Prosecution Insights
Last updated: August 17, 2026
Application No. 19/006,325

SOUND EFFECT CONTROL METHOD, ELECTRONIC DEVICE AND STORAGE MEDIUM

Non-Final OA §101§102
Filed
Dec 31, 2024
Priority
Oct 15, 2024 — continuation of PCTCN2024124954
Examiner
SAUNDERS JR, JOSEPH
Art Unit
2692
Tech Center
2600 — Communications
Assignee
Aac Acoustic Technologies (Shanghai) Co. Ltd.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
1y 2m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
555 granted / 759 resolved
+11.1% vs TC avg
Strong +20% interview lift
Without
With
+20.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
26 currently pending
Career history
782
Total Applications
across all art units

Statute-Specific Performance

§101
5.9%
-34.1% vs TC avg
§103
42.5%
+2.5% vs TC avg
§102
26.9%
-13.1% vs TC avg
§112
14.7%
-25.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 759 resolved cases

Office Action

§101 §102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This Office action is based on the communications filed December 31, 2024. Claims 1 – 10 are currently pending and considered below. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claim 10 is rejected under 35 U.S.C. 101 because the claimed invention is directed to non-statutory subject matter. The claim(s) does/do not fall within at least one of the four categories of patent eligible subject matter because while claim 10 is directed to a computer readable storage medium, claim 10 does not exclude transitory embodiments and therefore is directed to signals per se. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 2, 4, 5, 7, 9, and 10 is/are rejected under 35 U.S.C. 102(a)(1) and 35 U.S.C. 102(a)(2) as being anticipated by Yokota (US 2022/0157284 A1), hereinafter Yokota. Claim 1: Yokota discloses a sound effect control method (see at least, “The embodiment shows a sound effect imparting device that imparts sound effects as filter effects as an example. The present invention, however, is also applicable to general filter effect imparting devices including a device that imparts filter effects other than sound effects,” Yokota [0020], “As described above, the filter effect imparting device, the electronic musical instrument, and the control method for the electronic musical instrument according to the present invention can effectively switch filter characteristics,” Yokota [0113]), comprising: determining an activation filter group and a to-be-activated filter group in a sound effect module (see at least, “The coefficient table 81 stores beforehand multiple sets of a start point and an end point for the respective filter coefficients corresponding to the filter characteristic of the filtering performer. The coefficient table 81 may temporarily store the start point and the end point retrieved from the ROM 12 or the RAM 13 at each operation. The coefficient table 81 itself may be stored in the ROM 12 or the RAM 13,” Yokota [0048], “From the five coefficient tables 81 (81a to 81e) in the five arithmetic blocks 80, a coefficient group for start point and a coefficient group for end point are retrieved. In this embodiment, the coefficient group 1 for the start point is {b10, b11, b12, a11, a12}, and the coefficient group 2 for the end point is {b20, b21, b22, a21, a22}. Herein, the first number after the alphabet in each coefficient indicates the start point or the end point (1: start point, 2: end point), and the second number indicates the order of the coefficient,” Yokota [0049]); determining at least one intermediate transition filter group according to the activation filter group and the to-be-activated filter group (see at least, “The five filter coefficients output from the filter coefficient calculator 62 to the filtering performer 63 are formularized as the following equations (1) to (5)…,” Yokota [0053], “Thus, the envelope signal is a parameter that specifies a ratio indicating a closeness of the five filter coefficients to the coefficient group 1 as the start point and to the coefficient group 2 as the end point. In the coefficient updating mode, interpolation processing is performed for the five filter coefficients between the coefficient group 1 as the start point and the coefficient group 2 as the end point so that the ratio specified by the envelope signal is satisfied. Thus, interpolation of the filter coefficients is performed between the start point and the end point using the envelope signal, so that the filter coefficients are successively updated while gradually changing from the start point to the end point. That is, the filter coefficients are dynamically updated between the start point and the end point,” Yokota [0054], “In this embodiment, linear interpolation is performed between the start point and the end point. Interpolation is, however, not limited to the linear interpolation. For example, coefficients may be allocated to the start point and the end point individually for separate calculation,” Yokota [0055]); and stage-by-stage transitioning the activation filter group to the to-be-activated filter group through the at least one intermediate transition filter group in the sound effect module (see at least, “Thus, interpolation of the filter coefficients is performed between the start point and the end point using the envelope signal, so that the filter coefficients are successively updated while gradually changing from the start point to the end point. That is, the filter coefficients are dynamically updated between the start point and the end point,” Yokota [0054], “In this embodiment, linear interpolation is performed between the start point and the end point. Interpolation is, however, not limited to the linear interpolation. For example, coefficients may be allocated to the start point and the end point individually for separate calculation,” Yokota [0055], “Accordingly, as shown in FIG. 7A and FIG. 8, the filter coefficients move between the coefficient group 1 and the coefficient group 2 so as to gradually change from the coefficient group 1 for the start point toward the coefficient group 2 for the end point. The filter characteristics also change between the filter characteristic corresponding to the coefficient group 1 and the filter characteristic corresponding to the coefficient group 2,” Yokota [0089], “The end point of the filter coefficients is then set to a coefficient group 3 that corresponds to the filter characteristic to which the characteristic is instructed to switch. The coefficient group 3 is different from any of the coefficient group 1, the coefficient group 2, and coefficient groups in transition from the coefficient group 1 to the coefficient group 2. Then the envelope signal starts being generated (Step S12: No, S1: No, S3: Yes, S4, S5). Accordingly, the filter coefficients are successively updated toward the coefficient group 3 along with the change of the envelope signal,” Yokota [0092], “Thus, the start point of the filter coefficients are changed from the coefficient group 1 to the coefficient group 2, and the end point of the filter coefficients is changed from the coefficient group 2 to the coefficient group 3. The filter coefficients are then changed from the filter coefficient group 2 to the filter coefficient group 3. The filter characteristics also change between the filter characteristic corresponding to the coefficient group 2 and the filter characteristic corresponding to the coefficient group 3,” Yokota [0093], “Accordingly, the filter coefficients for the wah-wah effect can be successively switched. This enables updates of the filter characteristics while keeping sounds being output,” Yokota [0094]). Claim 2: Yokota discloses the sound effect control method as described in claim 1, wherein the determining at least one intermediate transition filter group according to the activation filter group and the to-be-activated filter group, comprises: obtaining first parameter information of each filter of a same type comprised in the activation filter group and second parameter information of each filter of a same type comprised in the to-be-activated filter group, wherein filters of a same type comprised in the to-be- activated filter group are in a one-to-one correspondence with filters of a same type comprised in the activation filter group (see at least, “From the five coefficient tables 81 (81a to 81e) in the five arithmetic blocks 80, a coefficient group for start point and a coefficient group for end point are retrieved. In this embodiment, the coefficient group 1 for the start point is {b10, b11, b12, a11, a12}, and the coefficient group 2 for the end point is {b20, b21, b22, a21, a22}. Herein, the first number after the alphabet in each coefficient indicates the start point or the end point (1: start point, 2: end point), and the second number indicates the order of the coefficient,” Yokota [0049]); determining third parameter information of a corresponding filter of the intermediate transitional filter group according to the corresponding first parameter information and second parameter information (see at least, “The five filter coefficients output from the filter coefficient calculator 62 to the filtering performer 63 are formularized as the following equations (1) to (5)…,” Yokota [0053]); determining each filter of the intermediate transitional filter group in the sound effect module according to the third parameter information (see at least, “Thus, the envelope signal is a parameter that specifies a ratio indicating a closeness of the five filter coefficients to the coefficient group 1 as the start point and to the coefficient group 2 as the end point. In the coefficient updating mode, interpolation processing is performed for the five filter coefficients between the coefficient group 1 as the start point and the coefficient group 2 as the end point so that the ratio specified by the envelope signal is satisfied. Thus, interpolation of the filter coefficients is performed between the start point and the end point using the envelope signal, so that the filter coefficients are successively updated while gradually changing from the start point to the end point. That is, the filter coefficients are dynamically updated between the start point and the end point,” Yokota [0054], “In this embodiment, linear interpolation is performed between the start point and the end point. Interpolation is, however, not limited to the linear interpolation. For example, coefficients may be allocated to the start point and the end point individually for separate calculation,” Yokota [0055]); and the stage-by-stage transitioning the activation filter group to the to-be-activated filter group through the at least one intermediate transition filter group in the sound effect module, comprises: stage-by-stage transitioning each filter of the activation filter group to a corresponding filter of the to-be-activated filter group through a filter corresponding to at least one of the intermediate transition filter groups (see at least, “Thus, interpolation of the filter coefficients is performed between the start point and the end point using the envelope signal, so that the filter coefficients are successively updated while gradually changing from the start point to the end point. That is, the filter coefficients are dynamically updated between the start point and the end point,” Yokota [0054], “In this embodiment, linear interpolation is performed between the start point and the end point. Interpolation is, however, not limited to the linear interpolation. For example, coefficients may be allocated to the start point and the end point individually for separate calculation,” Yokota [0055], “Accordingly, as shown in FIG. 7A and FIG. 8, the filter coefficients move between the coefficient group 1 and the coefficient group 2 so as to gradually change from the coefficient group 1 for the start point toward the coefficient group 2 for the end point. The filter characteristics also change between the filter characteristic corresponding to the coefficient group 1 and the filter characteristic corresponding to the coefficient group 2,” Yokota [0089], “The end point of the filter coefficients is then set to a coefficient group 3 that corresponds to the filter characteristic to which the characteristic is instructed to switch. The coefficient group 3 is different from any of the coefficient group 1, the coefficient group 2, and coefficient groups in transition from the coefficient group 1 to the coefficient group 2. Then the envelope signal starts being generated (Step S12: No, S1: No, S3: Yes, S4, S5). Accordingly, the filter coefficients are successively updated toward the coefficient group 3 along with the change of the envelope signal,” Yokota [0092], “Thus, the start point of the filter coefficients are changed from the coefficient group 1 to the coefficient group 2, and the end point of the filter coefficients is changed from the coefficient group 2 to the coefficient group 3. The filter coefficients are then changed from the filter coefficient group 2 to the filter coefficient group 3. The filter characteristics also change between the filter characteristic corresponding to the coefficient group 2 and the filter characteristic corresponding to the coefficient group 3,” Yokota [0093], “Accordingly, the filter coefficients for the wah-wah effect can be successively switched. This enables updates of the filter characteristics while keeping sounds being output,” Yokota [0094]). Claim 4: Yokota discloses the sound effect control method as described in claim 2, wherein the first parameter information comprises a first parameter value of each filter comprised in the activation filter group, and the second parameter information comprises a second parameter value of each filter comprised in the to-be-activated filter group (see at least, “From the five coefficient tables 81 (81a to 81e) in the five arithmetic blocks 80, a coefficient group for start point and a coefficient group for end point are retrieved. In this embodiment, the coefficient group 1 for the start point is {b10, b11, b12, a11, a12}, and the coefficient group 2 for the end point is {b20, b21, b22, a21, a22}. Herein, the first number after the alphabet in each coefficient indicates the start point or the end point (1: start point, 2: end point), and the second number indicates the order of the coefficient,” Yokota [0049]); the third parameter information comprises a third parameter value of each filter comprised in the intermediate transition filter group (see at least, “The five filter coefficients output from the filter coefficient calculator 62 to the filtering performer 63 are formularized as the following equations (1) to (5)…,” Yokota [0053]); and each of the first parameter value, the second parameter value, and the third parameter value is one of a cut-off frequency point, a gain, a Q value, and a filter order (see at least, “start point or the end point (1: start point, 2: end point), and the second number indicates the order of the coefficient,” Yokota [0049]); and the determining third parameter information of a corresponding filter of the intermediate transitional filter group according to the corresponding first parameter information and second parameter information, comprises: when the first parameter value, the second parameter value, and the third parameter value are all cut-off frequency points, gains, or Q values, for filters corresponding to the activation filter group and the to-be-activated filter group, performing a linear operation or an exponent operation on the first parameter value and the second parameter value according to the number of intermediate filter groups to obtain the third parameter value of the filter corresponding to each of the intermediate transition filter groups (see at least, “In this embodiment, linear interpolation is performed between the start point and the end point. Interpolation is, however, not limited to the linear interpolation. For example, coefficients may be allocated to the start point and the end point individually for separate calculation,” Yokota [0055]). Claim 5: Yokota discloses the sound effect control method as described in claim 4, wherein the first parameter information of each filter comprised in the activation filter group comprises different first parameter values, the second parameter information of each filter comprised in the to-be-activated filter group comprises different second parameter values, and the third parameter information of each filter comprised in the intermediate transition filter group comprises different third parameter values (see at least, “Accordingly, as shown in FIG. 7A and FIG. 8, the filter coefficients move between the coefficient group 1 and the coefficient group 2 so as to gradually change from the coefficient group 1 for the start point toward the coefficient group 2 for the end point. The filter characteristics also change between the filter characteristic corresponding to the coefficient group 1 and the filter characteristic corresponding to the coefficient group 2,” Yokota [0089], “The end point of the filter coefficients is then set to a coefficient group 3 that corresponds to the filter characteristic to which the characteristic is instructed to switch. The coefficient group 3 is different from any of the coefficient group 1, the coefficient group 2, and coefficient groups in transition from the coefficient group 1 to the coefficient group 2. Then the envelope signal starts being generated (Step S12: No, S1: No, S3: Yes, S4, S5). Accordingly, the filter coefficients are successively updated toward the coefficient group 3 along with the change of the envelope signal,” Yokota [0092], “Thus, the start point of the filter coefficients are changed from the coefficient group 1 to the coefficient group 2, and the end point of the filter coefficients is changed from the coefficient group 2 to the coefficient group 3. The filter coefficients are then changed from the filter coefficient group 2 to the filter coefficient group 3. The filter characteristics also change between the filter characteristic corresponding to the coefficient group 2 and the filter characteristic corresponding to the coefficient group 3,” Yokota [0093], “Accordingly, the filter coefficients for the wah-wah effect can be successively switched. This enables updates of the filter characteristics while keeping sounds being output,” Yokota [0094]). Claim 7: Yokota discloses the sound effect control method as described in claim 1, wherein the stage-by-stage transitioning the activation filter group to the to-be-activated filter group through the at least one intermediate transition filter group in the sound effect module, comprises: stage-by-stage transitioning the activation filter group to the to-be-activated filter group through the at least one intermediate transition filter group in the sound effect module; wherein in each stage of transition process, the filter group before transition and the filter group after transition perform fade in-out transition according to a preset number of processing frames (see at least, “Accordingly, as shown in FIG. 7A and FIG. 8, the filter coefficients move between the coefficient group 1 and the coefficient group 2 so as to gradually change from the coefficient group 1 for the start point toward the coefficient group 2 for the end point. The filter characteristics also change between the filter characteristic corresponding to the coefficient group 1 and the filter characteristic corresponding to the coefficient group 2,” Yokota [0089], “Herein, when the envelope signal reaches the end point, the values of the envelope signal may not be cleared but the direction of change may be inverted (see alternate long and short dash line in FIG. 7A). Accordingly, the start point and the end point may switch between the coefficient group 1 and the coefficient group 2,” Yokota [0090], “When the number of times that the envelope signal reaches the end point becomes equal to a predetermined number, the filter coefficients of the coefficient group 2 at the point of time are retained, and the filter coefficients of the coefficient group 2 are set as the start point (Step S10: Yes, S11),” Yokota [0091], “The end point of the filter coefficients is then set to a coefficient group 3 that corresponds to the filter characteristic to which the characteristic is instructed to switch. The coefficient group 3 is different from any of the coefficient group 1, the coefficient group 2, and coefficient groups in transition from the coefficient group 1 to the coefficient group 2. Then the envelope signal starts being generated (Step S12: No, S1: No, S3: Yes, S4, S5). Accordingly, the filter coefficients are successively updated toward the coefficient group 3 along with the change of the envelope signal,” Yokota [0092], “Thus, the start point of the filter coefficients are changed from the coefficient group 1 to the coefficient group 2, and the end point of the filter coefficients is changed from the coefficient group 2 to the coefficient group 3. The filter coefficients are then changed from the filter coefficient group 2 to the filter coefficient group 3. The filter characteristics also change between the filter characteristic corresponding to the coefficient group 2 and the filter characteristic corresponding to the coefficient group 3,” Yokota [0093], “Accordingly, the filter coefficients for the wah-wah effect can be successively switched. This enables updates of the filter characteristics while keeping sounds being output,” Yokota [0094]). Claim 9: Yokota discloses an electronic device, comprising: at least one processor; and a memory communicating with the at least one processor; wherein the memory stores instructions executable by the at least one processor, and the instructions are executed by the at least one processor to enable the at least one processor to perform the sound effect control method as described in claim 1 (see at least, “The embodiment shows a sound effect imparting device that imparts sound effects as filter effects as an example. The present invention, however, is also applicable to general filter effect imparting devices including a device that imparts filter effects other than sound effects,” Yokota [0020], “As shown in FIG. 1, the electronic musical instrument 1 includes: a central processing unit (CPU) 11; a read only memory (ROM) 12; a random access memory (RAM) 13,” Yokota [0023], “The CPU 11 controls the entire electronic musical instrument. The CPU 11 reads programs and data from the ROM 12 that stores various programs and data to execute the programs. The data generated in execution of the programs is stored in the RAM 13 as a work area,” Yokota [0024], “The filter coefficient calculation process is performed as part of filtering performed by the CPU 11 that retrieves and executes a predetermined program,” Yokota [0059]). Claim 10: Yokota discloses a computer readable storage medium storing a computer program, wherein the computer program, when executed by a processor, implements the sound effect control method as described in claim 1 (see at least, “The embodiment shows a sound effect imparting device that imparts sound effects as filter effects as an example. The present invention, however, is also applicable to general filter effect imparting devices including a device that imparts filter effects other than sound effects,” Yokota [0020], “As shown in FIG. 1, the electronic musical instrument 1 includes: a central processing unit (CPU) 11; a read only memory (ROM) 12; a random access memory (RAM) 13,” Yokota [0023], “The CPU 11 controls the entire electronic musical instrument. The CPU 11 reads programs and data from the ROM 12 that stores various programs and data to execute the programs. The data generated in execution of the programs is stored in the RAM 13 as a work area,” Yokota [0024], “The filter coefficient calculation process is performed as part of filtering performed by the CPU 11 that retrieves and executes a predetermined program,” Yokota [0059]). Allowable Subject Matter Claims 3, 6, and 8 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSEPH SAUNDERS whose telephone number is (571)270-1063. The examiner can normally be reached Monday-Thursday, 9:00 a.m. - 4 p.m., EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Carolyn R Edwards can be reached at (571)270-7136. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOSEPH SAUNDERS JR/Primary Examiner, Art Unit 2692
Read full office action

Prosecution Timeline

Dec 31, 2024
Application Filed
Jun 30, 2026
Non-Final Rejection mailed — §101, §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12705015
AUDIO PROCESSING SYSTEM AND METHOD
3y 2m to grant Granted Aug 11, 2026
Patent 12707186
WIRELESS HEADSET SYSTEM AND WIRELESS HEADSET
2y 9m to grant Granted Aug 11, 2026
Patent 12701379
Audio Scene Description and Control
3y 5m to grant Granted Aug 04, 2026
Patent 12699540
SYSTEMS AND METHODS FOR REDUCING AUDIO QUALITY BASED ON ACOUSTIC ENVIRONMENT
2y 10m to grant Granted Aug 04, 2026
Patent 12688003
SYSTEMS AND METHODS FOR SCALABLE MANAGEMENT OF AUDIO SYSTEM DEVICES
5y 0m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
94%
With Interview (+20.5%)
2y 10m (~1y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 759 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month