Prosecution Insights
Last updated: April 19, 2026
Application No. 19/006,044

FEDERATED MINING METHOD AND SYSTEM FOR MULTIMODAL DATA BASED ON MULTIPLE SECURITY POLICIES

Non-Final OA §101
Filed
Dec 30, 2024
Examiner
LE, CANH
Art Unit
2439
Tech Center
2400 — Computer Networks
Assignee
Xuzhou Medical University
OA Round
3 (Non-Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
3y 11m
To Grant
99%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
303 granted / 412 resolved
+15.5% vs TC avg
Strong +74% interview lift
Without
With
+74.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 11m
Avg Prosecution
29 currently pending
Career history
441
Total Applications
across all art units

Statute-Specific Performance

§101
12.8%
-27.2% vs TC avg
§103
53.8%
+13.8% vs TC avg
§102
11.7%
-28.3% vs TC avg
§112
12.9%
-27.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 412 resolved cases

Office Action

§101
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant’s submission filed on 10/21/2025 has been entered. This Office Action is in response to the amendment filed on 10/21/2025; claim 1 has been amended; claim 1 is independent claim. Claims 3 and 5 have been canceled. Claims 1, 2, and 4 have been examined and are pending. This Action is made Non-FINAL. Response to Arguments Applicants’ arguments with amended limitations under 35 U.S.C. § 101 have been fully considered but they are not persuasive. a. Applicant argues that the amended limitation “ranking distributed edge nodes that have passed the trusted verification based on computed S values from highest to lowest; selecting a top 50% of ranked distributed edge nodes to participate in a model aggregation process” define a specific, quantifiable, and non-conventional rule for post-computation node selection that materially improves network security and efficiency (Applicant's Remarks/Arguments, pages 6-8). The Examiner respectfully disagrees. One of ordinary skill in the art would recognize that “ranking distributed edge nodes… ” and “electing a top 50% of ranked distributed edge nodes to participate in a model aggregation process” are mental processes as said operations could be performed in the human mind. These limitations fail to integrate the abstract idea into a practical application. Therefore, the claim is directed to non-statutory subject matter b. Applicant argues that the amended limitation “wherein an amount of added noise is inversely related to the correlation” define the core of a specific, adaptive control algorithm. This transforms the generic concept of "adding noise" into a dynamic technical process for intelligently managing the privacy-utility trade-off, a specific problem in federated learning. This is a technical implementation of differential privacy, not a mere recitation of the concept (Applicant's Remarks/Arguments, pages 6-8). The Examiner respectfully disagrees. The "inversely related" limitation recites a mathematical relationship. Specifying that noise amount varies inversely with correlation (i.e., noise ∝ 1/correlation) is a mathematical concept - a functional relationship between two variables. This falls squarely within the category of abstract ideas identified in MPEP 2106.04(a)(2) (mathematical concepts and relationships). The limitation does not integrate the abstract idea into a practical application. Applicant characterizes the inverse relationship as "intelligently managing the privacy-utility trade-off," but achieving a desired result through a mathematical relationship does not confer patent eligibility. The claim lacks additional active steps integrating the mathematical relationship into a practical application. The claim does not recite specific actions that transform the abstract mathematical concept into a concrete technological solution. Therefore, the amended limitations do not overcome the § 101 rejection. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1, 2, and 4 are rejected under 35 USC 101 as being directed to an abstract idea without being integrated into a practical application or being significantly more. Regarding claim 1, the claim is directed to an abstract idea as reciting the limitations “computing a local module reputation evaluation S, expressed as: S=|F-E|;” “calculating correlation scores…;” “performing Softmax normalization on the correlation scores…;” “calculating a correlation between upload and download parameters ...;” “ranking distributed edge nodes that … selecting a top 50% of ranked distributed edge nodes ...” and “adding noise by Gaussian noise; wherein an amount of added noise is inversely related to the correlation” which are mathematical concepts/calculations and/or mental processes. Therefore, the claims recite an abstract idea. Said abstract idea and/or judicial exception is not integrated into a practical application as the claim do not recite any other active steps that could be considered that the abstract idea is being integrated into a practical application. It’s noted that the claims recite the steps of “providing a federated learning framework ..;” “providing a multiple authentication mechanism …;” “obtaining a final self-attention representation;” and “providing an adaptive perturbation mechanism …;” However, the aforementioned steps are not sufficient to consider that the abstract idea is being integrated into a practical application as said steps are recited at a high leave of generality in data gathering/processing, which are in a form of insignificant extra-solution activity. It's also noted that the claims recite additional elements/limitations (i.e., learning framework, memory, processor, etc.,). However, said additional elements/limitations are recited at a high-level of generality (i.e., as a generic computing device performing generic computing functions) such that it amounts no more than mere instructions to apply exception or abstract idea using generic computing components. Accordingly, these additional elements/limitations do not integrate the abstract idea into a practical application as they do not impose any meaningful limits on practicing the abstract idea. The claims do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the additional elements when considered both individually and as an ordered combination do not amount to significantly more than the abstract idea. As mentioned above, although the claims recite additional elements, said elements taken individually or as a combination, do not result in the claim amounting to significantly more than the abstract idea because as the additional elements perform generic computer content distributing functions routinely used in information technology field. Therefore, the claim is directed to non-statutory subject matter. Regarding claims 2 and 4; claims 2 and 4 are also rejected under 35 U.S.C. 101 as being directed to non-statutory subject matter for the same reasons addressed above as the claims recite an abstract idea and the claims do not positively recite any other operations that could be considered as the abstract idea is being integrated into a practical application or significantly more. It’s noted that claim 2 recites the limitations: ”it is judged whether the number of local edge nodes …;” ; “if so, a node selection verification is performed; otherwise ..”; and ; Claim 4 recites the limitations: “ classifying the dataset …” etc., Said steps are either directed to mathematical concepts/calculations and/or mental processes and/or in a form of insignificant extra-solution activities. Therefore, claims 2-4 are also rejected under 35 U.S.C. 101 as being directed to non-statutory subject matter. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CANH LE whose telephone number is (571)270-1380. The examiner can normally be reached on Monday to Friday 6:00AM to 3:30PM other Friday off. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Luu Pham, can be reached at telephone number 571-270-5002. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from Patent Center and the Private Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from Patent Center or Private PAIR. Status information for unpublished applications is available through Patent Center and Private PAIR for authorized users only. Should you have questions about access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/patents/uspto-automated- interview-request-air-form. /Canh Le/ Examiner, Art Unit 2439 November 12th, 2025 /LUU T PHAM/Supervisory Patent Examiner, Art Unit 2439
Read full office action

Prosecution Timeline

Dec 30, 2024
Application Filed
Apr 10, 2025
Response after Non-Final Action
Apr 11, 2025
Examiner Interview (Telephonic)
Apr 11, 2025
Non-Final Rejection — §101
Jul 17, 2025
Response Filed
Aug 02, 2025
Final Rejection — §101
Oct 21, 2025
Request for Continued Examination
Nov 02, 2025
Response after Non-Final Action
Nov 13, 2025
Non-Final Rejection — §101 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12598193
FINE GRANULARITY CONTROL OF DATA ACCESS AND USAGE ACROSS MULTI-TENANT SYSTEMS
2y 5m to grant Granted Apr 07, 2026
Patent 12530476
METHOD AND DEVICE FOR UPDATING PERSONAL INFORMATION
2y 5m to grant Granted Jan 20, 2026
Patent 12531869
System and method to reduce interruptions in a network
2y 5m to grant Granted Jan 20, 2026
Patent 12526164
EDGE BLOCKCHAIN AUTHENTICATION
2y 5m to grant Granted Jan 13, 2026
Patent 12519796
VOTING AS LAST RESORT ACCESS RECOVERY FOR ACCESS MANAGEMENT
2y 5m to grant Granted Jan 06, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
99%
With Interview (+74.4%)
3y 11m
Median Time to Grant
High
PTA Risk
Based on 412 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month