Prosecution Insights
Last updated: April 19, 2026
Application No. 19/007,752

BATTERY AND METHOD FOR MANUFACTURING THE BATTERY

Non-Final OA §103
Filed
Jan 02, 2025
Examiner
THOMAS, BRENT C
Art Unit
1724
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung Electronics
OA Round
3 (Non-Final)
50%
Grant Probability
Moderate
3-4
OA Rounds
3y 10m
To Grant
76%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allow Rate
215 granted / 434 resolved
-15.5% vs TC avg
Strong +26% interview lift
Without
With
+26.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
25 currently pending
Career history
459
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
66.0%
+26.0% vs TC avg
§102
18.6%
-21.4% vs TC avg
§112
9.3%
-30.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 434 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 3/11/2026 has been entered. Response to Arguments Applicant’s arguments, see pages 7-10, filed 12/15/2025, with respect to the rejection(s) of amended claim(s) 1 and 12 and new claim 21 under Kobayashi and Kim have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Kobayashi and the new prior art of Shi et al. (US 2020/0212379 A1, hereafter Shi) for amended claims 1 and 12 and in view of Kobayashi, Shi, and the new prior art of Setliff (US 2002/0122978 A1, hereafter Setliff) for new claim 21. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-6, 9, and 11-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kobayashi et al. (US 2022/0216548 A1, hereafter Kobayashi) in view of Shi et al. (US 2020/0212379 A1, hereafter Shi). With regard to claim 1, Kobayashi teaches a battery comprising: an electrode assembly (anode cathode and separator) comprising electrodes [0038]; a body cup (container body) including a first reference wall (bottom) and at least one first sidewall (vertical sidewalls) provided adjacent to the first reference wall, the body cup having an open end accommodating the electrode assembly [0038, fig. 1]; and a cover cup (container cover) including a second reference wall (horizontal bottom wall of cover) and a second sidewall (vertical sidewalls) provided adjacent to the second reference wall, the cover cup having an open end being accommodated in the body cup such that the second reference wall closes the open end of the body cup [0038, fig. 1], wherein a surplus space (open space between cover walls) is formed by a flange (first and second sidewalls extending above second reference wall) formed by joining at least a portion of the first sidewall and at least a portion of the second sidewall [0038-0039, fig. 1-2]. Kobayashi teaches a portion of the first sidewall in the flange and a portion of the second sidewall in the flange are metal joined to each other (welding) to form a flange [0038-0039, fig. 1-2]. PNG media_image1.png 245 649 media_image1.png Greyscale Kobayashi does not explicitly teach swelling. However, in the same field of endeavor, Shi teaches an electrode assembly configured to swell in a vertical direction (which would be perpendicular to the reference walls) such that a part of the swelled electrode assembly contacts the second reference wall (first inner surface 312 of cap plate 31, analogous to the container cover of Kobayashi) [0032-0034, fig. 5]. It would have been obvious to one of ordinary skill in the art at the time the invention was made to use the electrode expansion arrangement of Shi for the benefit of allowing for expansion during charging and discharging while reducing safety risks and extending the working life of the battery [Shi 0025, 0032]. With regard to claim 2, Kobayashi teaches the flange extends in the same direction as the first sidewall and second sidewall (vertically) [0038, fig. 1]. With regard to claim 3, Kobayashi teaches the direction the flange extends is perpendicular to the first reference wall and the second reference wall (which extend horizontally as seen in fig. 1) [0038, fig. 1]. With regard to claims 4-6, Kobayashi teaches electrode assemblies but does not explicitly teach how the assembly is formed or oriented. However, in the same field of endeavor, Shi teaches a battery with an electrode assembly wound about an axis (horizontal) perpendicular to the direction that the flange extends (thickness or vertical, claim 5) with alternating curved and flat portions and flat portions stacked in a direction that the flange extends (thickness, claim 4, claim 6) [0021, fig. 1, fig. 3]. It would have been obvious to one of ordinary skill in the art at the time the invention was made to use the wound electrode assembly of Shi with the battery of Kobayashi for the benefit of controlling the expansion direction of the electrode units [Shi 0020-0021, 0025]. With regard to claim 9, Kobayashi teaches stainless steel [0071, 0092]. With regard to claim 11, Kobayashi teaches at least a portion of the sidewalls are joined [0038-0039, fig. 1-2]. With regard to claim 12, Kobayashi teaches a method of manufacturing a battery, the method comprising: inserting (placing inside battery case) an electrode assembly (anode cathode and separator) comprising electrodes into a body cup (container body) comprising a first reference wall (bottom) and a first sidewall (vertical sidewalls) provided adjacent to the first reference wall, with the body cup having an open end [0038, fig. 1]; positioning a cover cup (container cover) in the body cup such that a second reference wall of the cover cup closes the open end of the body cup [0038, fig. 1]; and joining (welding or melt bonding) at least portions of overlapping portions of the first sidewall of the body cup and the second sidewall of the cover cup [0038-0039, fig. 1-2] wherein a surplus space (open space between cover walls) is formed by a flange (first and second sidewalls extending above second reference wall) formed by joining at least a portion of the first sidewall and at least a portion of the second sidewall [0038-0039, fig. 1-2]. Kobayashi teaches a portion of the first sidewall in the flange and a portion of the second sidewall in the flange are metal joined to each other (welding) to form a flange [0038-0039, fig. 1-2]. Kobayashi does not explicitly teach swelling. However, in the same field of endeavor, Shi teaches an electrode assembly configured to swell in a vertical direction (which would be perpendicular to the reference walls) such that a part of the swelled electrode assembly contacts the second reference wall (first inner surface 312 of cap plate 31, analogous to the container cover of Kobayashi) [0032-0034, fig. 5]. It would have been obvious to one of ordinary skill in the art at the time the invention was made to use the electrode expansion arrangement of Shi for the benefit of allowing for expansion during charging and discharging while reducing safety risks and extending the working life of the battery [Shi 0025, 0032]. With regard to claim 13, Kobayashi teaches cutting out areas that would require cutting at least a portion of the first sidewall of the body cup and the second sidewall of the cover up (to examine melt bonded part between sidewalls) [0121, fig. 1]. Kobayashi does not explicitly teach the cuts are parallel to the reference walls, however this would be an obvious variant to one of ordinary skill in the art since it would result in a straight cut across the area to be examined (melt bonded part between sidewalls). With regard to claim 14, Kobayashi teaches the flange extends in the same direction as the first sidewall and second sidewall (vertically) [0038, fig. 1]. With regard to claim 15, Kobayashi teaches the direction the flange extends is perpendicular to the first reference wall and the second reference wall (which extend horizontally as seen in fig. 1) [0038, fig. 1]. With regard to claims 16-18, Kobayashi teaches electrode assemblies but does not explicitly teach how the assembly is formed or oriented. However, in the same field of endeavor, Shi teaches a battery with an electrode assembly wound about an axis (horizontal) perpendicular to the direction that the flange extends (thickness or vertical, claim 17) with alternating curved and flat portions and flat portions stacked in a direction that the flange extends (thickness, claim 16, claim 18) [0021, fig. 1, fig. 3]. It would have been obvious to one of ordinary skill in the art at the time the invention was made to use the wound electrode assembly of Shi with the method of Kobayashi for the benefit of controlling the expansion direction of the electrode units [Shi 0020-0021, 0025]. With regard to claim 19, Kobayashi teaches stainless steel [0071, 0092]. With regard to claim 20, Kobayashi teaches at least a portion of the sidewalls are joined [0038-0039, fig. 1-2]. Claim 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kobayashi and Shi as applied to claims 1-6, 9, and 11-20 above, and further in view of Kim (US 2014/0342198 A1, hereafter Kim). With regard to claim 8, Kobayashi does not explicitly teach swelling that may deform a wall. However, in the same field of endeavor, Kim teaches that batteries may swell upward (in the direction of the surplus space of Kobayashi) and deform a cap plate (analogous to the second reference wall of Kobayashi) due to a rise in pressure (second pressure P2) during charging and discharging [0061-0062, fig. 7]. Therefore, as taught by Kim the battery of modified Kobayashi would be capable of performing the claimed functions of claim 8 during charging and discharging operations which would be obvious to one of ordinary skill in the art since they are normal battery operations. Claims directed to apparatus must be distinguished from the prior art in terms of structure rather than function. In re Danly, 263 F.2d 844, 847, 120 USPQ 528, 531 (CCPA 1959). See also MPEP § 2114. The manner of operating the device does not differentiate an apparatus claim from the prior art. A claim containing a “recitation with respect to the manner in which a claimed apparatus is intended to be employed does not differentiate the claimed apparatus from a prior art apparatus” if the prior art apparatus teaches all the structural limitations of the claim. Ex parte Masham, 2 USPQ2d 1647 (Bd. Pat. App. & Inter. 1987). Claim(s) 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kobayashi, Shi, and Kim as applied to claim 8 above, and further in view of Tsukuda et al. (US 2013/0034753 A1, hereafter Tsukuda). With regard to claim 10, Kobayashi does not explicitly teach an electrode terminal on a sidewall surface. However, in the same field of endeavor, Tsukuda teaches the use of terminals (11f) on side surfaces of a battery cup [0042, fig. 7]. It would have been obvious to one of ordinary skill in the art at the time the invention was made to use the side terminals of Tsukuda with the battery of modified Kobayashi for the benefit of allowing for series interconnection of stacked batteries [Tsukuda 0017]. Claim 21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kobayashi and Shi as applied to claims 1-6, 9, and 11-20 above, and further in view of Setliff (US 2002/0122978 A1, hereafter Setliff). With regard to claim 21, Kobayashi does not explicitly teach electrode terminals on a sidewall surface. However, in the same field of endeavor, Setliff teaches the use of pairs of positive and negative terminals on opposite side surfaces of a battery cell [0023-0024, fig. 3]. It would have been obvious to one of ordinary skill in the art at the time the invention was made to use the terminal arrangement of Setliff with the battery of modified Kobayashi for the benefit of allowing for polarity repositioning by reversing battery orientation [Setliff 0024]. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRENT C THOMAS whose telephone number is (571)270-7737. The examiner can normally be reached Flexible schedule, typical hours 11-7 M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Miriam Stagg can be reached at (571)270-5256. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRENT C THOMAS/Examiner, Art Unit 1724 /MIRIAM STAGG/Supervisory Patent Examiner, Art Unit 1724
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Prosecution Timeline

Jan 02, 2025
Application Filed
Apr 16, 2025
Response after Non-Final Action
Jun 03, 2025
Non-Final Rejection — §103
Sep 08, 2025
Response Filed
Oct 06, 2025
Final Rejection — §103
Dec 15, 2025
Response after Non-Final Action
Mar 11, 2026
Request for Continued Examination
Mar 16, 2026
Response after Non-Final Action
Mar 21, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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REDOX FLOW BATTERY WITH IMPROVED EFFICIENCY
2y 5m to grant Granted Apr 14, 2026
Patent 12603339
ENERGY STORAGE APPARATUS
2y 5m to grant Granted Apr 14, 2026
Patent 12592433
BATTERY CELL, BATTERY, AND ELECTRICAL EQUIPMENT
2y 5m to grant Granted Mar 31, 2026
Patent 12567589
POSITIVE ELECTRODE, LITHIUM-ION SECONDARY BATTERY, AND METHOD OF PRODUCING POSITIVE ELECTRODE
2y 5m to grant Granted Mar 03, 2026
Patent 12555816
Apparatus and Method for Folding Battery Cell
2y 5m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
50%
Grant Probability
76%
With Interview (+26.4%)
3y 10m
Median Time to Grant
High
PTA Risk
Based on 434 resolved cases by this examiner. Grant probability derived from career allow rate.

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