC avg
§112
25.7%
-14.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 628 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Applicant’s claim for the benefit of a prior-filed application under 35 U.S.C. 119(e) or under 35 U.S.C. 120, 121, 365(c), or 386(c) is acknowledged. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-9 and 11-13 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites the limitation “other kind”. The limitation renders the claim indefinite because it is not clear what “other kind” refers to, and the disclosure does not provide standards for determining the scope of the “other” kinds. For the purpose of further examination, the claim has been interpreted as using a first image sensor to generate a first type of palm print and palm vein images and using a second imaging sensor to generate a second type of palm print and pam vein images, wherein the second type is different from the first type, the first type is generated from transmitted beams (originating from the beam splitter, different from the illuminating beam), and the second type is generated from the reflected beams. Claims 2-9 and 11-13 depend from claim 1 and therefore inherit all of the deficiencies of claim 1 discussed above. Allowable Subject Matter Claims 1-9 and 11-13 would be allowable if rewritten or amended to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action. The following is a statement of reasons for the indication of allowable subject matter: Regarding claim 1, the closest prior art (CN 106570492 A, Nie, CN 101251889B Zhang incorporated by reference) teaches that it was known at the time the application was filed to use a biometric recognition device for palm prints and palm veins (Nie pg. 3: “a photo-acoustic imaging of subcutaneous vascular network identity identification device”), comprising: a light source being used to emit illuminating beams (Nie Abstract: “comprising an excitation light source, a detection light source); a polarizing unit being used to convert the illuminating beams to polarized beams, wherein the polarized beams are emitted to a palm (Nie Fig. 1 & pg. 2: “two-dimensional scanning polarizer 5”); an imaging unit receiving retroreflected beams from the palm and being used to converge the retroreflected beams to a focal plane (Nie Fig. 1 & pg. 3: see 4-6, 11); a polarizing beam splitter forming transmitted beams and reflected beams based on different polarization directions of beams from the imaging unit, wherein the transmitted beams propagate after pass through the polarizing beam splitter, and the reflected beams propagate after reflected by the polarizing beam splitter (Nie Fig. 1 & pg. 3 discussed above); an image sensor receiving the transmitted beams from the polarizing beam splitter to form one kind of palm print images and palm vein images (Nie Fig. 1 & pg. 2-3 discussed above, further see Nie pg. 2: “obtaining palm print information and vein blood vessel structure information of the palm”; Nie pg. 3: “for imaging the space geometric structure … high-precision two-dimensional or three-dimensional structure image of the vascular network”); and the image sensor receiving the reflected beams from the polarizing beam splitter (Nie pg. 2: “dual image helps to improve the recognition rate … coherent light original way returning and reflected on the photoelectric detector 11 by beam splitter 4, photodetector 11 converts the coherent light signal received into an electric signal”; Nie pg. 3: “two-dimensional or three-dimensional structure image of the vascular network”). PNG media_image1.png 70 240 media_image1.png Greyscale Nie Fig. 1 Nie further teaches that it was known to use NIR band and forming different types of images in CN 101251889 B (Zhang), incorporated by reference (Nie pg. 2: “Document 1 (CN 101251889B) claims a method based on palm vein and palm print of near infrared imaging device and identity recognizing method, obtaining palm print information and vein blood vessel structure information of the palm as integrated matching judgement by the near infrared imaging”; Zhang Abstract: “The invention claims a method based on palm vein and palm print of the near infrared imaging device and identity recognizing method”; Zhang ¶¶0035: “Near infrared imaging device of the invention is composed of a digital camera 1, an infrared light source 2”; Zhang Figs. 5-7). The prior art (US 20190392189 A1, Kumar) further teaches that it was known at the time the application was filed to use two imaging sensors (Kumar ¶¶0025: “the scanner may utilize one or more cameras operating at 30 frames per second, with images alternating between a first modality image and a second modality image”; Kumar Fig. 3). Another prior art reference (US 20150356339 A1, Demos) teaches that it was known to use multiple different sensors to form multiple different images (Demos Fig. 3). However, all of the images generated in Demos are from reflected beams (all beams are split and reflected, there is no image formed from a transmitted beam, i.e., split from the beam splitter from the illuminating beam but not reflected, see the white arrows), or the images are split mathematically. PNG media_image2.png 568 874 media_image2.png Greyscale Demos Fig. 3 In summary, the prior art, alone or in combination, does not appear to teach or suggest using a first image sensor for receiving transmitted beams from the polarizing beam splitter and a second image sensor for receiving reflected beams from the polarizing beam splitter (not in an alternative manner as described in the prior art, demonstrated in Applicant’s Fig. 5 – imaging unit 300 comprises two imaging sensors 500 and 600), wherein the images obtained from the first and second sensor are different types. Note that the transmitted beam passing through the beam splitter is straight/not reflected, and is detected by 500. PNG media_image3.png 748 518 media_image3.png Greyscale Applicant Fig. 5 Note that the statement applies to the claims only as interpreted by the examiner due to the 35 U.S.C. 112(b) issues. The statement may no longer apply if future amendments change the scope of the claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SOO J SHIN whose telephone number is (571)272-9753. The examiner can normally be reached M-F; 10-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Bella can be reached at (571)272-7778. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Soo Shin/Primary Examiner, Art Unit 2667 571-272-9753 soo.shin@uspto.gov
Read full office action

Prosecution Timeline

Jan 17, 2025
Application Filed
Sep 17, 2026
Non-Final Rejection mailed — §112 (current)

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
99%
With Interview (+16.2%)
2y 2m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 628 resolved cases by this examiner. Grant probability derived from career allowance rate.

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