Prosecution Insights
Last updated: July 29, 2026
Application No. 19/007,402

POWER CONVERSION SYSTEM WITH VIRTUAL INVERTER BLOCK

Non-Final OA §103
Filed
Dec 31, 2024
Priority
Sep 06, 2024 — provisional 63/691,777
Examiner
TANG, MICHAEL XUEFEI
Art Unit
2115
Tech Center
2100 — Computer Architecture & Software
Assignee
Epc Power Corporation
OA Round
2 (Non-Final)
83%
Grant Probability
Favorable
2-3
OA Rounds
10m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
268 granted / 322 resolved
+28.2% vs TC avg
Strong +19% interview lift
Without
With
+19.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
18 currently pending
Career history
343
Total Applications
across all art units

Statute-Specific Performance

§101
6.0%
-34.0% vs TC avg
§103
84.2%
+44.2% vs TC avg
§102
0.6%
-39.4% vs TC avg
§112
4.7%
-35.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 322 resolved cases

Office Action

§103
DETAILED ACTION Claims 1, 7, and 12 have been amended. Claims 1-20 remain pending in the application. Claims 1, 7, and 12 are independent. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. This action is final. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment and Arguments Applicant's arguments regarding rejections under 35 U.S.C. §103 have been fully considered however respectfully found not persuasive. Applicant amended the independent claims 1, 7 and 12 to further specify: in response to detecting the electrical coupling, generate a virtual converter block comprising the at least two power converter units …; assign an output value to the virtual converter block; and partition the output value between the at least two power converter units, wherein a first amount of the output value is partitioned to a first power converter unit of the at least two power converter units and a second amount of the output value is partitioned to a second power converter unit of the at least two power converter units. In the remarks, applicant argues in substance that: 1) OKADA teaches controller generates an aggregated model to generate one common PWM signal to control the converters that are detected parallel coupled, the common signal is output identically to all converters, therefore OKADA does not control individual converters based on aggregate characteristics of a virtual block because OKADA the signal to control the individual converter are identical. 2) PAQUIN does not teach detecting electrical coupling between terminals of power converter units and, in response to detecting the electrical coupling, generating a virtual converter block, therefore, the combination of OKADA and PAQUIN does not teach detecting electrical coupling between terminals of power converter units and, in response to detecting the electrical coupling, generating a virtual converter block. 3) PAQUIN does not teach assigning an output value to the virtual converter block, therefore, the combination of OKADA and PAQUIN does not teach the amended feature. 4) There is no motivation to combine OKADA and PAQUIN because OKADA does not teach generating a virtual converter block in response to detecting electrical coupling and PAQUIN provides no motivation to add electrical coupling detection. Regarding 1), While the examiner agrees that OKADA teaches controller generates an aggregated model to generate one common PWM signal to control the converters that are detected parallel coupled, the common signal is output identically to all converters. However, the examiner respectfully submit that applicant has overlooked the fact that even though the signal controlling each individual converter is identical, the controller still controlling each individual converter, the signal is based on the aggregated characteristics, i.e. “control individual converters based on aggregate characteristics of a virtual block”. Additionally, the independent claims only recite “control operation of the at least two power converter units based on aggregate characteristics of the virtual converter block”, there is nowhere in the independent claims provide further detail on how each individual converter unit is controlled. The arguments are directed to certain features are not recited in the amended claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). Therefore, applicant’s arguments are not persuasive. Regarding 2), While the examiner agrees that PAQUIN does not explicitly teach detecting electrical coupling between terminals of power converter units and, in response to detecting the electrical coupling, generating a virtual converter block. However, the examiner respectfully submit that applicant has overlooked the fact that PAQUIN is not relied on teaching detecting electrical coupling between terminals of power converter units and, in response to detecting the electrical coupling, generating a virtual converter block, OKADA is. Therefore, applicant’s arguments are not persuasive. Regarding 3), the examiner respectfully submit that applicant has overlooked the fact that PAQUIN teaches assigning an output value to the virtual converter block ([0023] [0027] determining a desired combined behavior, the desired combined behavior is the desired combined output power to the grid i.e. “assign an output value to the virtual converter block”, [0102] array’s output power is maintained at a specific value PARRAY). Therefore, applicant’s arguments are not persuasive. Regarding 4), the examiner respectfully submit that the arguments are in moot since OKADA teaches generating a virtual converter block in response to detecting electrical coupling, as explained in 1). Therefore, applicant’s arguments are not persuasive. The applicant’s other arguments are directed to certain features are not recited in the amended claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). Therefore, applicant’s arguments are not persuasive. The teachings of OKADA and PAQUIN as disclosed in the previous office action are hereby incorporated by references to the extent applicable to the amended claims. Another iteration of claim analysis has been made. Referring to the corresponding sections of the claim analysis below for details. Claim Objections Claim 12 is objected to because of the following informalities: Claim 12 recites “generate control commands for the at least two power converter units based on the aggregate performance metrics.” that has a typo. Should be “generate control commands for the at least two power converter units based on the aggregate performance metrics;”. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-20 are rejected under 35 U.S.C. 103 as being unpatentable over OKADA JP 2010238010 A in view of PAQUIN EP 2790287 A21. Regarding claim 1, OKADA teaches a power conversion system (Fig. 1 [0020] system 1) comprising: a plurality of power converter units (Fig. 1 [0020] converters 41 – 43), wherein each power converter unit of the plurality of power converter units is configured to: receive direct current (DC) power from one or more power sources (Fig. 1 [0020] converters receiving DC power from solar cell modules); and a control system comprising one or more processors (Fig. 1 [0020] control device 9) configured to: detect electrical coupling between terminals of at least two power converter units of the plurality of power converter units (Figs. 1 & 3 [0022] [0031] the converters are in parallel state when their terminals are connected parallelly, the controller detects the connection device is in parallel state using voltage sensors i.e. “detect electrical coupling between terminals of at least two power converter units”); in response to detecting the electrical coupling, generate a virtual converter block comprising the at least two power converter units, wherein the virtual converter block represents a combined performance characteristic of the at least two power converter units ([0042] the controller generates an aggregated model to represent the converters that are detected in parallel state to generate one common PWM signal to control the converters, based on total current value I = I1+I2+I3 and single voltage V1 that representing the power output of the solar cell module group); and control operation of the at least two power converter units based on aggregate characteristics of the virtual converter block ([0042] the common PWM signal is used to control the individual converter). OKADA does not explicitly further teach: the converter converting the DC power into alternating current (AC) power and the combined performance characteristic is a combined AC power output; assign an output value to the virtual converter block; and partition the output value between the at least two power converter units, wherein a first amount of the output value is partitioned to a first power converter unit of the at least two power converter units and a second amount of the output value is partitioned to a second power converter unit of the at least two power converter units. PAQUIN explicitly teaches in an analogous art that: the converter converting the DC power into alternating current (AC) power (Fig. 2 [0004] [0032] [0042], each solar cell connected to corresponding distributed inverters to convert the DC power to AC power, and the parallelly connected inverters array is virtualized into a single virtual inverter) and the combined performance characteristic is a combined AC power output ([0050] desired output characteristic such as output current of the virtual inverter can be specified); assign an output value to the virtual converter block ([0023] [0027] determining a desired combined behavior, the desired combined behavior is the desired combined output power to the grid i.e. “assign an output value to the virtual converter block”, [0102] array’s output power is maintained at a specific value PARRAY); and partition the output value between the at least two power converter units, wherein a first amount of the output value is partitioned to a first power converter unit of the at least two power converter units and a second amount of the output value is partitioned to a second power converter unit of the at least two power converter units ([0102] [0103] the target array’s output power PARRAY is equally partitioned to each individual inverters of the array as PINV). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified OKADA to incorporate the teachings of PAQUIN, because they all directed to power conversion system, to make the system wherein the converter converting the DC power into alternating current (AC) power and the combined performance characteristic is a combined AC power output; assign an output value to the virtual converter block; and partition the output value between the at least two power converter units, wherein a first amount of the output value is partitioned to a first power converter unit of the at least two power converter units and a second amount of the output value is partitioned to a second power converter unit of the at least two power converter units. One of ordinary skill in the art would have been motivated to do this modification so as to provide desired combined output power to electrical grid, as PAQUIN teaches in [0027]. Regarding claim 2, PAQUIN further teaches monitoring a total power output of the virtual converter block; and adjusting individual power outputs of the at least two power converter units to maintain the total power output at a target level (Fig. 14 [0118] power output of individual inverter is controlled to maintain a given array output power requirement). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified OKADA to incorporate the teachings of PAQUIN, because they all directed to power conversion system, to make the system wherein monitoring a total power output of the virtual converter block; and adjusting individual power outputs of the at least two power converter units to maintain the total power output at a target level. One of ordinary skill in the art would have been motivated to do this modification so as to maintain a given array output power requirement, as PAQUIN teaches in [0118]. Regarding claim 3, PAQUIN further teaches: detect a decrease in power output from a first power converter unit of the at least two power converter units ([0121] the output power of inverters with temperature greater than average are decreased); and increase power output from a second power converter unit of the at least two power converter units to maintain a target power output level of the virtual converter block ([0122] - [0126] for the inverters whose decreased output power cannot be fully adjusted back, the shortages are allocated to the rest of inverters in the array). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified OKADA to incorporate the teachings of PAQUIN, because they all directed to power conversion system, to make the system wherein detect a decrease in power output from a first power converter unit of the at least two power converter units; and increase power output from a second power converter unit of the at least two power converter units to maintain a target power output level of the virtual converter block. One of ordinary skill in the art would have been motivated to do this modification so as to maintain a given array output power requirement, as PAQUIN teaches in [0118]. Regarding claim 4, OKADA further teaches detecting that the at least two power converter units are connected to a common voltage bus ([0031] the connection device is detected to be in parallel state i.e. “connected to a common voltage bus” when the voltages on the input side of the converters are equal). Regarding claim 5, PAQUIN further teaches: monitor individual performance metrics for each power converter unit within the virtual converter block; and generate control decisions based on the individual performance metrics and aggregate performance metrics of the virtual converter block (Fig. 14 [0119] – [0126] individual inverter temperatures and actual inverter output power are monitored, the average inverter temperature is calculated, and the output power adjustments for individual inverters are determined based on the average inverter temperature and the individual inverter temperature). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified OKADA to incorporate the teachings of PAQUIN, because they all directed to power conversion system, to make the system wherein monitor individual performance metrics for each power converter unit within the virtual converter block; and generate control decisions based on the individual performance metrics and aggregate performance metrics of the virtual converter block. One of ordinary skill in the art would have been motivated to do this modification so as to maintain a given array output power requirement, as PAQUIN teaches in [0118]. Regarding claim 6, OKADA further teaches the one or more power sources comprise a solar assembly including a plurality of solar cells configured to convert sunlight into DC power (Fig. 1 [0020] DC power output from solar cell modules). Regarding claim 7, it is directed to a method of carrying out the system with similar limitations as set forth in claim 5. Since OKADA and PAQUIN teach the claimed system, they teach the method steps for implementing the system. In addition, OKADA further teaches a computer system and the method is implemented by one or more processors of the computing system (Fig. 1 [0020] control device 9). Regarding claim 8, PAQUIN further teaches: detecting, by the one or more processors, a change in power output from a first power converter unit of the at least two power converter units ([0121] the output power of inverters with temperature greater than average are decreased); and automatically adjusting, by the one or more processors, power output from a second power converter unit of the at least two power converter units to compensate for the change ([0122] - [0126] for the inverters whose decreased output power cannot be fully adjusted back, the shortages are allocated to the rest of inverters in the array). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified OKADA to incorporate the teachings of PAQUIN, because they all directed to power conversion system, to make the method wherein detecting, by the one or more processors, a change in power output from a first power converter unit of the at least two power converter units; and automatically adjusting, by the one or more processors, power output from a second power converter unit of the at least two power converter units to compensate for the change. One of ordinary skill in the art would have been motivated to do this modification so as to maintain a given array output power requirement, as PAQUIN teaches in [0118]. Regarding claim 9, PAQUIN further teaches: determining, by the one or more processors, a target power output level for the virtual converter block; and distributing, by the one or more processors, the target power output level among the at least two power converter units (Fig. 14 [0118] power output of individual inverter is controlled to maintain a given array output power requirement). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified OKADA to incorporate the teachings of PAQUIN, because they all directed to power conversion system, to make the method wherein detecting, by the one or more processors, a change in power output from a first power converter unit of the at least two power converter units; and automatically adjusting, by the one or more processors, power output from a second power converter unit of the at least two power converter units to compensate for the change. One of ordinary skill in the art would have been motivated to do this modification so as to maintain a given array output power requirement, as PAQUIN teaches in [0118]. Regarding claim 10, PAQUIN further teaches: combining, by the one or more processors, individual power outputs from each of the at least two power converter units; and tracking, by the one or more processors, the combined power output as a single output metric ([0102] output power of individual inverters is monitored and adjusted to maintain the combined output power of the inverter array at target value). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified OKADA to incorporate the teachings of PAQUIN, because they all directed to power conversion system, to make the method wherein combining, by the one or more processors, individual power outputs from each of the at least two power converter units; and tracking, by the one or more processors, the combined power output as a single output metric. One of ordinary skill in the art would have been motivated to do this modification so as to maintain a given array output power requirement, as PAQUIN teaches in [0118]. Regarding claim 11, PAQUIN further teaches: identifying, by the one or more processors, individual capacity limits of each power converter unit within the virtual converter block; and determining, by the one or more processors, an aggregate capacity limit for the virtual converter block based on the individual capacity limits ([0124] – [0126] the residual of the individual inverters i.e. the adjustment capacity limits of each inverter is calculated and aggregated to obtain the total of residual of the array adjustment power errors). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified OKADA to incorporate the teachings of PAQUIN, because they all directed to power conversion system, to make the method wherein identifying, by the one or more processors, individual capacity limits of each power converter unit within the virtual converter block; and determining, by the one or more processors, an aggregate capacity limit for the virtual converter block based on the individual capacity limits. One of ordinary skill in the art would have been motivated to do this modification so as to maintain a given array output power requirement, as PAQUIN teaches in [0118]. Regarding claim 12, it is directed to a control system of carrying out the power conversion system with similar limitations as set forth in claim 5. Since OKADA and PAQUIN teach the claimed power conversion system, they teach the control system. Regarding claim 13, PAQUIN further teaches: receive power output data from each power converter unit within the virtual converter block; and calculate total power output of the virtual converter block by combining individual power outputs ([0102] output power of individual inverters is monitored and adjusted to maintain the combined output power of the inverter array at target value). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified OKADA to incorporate the teachings of PAQUIN, because they all directed to power conversion system, to make the system wherein receive power output data from each power converter unit within the virtual converter block; and calculate total power output of the virtual converter block by combining individual power outputs. One of ordinary skill in the art would have been motivated to do this modification so as to maintain a given array output power requirement, as PAQUIN teaches in [0118]. Regarding claim 14, PAQUIN further teaches: detecting that total power output of the virtual converter block deviates from a target level; and adjusting individual power outputs of the at least two power converter units to achieve the target level ([0102] – [0105] the deviation of power output of each inverter is calculated, each inverter power output is decreased or increased based on the deviation). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified OKADA to incorporate the teachings of PAQUIN, because they all directed to power conversion system, to make the system wherein detecting that total power output of the virtual converter block deviates from a target level; and adjusting individual power outputs of the at least two power converter units to achieve the target level. One of ordinary skill in the art would have been motivated to do this modification so as to maintain a given array output power requirement, as PAQUIN teaches in [0118]. Regarding claim 15, OKADA further teaches monitor voltage levels at terminals of the at least two power converter units; and detect the electrical coupling based on matching voltage levels at the terminals ([0031] the connection device is detected to be in parallel state i.e. “electrical coupling” when the voltages on the input side of the converters are equal). Regarding claim 16, PAQUIN further teaches: generate multiple virtual converter blocks, each virtual converter block comprising a different subset of the multiple power converter units (Fig. 1 [0035] a hierarchy of virtual inverters with sub arrays of inverters). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified OKADA to incorporate the teachings of PAQUIN, because they all directed to power conversion system, to make the system wherein generate multiple virtual converter blocks, each virtual converter block comprising a different subset of the multiple power converter units. One of ordinary skill in the art would have been motivated to do this modification so as to maintain a given array output power requirement, as PAQUIN teaches in [0118]. Regarding claim 17, PAQUIN further teaches: monitoring combined power output ([0050] [0102] desired output characteristic of the virtual inverter, combined power output), efficiency ([0050] [0154] desired output characteristic of the virtual inverter, percentage loss of power), and conversion rates ([0050] [0154] desired output characteristic of the virtual inverter, the ratio of loss to real input power) of the at least two power converter units as unified metrics for the virtual converter block. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified OKADA to incorporate the teachings of PAQUIN, because they all directed to power conversion system, to make the system wherein monitoring combined power output, efficiency, and conversion rates of the at least two power converter units as unified metrics for the virtual converter block. One of ordinary skill in the art would have been motivated to do this modification so as to maintain a given array output power requirement, as PAQUIN teaches in [0118]. Regarding claim 18, OKADA further teaches detect an addition of a new power converter unit to the electrical coupling; and automatically incorporate the new power converter unit into the virtual converter block (Figs. 5 & 6 [0048] [0050] – [0056] the on states of switches 31’, 32’, and 33’ are detected i.e. “an addition of a new power converter unit to the electrical coupling” is detected, and the newly added third power converter unit is automatically incorporated into the virtual converter block of the parallelly coupled converters). Regarding claim 19, OKADA further teaches monitor current flow between the at least two power converter units; and adjust operation of individual power converter units based on the monitored current flow ([0042] the controller generates an aggregated model to generate one common PWM signal to control the converters, based on total current value I = I1+I2+I3 and V1 that representing the power input of the converters). Regarding claim 20, PAQUIN further teaches: the multiple power converter units comprise inverters configured to convert DC power from solar cells into AC power for distribution to an electrical grid (Fig. 2 [0004] [0032] [0042], each solar cell connected to corresponding distributed inverters to convert the DC power to AC power and injected to electrical grid). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified OKADA to incorporate the teachings of PAQUIN, because they all directed to power conversion system, to make the system wherein the multiple power converter units comprise inverters configured to convert DC power from solar cells into AC power for distribution to an electrical grid. One of ordinary skill in the art would have been motivated to do this modification so as to inject generated power to electrical grid, as PAQUIN teaches in [0032]. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Michael Tang whose telephone number is (571)272-7437. The examiner can normally be reached M-F 7:30-4 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kamini Shah can be reached on (571)272-2279. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /M.T./Examiner, Art Unit 2115 /KAMINI S SHAH/Supervisory Patent Examiner, Art Unit 2115 1 OKADA and PAQUIN are the prior arts of record
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Prosecution Timeline

Dec 31, 2024
Application Filed
May 08, 2026
Non-Final Rejection mailed — §103
May 19, 2026
Applicant Interview (Telephonic)
May 21, 2026
Examiner Interview Summary
May 26, 2026
Response Filed
Jun 26, 2026
Final Rejection mailed — §103
Jul 09, 2026
Response after Non-Final Action

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