Prosecution Insights
Last updated: April 19, 2026
Application No. 19/002,820

IMAGE PROCESSING DEVICE AND IMAGE PROCESSING METHOD

Non-Final OA §102§103
Filed
Dec 27, 2024
Examiner
KIR, ALBERT
Art Unit
2485
Tech Center
2400 — Computer Networks
Assignee
Sony Group Corporation
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
84%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allow Rate
332 granted / 498 resolved
+8.7% vs TC avg
Strong +18% interview lift
Without
With
+17.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
45 currently pending
Career history
543
Total Applications
across all art units

Statute-Specific Performance

§101
6.0%
-34.0% vs TC avg
§103
47.0%
+7.0% vs TC avg
§102
24.3%
-15.7% vs TC avg
§112
13.7%
-26.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 498 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This office action is a response to an application filed on 12/27/2024, in which claims 1-12 are pending and ready for examination. Priority Applicant’s claim for the benefit of a prior-filed application under 35 U.S.C. 119(e) or under 35 U.S.C. 120, 121, 365(c), or 386(c) is acknowledged. Information Disclosure Statement The information disclosure statement (IDS) submitted was filed before the mailing date of the Office Action on the merits. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 6-7, and 12 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Chang (US Pub. 20160360198 A1). Regarding claim 1, Chang discloses an image processing device comprising: circuity configured to (Chang; Fig. 7, Para. [0077]. A video processing system/method is used for video coding.): parse size identification data from a bitstream to identify whether a maximum block size of an orthogonal transform block is 64 or 32 (Chang; Para. [0077-78]. Size data from a bitstream is determined/parsed to determine a maximum block size of transform block being 64 or 3, also see Para. [0033].); on condition that the size identification data parsed indicates the maximum block size of the orthogonal transform block is 32, generate a residual signal by applying inverse orthogonal transformation processing to transform coefficients obtained by decoding the bitstream according to identification data that identifies whether adaptive color conversion processing for adaptively converting a color space of the image or inverse adaptive color conversion processing for adaptively reversing the color space of the image is enabled (Chang; Para. [0077-78]. For size data determined indicating a maximum block size of a transform block being 32, a residual block is generated by using inverse transform processing to coefficients from bitstream decoding in accordance with size information indicating whether ACT processing or inverse ACT processing is enabled or not, also see Para. [0059-60].); and apply inverse adaptive color conversion processing to the residual signal (Chang; Para. [0077-78]. Inverse adaptive color transform is used for residual blocks.). Claim 6 is directed to an image processing method, comprising a sequence of processing steps corresponding to the same as claimed in claim 1, and is rejected for the same reason of anticipation as outlined above. Regarding claim 7, Chang discloses an image processing device comprising: circuity configured to (Chang; Para. [0107-108]. A video processing system includes circuitry for video coding.): identify whether adaptive color conversion processing for adaptively converting a color space of the image or inverse adaptive color conversion processing for adaptively reversing the color space of the image is enabled, only when a size identification data identifies that 32 is applied as a maximum block size of an orthogonal transform block (Chang; Para. [0077-78]. For size data indicating 32 being used as a max block size of a transform block, adaptive color transforming or inverse adaptive color transforming for a color space is determined to be used or not.); and encoding the image to generate a bitstream containing the identification data (Chang; Para. [0077-78]. Images are encoded to generate a bitstream including identification data.). Regarding claim 12, Chang discloses an image processing method, comprising (Chang; Para. [0107-108]. A video processing system includes circuitry for video coding.): determining whether a size identification data identifies that 32 is applied as a maximum block size of an orthogonal transform block; and in response to 32 bring applied as the maximum block size of the orthogonal transform bloc, identify whether adaptive color conversion processing for adaptively converting a color space of the image or inverse adaptive color conversion processing for adaptively reversing the color space of the image is enabled (Chang; Para. [0077-78]. For size data indicating 32 being used as a max block size of a transform block, adaptive color transforming or inverse adaptive color transforming for a color space is determined to be used or not.); and encoding the image to generate a bitstream containing the identification data (Chang; Para. [0077-78]. Images are encoded to generate a bitstream including identification data.). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 2-5 and 8-11 are rejected under 35 U.S.C. 103 as being unpatentable over Chang (US Pub. 20160360198 A1) in view of Ko (US Pub. 20220141465 A1). Regarding claim 2, Chang discloses the size identification data (Chang; See remarks regarding claim 1 above.). But it does not specifically disclose the size identification data is set as a sequence parameter set of the bitstream. However, Ko teaches the size identification data is set as a sequence parameter set of the bitstream (Ko; Para. [0198-199]. Size data is set as a sequence parameter set of a bitstream.). Therefore, it would have been obvious to a person with ordinary skill in the pertinent before the effective filing date of the claimed invention to modify the video processing system of Chang to adapt a signaling approach for transform block size, by incorporating Ko’s teaching wherein parameters on the sequence parameter set level are used to signal transform information, for the motivation to signal present conditions pertaining to a color component of transform blocks (Ko; Abstract.). Regarding claim 3, while Chang is silent, Ko teaches the size identification data is set as a syntax of sps_max_luma_transform_size_64_flag (Ko; Para. [0198-199]. Syntax elements, e.g. sps_max_luma_transform_size_64_flag, is used.). Therefore, it would have been obvious to a person with ordinary skill in the pertinent before the effective filing date of the claimed invention to modify the video processing system of Chang to adapt a signaling approach for transform block size, by incorporating Ko’s teaching wherein parameters on the sequence parameter set level are used to signal transform information, for the motivation to signal present conditions pertaining to a color component of transform blocks (Ko; Abstract.). Regarding claim 4, while Chang is silent, Ko teaches the identification data is referenced only when a value of sps_max_luma_transform_size_64_flag is set to 0 (Ko; Para. [0264, 266-26]. An identification data is used for sps_max_luma_transform_size_64_flag being 0.). Therefore, it would have been obvious to a person with ordinary skill in the pertinent before the effective filing date of the claimed invention to modify the video processing system of Chang to adapt a signaling approach for transform block size, by incorporating Ko’s teaching wherein parameters on the sequence parameter set level are used to signal transform information, for the motivation to signal present conditions pertaining to a color component of transform blocks (Ko; Abstract.). Regarding claim 5, while Chang is silent, Ko teaches arithmetically decode the bitstream to generate quantized transform coefficients (Ko; Para. [0087-88]. A bitstream is arithmetically decoded to generate quantized transform coefficients. Chang; Para. [0055-59]. A bitstream is arithmetically decoded to generate quantized transform coefficients.); and inversely quantize the quantized transform coefficients to generate the transform coefficients (Ko; Para. [0087-88]. Quantized transform coefficients are inversely quantized to generate transform coefficients. Chang; Para. [0055-59]. A bitstream is arithmetically decoded to generate quantized transform coefficients.). Therefore, it would have been obvious to a person with ordinary skill in the pertinent before the effective filing date of the claimed invention to modify the video processing system of Chang to adapt a processing approach for transform block, by incorporating Ko’s teaching wherein quantization and entropy coding is performed, for the motivation to signal present conditions pertaining to a color component of transform blocks (Ko; Abstract.). Regarding claim 8, Chang discloses the size identification data (Chang; See remarks regarding claim 1 above.). But it does not specifically disclose the circuitry is configured to set the size identification data as a sequence parameter set of the bitstream. However, Ko teaches the circuitry is configured to set the size identification data as a sequence parameter set of the bitstream (Ko; Para. [0198-199]. Size data is set as a sequence parameter set of a bitstream.). Therefore, it would have been obvious to a person with ordinary skill in the pertinent before the effective filing date of the claimed invention to modify the video processing system of Chang to adapt a signaling approach for transform block size, by incorporating Ko’s teaching wherein parameters on the sequence parameter set level are used to signal transform information, for the motivation to signal present conditions pertaining to a color component of transform blocks (Ko; Abstract.). Regarding claim 9, while Chang is silent, Ko teaches the circuity is configured to set the size identification data as syntax of sps_max_luma_transform_size_64_flag (Ko; Para. [0198-199]. Syntax elements, e.g. sps_max_luma_transform_size_64_flag, is used.). Therefore, it would have been obvious to a person with ordinary skill in the pertinent before the effective filing date of the claimed invention to modify the video processing system of Chang to adapt a signaling approach for transform block size, by incorporating Ko’s teaching wherein parameters on the sequence parameter set level are used to signal transform information, for the motivation to signal present conditions pertaining to a color component of transform blocks (Ko; Abstract.). Regarding claim 10, while Chang is silent, Ko teaches the circuity is configured to set the identification data only when a value of sps_max_luma_transform_size_64_flag is set to 0 (Ko; Para. [0264, 266-26]. An identification data is used for sps_max_luma_transform_size_64_flag being 0.). Therefore, it would have been obvious to a person with ordinary skill in the pertinent before the effective filing date of the claimed invention to modify the video processing system of Chang to adapt a signaling approach for transform block size, by incorporating Ko’s teaching wherein parameters on the sequence parameter set level are used to signal transform information, for the motivation to signal present conditions pertaining to a color component of transform blocks (Ko; Abstract.). Regarding claim 11, while Chang is silent, Ko teaches the circuity is further configured to: apply orthogonal transformation processing to a residual signal for each orthogonal transform block as a processing unit (Ko; Para. [0087-88]. Transform processing is used for a residual block for each transform block. Chang; Para. [0055-59]. Transform processing is used for a residual block for each transform block.); quantize transform coefficients to generate quantized transform coefficients (Ko; Para. [0087-88]. Transform coefficients are quantized to generate quantized transform coefficients. Chang; Para. [0055-59]. Transform coefficients are quantized to generate quantized transform coefficients.); and arithmetically encodes the quantized coefficients to generate the bitstream (Ko; Para. [0087-88]. Quantized coefficients are arithmetically encoded to generate a bitstream. Chang; Para. [0055-59]. Quantized coefficients are arithmetically encoded to generate a bitstream.). Therefore, it would have been obvious to a person with ordinary skill in the pertinent before the effective filing date of the claimed invention to modify the video processing system of Chang to adapt a processing approach for transform block, by incorporating Ko’s teaching wherein quantization and entropy coding is performed, for the motivation to signal present conditions pertaining to a color component of transform blocks (Ko; Abstract.). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Jung (US Pub. 20220303567 A1) teaches a video coding system that performs adaptive color space transform. Chang (US Pub. 20160360205 A1) teaches a video coding system that uses adaptive color transform. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALBERT KIR whose telephone number is (571)272-6245. The examiner can normally be reached Monday - Friday, 8:30am - 5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jay Patel can be reached at (571) 272-2988. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALBERT KIR/Primary Examiner, Art Unit 2485
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Prosecution Timeline

Dec 27, 2024
Application Filed
Feb 04, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
84%
With Interview (+17.5%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 498 resolved cases by this examiner. Grant probability derived from career allow rate.

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