Prosecution Insights
Last updated: October 02, 2026
Application No. 19/017,984

PRINTING APPARATUS

Non-Final OA §102§112
Filed
Jan 13, 2025
Priority
Jan 16, 2024 — JP 2024-004395
Examiner
KNIEF, THOMAS RAY
Art Unit
Tech Center
Assignee
Seiko Epson Corporation
OA Round
1 (Non-Final)
91%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allowance Rate
48 granted / 53 resolved
+30.6% vs TC avg
Moderate +10% lift
Without
With
+10.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
15 currently pending
Career history
62
Total Applications
across all art units

Statute-Specific Performance

§101
1.9%
-38.1% vs TC avg
§103
44.2%
+4.2% vs TC avg
§102
33.5%
-6.5% vs TC avg
§112
20.4%
-19.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 53 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on January 13, 2025 was filed in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Objections Claim 8 is objected to because of the following informalities: line 4 of the claim recites, “each of the of the plurality of the head unit bases is fixed to the carriage by unit of a head unit (emphasis added).” The emphasized portion appears to contain a typographical error. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 2 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 2 recites the limitation "the one end side" and “the other end side” in lines 8 and 17, respectively. There is insufficient antecedent basis for these limitations in the claim. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 8 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lutz (US 20150165799 A1). Regarding claim 1, Lutz teaches a printing apparatus comprising: a head unit base configured to support a plurality of heads (figs. 1-3; printhead 3, loose end 8, fixed end 9; ¶[0001]-[0002], [0040]-[0044]); a head unit base holding unit including: a first head unit base holding unit that holds one end of the head unit base in a longitudinal direction of the head unit base (figs. 1-5; adjustment adapter 4, first adapter part 16; ¶[0045]-[0046]); and a second head unit base holding unit that holds the other end of the head unit base in the longitudinal direction of the head unit base (figs. 1-5; second adapter part 17; ¶[0045], [0047]); a first fixation member configured to fix the head unit base to the first head unit base holding unit (figs. 1-3; first contact element 12; ¶[0044], [0046]); and a second fixation member configured to fix the head unit base to the second head unit base holding unit (figs. 1-3; second contact element 13; ¶[0044], [0048]), wherein the head unit base and the head unit base holding unit are fixed to each other by placing the head unit base on a first upper surface of the first head unit base holding unit and a second upper surface of the second head unit base holding unit and sandwiching the head unit base between the first fixation member and the second fixation member in the longitudinal direction (figs. 1-5; contact faces 11; ¶[0043], [0045]-[0049]). Regarding claim 8, Lutz teaches the printing apparatus according to claim 1, comprising a carriage configured to hold a plurality of the head unit bases, wherein each of the plurality of the head unit bases is fixed to the carriage by unit of a head unit in which the head unit base and the head unit base holding unit are fixed to each other (frame of a printhead module (not depicted), see ¶[0001]-[0002], [0040]-[0044]). Allowable Subject Matter Claims 2-7 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Regarding claim 2, the prior art of record fails to teach or fairly suggest the printing apparatus of the claim, particularly including and in combination with, a first member being fixed to the first upper surface of the first head unit base holding unit; a second member being arranged between a first side surface and the first member, the first side surface being a side surface of the head unit base and a side surface of the head unit base on the one end side in the longitudinal direction of the head unit base; and a first gap distance change member configured to change a distance between the first member and the second member, the second member is fixed to the first side surface, and the first member and the first side surface are fixed to each other via the second member by reducing a distance between the first member and the second member by the first gap distance change member. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Suzuki (US 20100225694 A1) teaches a printhead mounting system to control for positional misalignment due to thermal expansion of a printhead. Izawa et al. (US 20110181662 A1) teaches an inkjet printer comprising displaceable heads. Any inquiry concerning this communication or earlier communications from the examiner should be directed to THOMAS RAY KNIEF whose telephone number is (703)756-5733. The examiner can normally be reached M-F, 8AM - 5 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Stephen Meier can be reached at 5712722149. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TRK/Examiner, Art Unit 2853 /STEPHEN D MEIER/Supervisory Patent Examiner, Art Unit 2853
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Prosecution Timeline

Jan 13, 2025
Application Filed
Aug 11, 2026
Non-Final Rejection mailed — §102, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12734842
DIGITAL FLOCKING PROCESS
1y 5m to grant Granted Sep 15, 2026
Patent 12728654
PRINTER HAVING ARRAY OF OVERLAPPING PRINTHEADS
2y 0m to grant Granted Sep 08, 2026
Patent 12709105
PRINTING APPARATUS AND PRINTING METHOD
3y 1m to grant Granted Aug 18, 2026
Patent 12697828
PRINTER
1y 9m to grant Granted Aug 04, 2026
Patent 12691700
PRINTING APPARATUS AND METHOD FOR PRODUCING PRINTED MATTER
2y 5m to grant Granted Jul 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
91%
Grant Probability
99%
With Interview (+10.4%)
2y 3m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 53 resolved cases by this examiner. Grant probability derived from career allowance rate.

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