Prosecution Insights
Last updated: October 02, 2026
Application No. 19/005,050

SUBSTRATE PROCESSING APPARATUS AND METHOD

Non-Final OA §102
Filed
Dec 30, 2024
Priority
Dec 29, 2023 — RE 10-2023-0197559
Examiner
SHAHINIAN, LEVON J
Art Unit
Tech Center
Assignee
Semes Co., Ltd.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
79%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
717 granted / 838 resolved
+25.6% vs TC avg
Minimal -6% lift
Without
With
+-6.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
27 currently pending
Career history
861
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
42.4%
+2.4% vs TC avg
§102
33.1%
-6.9% vs TC avg
§112
20.7%
-19.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 838 resolved cases

Office Action

§102
DETAILED ACTION The communication dated 12/30/2024 has been entered and fully considered. Claims 1-9 and 17-20 were canceled. Claims 10-16 are currently pending. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 10, 14, and 16 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lee et al. U.S. Publication 2023/0111149 (henceforth referred to as Lee). As for claim 10, Lee teaches a substrate (Fig. 2: part W) processing method, the method comprising: a pressurizing step (paragraph [0076]) of pressurizing a treatment space provided in a chamber (Fig. 2: part 400) by supplying treatment fluid to the treatment space; a substrate treatment step (paragraphs [0056]-[0057]) of treating a substrate in the treatment space using a fluid supplied to the treatment space; and a depressurizing step (paragraph [0078]) of exhausting the fluid from the treatment space, wherein the pressurizing step comprises a volume expansion step, and a space to which the treatment fluid supplied to the treatment space diffuses in the volume expansion step is wider than a space to which the fluid supplied to the treatment space diffuses in the treatment step (paragraph [0085]). As for claim 14, Lee further teaches that the pressurizing step further comprises a supplying step before the volume expansion step, and the supplying step is a step of supplying the treatment fluid to the treatment space through a supply line connected with the treatment space (paragraph [0076]; Fig. 4). As for claim 16, Lee further teaches that the treatment fluid is fluid in a supercritical state, and the treatment of a substrate is a process of drying the substrate using the fluid in a supercritical state (paragraphs [0050]-[0052]). Allowable Subject Matter Claims 11-13 and 15 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Lee et al. U.S. Publication 2023/0111149, the closest prior art, differs from the instant claims in failing to teach that a buffer valve is opened in the volume expansion step, and the buffer valve is a valve that is installed on an exhaust line connected with the treatment space and controls an atmosphere of the treatment space to be able to flow into a buffer chamber connected to the exhaust line. Furthermore, it would not have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method taught by Lee as claimed. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LEVON J SHAHINIAN whose telephone number is (571)270-1384. The examiner can normally be reached M-F: 9:30am-6:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Barr can be reached at (571)272-1414. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LEVON J SHAHINIAN/Primary Examiner, Art Unit 1711
Read full office action

Prosecution Timeline

Dec 30, 2024
Application Filed
Jul 29, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
79%
With Interview (-6.5%)
2y 6m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 838 resolved cases by this examiner. Grant probability derived from career allowance rate.

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