Prosecution Insights
Last updated: October 04, 2026
Application No. 19/019,952

METHOD AND VEHICLE-MOUNTED SYSTEM FOR HEAD POSTURE JUDGMENT

Non-Final OA §103
Filed
Jan 14, 2025
Priority
Mar 06, 2024 — CN 202410256769.3
Examiner
KOZIOL, STEPHEN R
Art Unit
Tech Center
Assignee
Via Technologies Inc.
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
2y 0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
309 granted / 398 resolved
+17.6% vs TC avg
Strong +25% interview lift
Without
With
+25.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
6 currently pending
Career history
407
Total Applications
across all art units

Statute-Specific Performance

§101
23.2%
-16.8% vs TC avg
§103
40.2%
+0.2% vs TC avg
§102
17.1%
-22.9% vs TC avg
§112
17.1%
-22.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 398 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-3, 12, 14-16 are rejected under 35 U.S.C. 103 as being unpatentable over Niu et al. CN-112329566-A (hereinafter “Niu” – machine translation attached herewith), in view of Drozdov et al. U.S. Pre-Grant Application Publication 2022/0050521 (hereinafter “Drozdov”). Regarding claim 1, Niu teaches a method for head posture judgment (see Niu Fig. 2 and para. 0041-46, as further detailed in para. 0052), comprising: receiving a plurality of head images to obtain raw label data corresponding to the head images (see Niu’s head posture data set labeling unit 201 as described in para. 0047-48); converting the raw label data into updated label data; wherein the updated label data comprise Euler angles marked in order of y-x-z directions (see Niu para. 0052 head posture algorithm unit 202); inputting the updated label data of the head images into a deep learning network model, and using a loss function to train the deep learning network model to obtain a head posture detection model (see Niu para. 0038-39 for a description of the head pose estimation neural network unit 203 including the loss function); and inputting calibration images and real-time images into the head posture detection model to determine head posture (Niu para. 0050 “The visual perception module 2031 is configured to collect visual image data of a driver during driving by using a single-channel visual perception device”). Niu teaches that the continuous frame header action determining module 104 determines the type of head action by combining the continuous frame number value of the Euler angle of the head attitude output by the neural network (Niu para. 0052). This is understood to be different from the claimed “wherein the raw label data comprise Euler angles marked in order of x-y-z directions” since these are input to the deep learning network, while Niu provides Euler angles as the output of the deep learning network. However, Drozdov teaches using six degrees of freedom (yaw, pitch, and roll, along with 3D positions, z, x, and z) as input to a deep-learning based algorithm to estimate a user’s hear pose (see Drozdov para. 0027 and Figs. 2A and 2B). Niu and Drozdov are from a similar field of endeavor involving deep-learning models for head-pose estimation. It would have been obvious to one of ordinary skill at the time the invention was filed to combine Drozdov’s use of yaw, pitch, and roll within Niu’s head pose estimation neural network unit to achieve the known and expected uses and benefits of improved pose estimation. Regarding claim 2 Drozdov further teaches that the Euler angles in the order of y-x-z directions are yaw, pitch, and roll (see Drozdov para. 0027 and Figs. 2A and 2B). Regarding claim 3, Drozdov further teaches that the step of converting the raw label data into the updated label data comprises: generating a rotation matrix according to the Euler angles marked in the order of x-y-z directions in the raw label data; and generating the Euler angles in the order of y-x-z directions in the updated label data according to a magnitude relationship between a specific matrix element in the rotation matrix and a threshold (see Drozdov’s use of rotation matrix as described in para. 0086-87). Regarding claim 12, Niu teaches the method for head posture judgment as claimed in claim 1, wherein a driver in the calibration images is looking straight ahead at a road in a normal driving posture (see Niu para. 0036 “the head pose data labeling unit 101 may construct a training data set for head pose estimation by acquiring facial images of different angles (-90 ° to 90 °, with the step length set to 30 °) in the horizontal and vertical directions during driving…”). Claim 14 has been analyzed and is rejected for the reasons indicated re claim 1 above. Claim 15 has been analyzed and is rejected for the reasons indicated re claim 2 above. Regarding claim 16, Niu teaches The vehicle-mounted system as claimed in claim 15, wherein a positive direction of y is from the top to the bottom of a driver, a positive direction of x is from the right to the left of the driver, and the positive direction of z is from the front to the back of the driver (see Niu para. 0036 “the head pose data labeling unit 101 may construct a training data set for head pose estimation by acquiring facial images of different angles (-90 ° to 90 °, with the step length set to 30 °) in the horizontal and vertical directions during driving…”). Allowable Subject Matter Claims 4-11, 13, and 17-20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Stephen R Koziol whose telephone number is (408)918-7630. The examiner can normally be reached M-F 8 AM - 4 PM Pacific Time. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Stephen R Koziol can be reached at (408)918-7630. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Stephen R Koziol/Supervisory Patent Examiner, Art Unit 2665
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Prosecution Timeline

Jan 14, 2025
Application Filed
Sep 01, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
99%
With Interview (+25.1%)
3y 9m (~2y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 398 resolved cases by this examiner. Grant probability derived from career allowance rate.

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