Prosecution Insights
Last updated: October 02, 2026
Application No. 18/997,902

NEGATIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM ION SECONDARY BATTERY, METHOD OF MANUFACTURING NEGATIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM ION SECONDARY BATTERY, AND LITHIUM ION SECONDARY BATTERY

Non-Final OA §102
Filed
Jan 23, 2025
Priority
Jul 28, 2022 — JP 2022-120914 +1 more
Examiner
NGUYEN, KHANH TUAN
Art Unit
Tech Center
Assignee
Sumitomo Metal Mining Co., Ltd.
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
1y 0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
806 granted / 1081 resolved
+14.6% vs TC avg
Strong +19% interview lift
Without
With
+18.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
24 currently pending
Career history
1107
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
47.5%
+7.5% vs TC avg
§102
24.5%
-15.5% vs TC avg
§112
19.3%
-20.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1081 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The preliminary amendment filed on 01/23/2025 is entered and acknowledged by the Examiner. Claims 3-5 have been amended. Claims 1-5 are currently pending in the instant application. Priority This application is a 371 of PCT/JP2023/027649 (filed on 07/27/2023). Acknowledgment is made of applicant’s claim for foreign priority based on an application filed in Japan on 07/28/2022. Information Disclosure Statement The information disclosure statements (IDS) filed on 01/23/2025 and 12/05/2025 are in compliance with the provisions of 37 CFR 1.97 and have been considered by the examiner. An initialed copy accompanies this Office Action. Drawings The drawings filed on 01/23/2025 have been considered. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-5 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 2014/0312269 A1 (hereinafter Laumann). Initially, it should be noted that the Laumann reference is cited in the IDS filed on 12/05/2025. Laumann discloses a doped lithium titanium spinel, a method for production, and an anode electrode (negative electrode) for secondary battery comprising a formula (III) of Li4Ti5O12-xAx where 0<x and A is one or more anion selected from the group I, N, Br, Cl and F (See [0017], [0022] and [0024], Emphasis added). In one embodiment, Laumann discloses the formula Li4Ti5O12-xClx with 0.01≤x≤0.5 (See [0095], [0097], and [0101]). The amount of Cl, i.e., x, is within the claimed 0.1≤x≤2.0. Laumann further discloses that the raw material are mixture and sintered at ≤850°C under protective gas atmosphere (inert atmosphere) (See [0050]). The reference specifically or inherently meets each of the claimed limitations in their broadest interpretations. The reference is anticipatory. In view of the foregoing, the above claims have failed to patentably distinguish over the applied art. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KHANH TUAN NGUYEN whose telephone number is (571)272-8082. The examiner can normally be reached M-F 9:00 AM to 5:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Angela Brown-Pettigrew can be reached at (571) 272-2817. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KHANH T NGUYEN/Primary Examiner, Art Unit 1761
Read full office action

Prosecution Timeline

Jan 23, 2025
Application Filed
Jun 29, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12733388
INK INCLUDING AN ORGANIC MATERIAL, DISPLAY DEVICE USING THE SAME, AND METHOD OF MANUFACTURING DISPLAY DEVICE
1y 9m to grant Granted Sep 08, 2026
Patent 12727382
ORGANIC LIGHT-EMITTING DEVICE AND FILM
1y 11m to grant Granted Sep 01, 2026
Patent 12725736
Lead Zirconate-Based Antiferroelectric Ceramics with Improved Energy Efficiency and Method of Making Same
1y 9m to grant Granted Sep 01, 2026
Patent 12720944
COMPOSITION, LIGHT-EMITTING DEVICE INCLUDING THE SAME, AND ELECTRONIC APPARATUS INCLUDING THE LIGHT-EMITTNG DEVICE
3y 0m to grant Granted Aug 25, 2026
Patent 12714346
Bio-Electrode And Method For Manufacturing Bio-Electrode
2y 6m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
93%
With Interview (+18.7%)
2y 8m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1081 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month