Prosecution Insights
Last updated: August 17, 2026
Application No. 19/000,809

Automated Warehouse

Non-Final OA §103
Filed
Dec 24, 2024
Priority
Dec 25, 2023 — JP 2023-217875
Examiner
DIAZ, THOMAS C
Art Unit
Tech Center
Assignee
Daifuku Co., Ltd.
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
1y 1m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
725 granted / 1060 resolved
+8.4% vs TC avg
Strong +19% interview lift
Without
With
+19.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
27 currently pending
Career history
1074
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
37.6%
-2.4% vs TC avg
§102
25.8%
-14.2% vs TC avg
§112
26.5%
-13.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1060 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-3 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sawada et al. (USP 3869028) in view of Kojima (JP 2020152574 A). Regarding claim 1, Sawada discloses an automated warehouse, comprising: a storage facility (fig.6) comprising a plurality of storing sections (fig.6, 25) in each of which articles are storable to be aligned in a first direction as a particular direction along a horizontal plane, the plurality of storing sections arranged in a second direction intersecting with the first direction as viewed vertically (seen in fig.6); a first bogie (8) configured to travel along the first direction and transport an article in a corresponding storing section (seen in fig.6); and at least one second bogie (27) capable of carrying the first bogie and configured to travel along the second direction outside the plurality of storing sections, wherein: the at least one second bogie comprises a power supply section configured to supply electric power to the first bogie (col.9, lines 57-64; mentions it having the trolley duct which is what comprises the power feeding trolley 23), and the first bogie comprises: a power storage device (9); a travel driving device (col.3, lines 40-43 mention the driving device) configured to cause the first bogie to travel with use of electric power stored in the power storage device; and a control device (col.3, lines 40-43 mention the control means) configured to control the travel driving device, the control device comprises: a control unit configured to generate a control signal for the travel driving device (as noted above); a heat generating device (16) configured to generate heat with use of at least either the electric power supplied from the power supply section or the electric power stored in the power storage device; and a thermally insulated case (14) made of a heat insulation material (14). Sawada fails to explicitly disclose the control unit and the heat generating device are stored in the thermally insulated case. Kojima teaches within a similar field of automated warehouses and self propelled vehicles, the use of a bogie which insulates both the drive and control unit within a thermally insulated case (seen in fig.4, the case 44 insulates the drive, battery and control unit 38, 40, 42). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to made use of the known technique of insulating the elements within the bogie or simple substitution of the insulating casings, as taught by Kojima, into the bogie disclosed by Sawada in order to produce the predictable result of thermally insulating the drive, battery and control unit in order to ensure good performance of the various components by controlling the temperature to which these components are exposed. Regarding claim 2, Sawada discloses the automated warehouse according to claim 1, wherein: the control unit actuates the heat generating device with the first bogie being on the at least one second bogie and stops the heat generating device while the first bogie is away from the at least one second bogie and is in any of the storing sections (as is understood by col.4, lines 57-64; the heater is only activated while the bogie 8 is at the location of bogie 27 and consequently, it would not be on when it is away from this location). Regarding claim 3, Sawada discloses the automated warehouse according to claim 2, further comprising: a temperature sensor (thermostat 17) configured to detect a temperature in the thermally insulated case (detects the temperature within the thermally insulated casing), and wherein in a case where the temperature detected by the temperature sensor is lower than a first threshold, the control unit causes the first bogie to wait with the first bogie being on the at least one second bogie until the temperature detected by the temperature sensor reaches a second threshold set to be equal to or higher than the first threshold (Considering the disclosure from col.4, lines 57-64 and col.4, lines 5-10; it is understood that the thermostat is designed to keep the battery a predetermined temperature or to reach a predetermined temperature which would read on reaching a first threshold and thereby exceeding it; the language specifically states “adapted to be maintained at a predetermined temperature”. Since the heating only occurs at the home location which is when the first bogie is on the second bogie then it follows that the first bogie would not be released until that temperature is reached or exceeded otherwise the temperature would not be maintained. Thus Sawada reads on this functionality). Claim(s) 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sawada et al. (USP 3869028) in view of Kojima (JP 2020152574 A), as applied to claim 1 above, and further in view of Kojima (JP 2020093935 A). Regarding claim 4, Sawada discloses a multi level storage facility with a plurality of storage floors in the up-down direction but fails to explicitly disclose at least one second bogie comprises second bogies each of which is provided for each of the plurality of storage floors and is configured to travel on a path along the second direction which path is provided in the each of the plurality of storage floors. Sawada instead appears to allow the second bogie to rise to any desired floor. Kojima ‘935 teaches the technique or concept of a multi level storage facility in which a second bogie 16a are arranged at each level of a plurality of storage floors (seen in fig.1 and 3). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified the storage facility in Sawada to instead utilize the arrangement of having multiple second bogies at each floor of the facility, as taught by Kojima in order to provide the same predictable result of allowing the first bogies to reach any of the levels of the storage facility. This is just an alternative known arrangement for a storage facility utilizing first/second bogies to navigate its floors/aisles. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to THOMAS C DIAZ whose telephone number is (571)270-5461. The examiner can normally be reached M-F 9am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, John Olszewski can be reached at 571-272-2706. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /THOMAS C DIAZ/Primary Examiner, Art Unit 3617
Read full office action

Prosecution Timeline

Dec 24, 2024
Application Filed
Jul 21, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
87%
With Interview (+19.0%)
2y 8m (~1y 1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1060 resolved cases by this examiner. Grant probability derived from career allowance rate.

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