Prosecution Insights
Last updated: October 02, 2026
Application No. 19/022,127

OPTICAL IMAGING SYSTEM

Non-Final OA §102
Filed
Jan 15, 2025
Priority
Dec 07, 2021 — RE 10-2021-0173555 +1 more
Examiner
JONES, JAMES
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
5m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
1182 granted / 1337 resolved
+20.4% vs TC avg
Minimal +4% lift
Without
With
+4.5%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
32 currently pending
Career history
1349
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
18.2%
-21.8% vs TC avg
§102
63.2%
+23.2% vs TC avg
§112
5.6%
-34.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1337 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 1/15/2025, 4/8/2025, and 5/1/2026 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-14 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lai (TW201804205) hereafter Lai. Regarding claim 1, Lai discloses in paragraphs [0125] – [0132]) an optical imaging system comprising: a first lens (210), a second lens (220), and a third lens (230) disposed in order from an object side, wherein the first lens has positive refractive power (fig. 1, element 210 is positive, also see the abstract), wherein a radius of curvature of an object-side surface is greater than a radius of curvature of an image-side surface of the third lens (fig. 2A, par. [0125]-[0130]), and wherein −0.8<f2/f<−0.3, where f is a focal length of the optical imaging system and f2 is a focal length of the second lens (par. [0130], F2 = -0.593 and f = 1.03917, which meets −0.8<f2/f<−0.3 (fig. 2A, par. [0125]-[0132]). Regarding claim 2, Lai discloses the optical imaging system of claim 1, wherein the first lens has a convex object-side surface (see fig. 2A). Regarding claim 3, Lai discloses the optical imaging system of claim 1, wherein the first lens has a convex image-side surface (fig. 2A). Regarding claim 4, Lai discloses the optical imaging system of claim 1, wherein the second lens has a concave object-side surface (fig. 2A). Regarding claim 5, Lai discloses the optical imaging system of claim 1, wherein the second lens has a concave image-side surface (fig. 5A). Regarding claim 6, Lai discloses the optical imaging system of claim 1, wherein the third lens has a convex object-side surface (fig. 2A). Regarding claim 7, Lai discloses the optical imaging system of claim 1, wherein the third lens has a concave image-side surface (fig. 2A). Regarding claim 8, Lai discloses in fig. 2A, 5A, par. [0125]-[0132] an optical imaging system comprising: a first lens, a second lens, and a third lens disposed in order from an object side, wherein the first lens has positive refractive power, and wherein −0.8<f2/f<−0.3 and 4.0<D12/D23<6.0 (fig. 2A, par. [0130]), where f is a focal length of the optical imaging system, f2 is a focal length of the second lens, D12 is a distance from an image-side surface of the first lens to an object-side surface of the second lens, and D23 is a distance from an image-side surface of the second lens to an object-side surface of the third lens (par. [0130], F2 = -0.593 and f = 1.03917, which meets −0.8<f2/f<−0.3 (fig. 2A, par. [0125]-[0132]) Regarding claim 9, Lai discloses the optical imaging system of claim 8, wherein the first lens has a convex object-side surface (fig. 2A). Regarding claim 10, Lai discloses the optical imaging system of claim 8, wherein the first lens has a convex image-side surface (fig. 2A)_. Regarding claim 11, Lai discloses the optical imaging system of claim 8, wherein the second lens has a concave object-side surface (fig. 2A). Regarding claim 12, Lai discloses the optical imaging system of claim 8, wherein the second lens has a concave image-side surface (fig. 5A). Regarding claim 13, Lai discloses the optical imaging system of claim 8, wherein the third lens has a convex object-side surface (fig. 2A). Regarding claim 14, Lai discloses the optical imaging system of claim 8, wherein the third lens has a concave image-side surface (fig. 2A). Conclusion Ma (20220137336) is being cited herein to show a reference that discloses some similar features to that of the claimed invention. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES JONES whose telephone number is (571)270-1278. The examiner can normally be reached 7:00 am - 4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Pinping Sun can be reached at (571) 270-1284. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JAMES C. JONES/Primary Examiner, Art Unit 2872
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Prosecution Timeline

Jan 15, 2025
Application Filed
Sep 22, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12742966
HEAD-UP DISPLAY
2y 9m to grant Granted Sep 22, 2026
Patent 12742991
DIMMING DEVICE AND DIMMING APPARATUS
2y 1m to grant Granted Sep 22, 2026
Patent 12724223
OPTICAL MODULE
3y 3m to grant Granted Sep 01, 2026
Patent 12687718
HUD INTELLIGENT COLOR CORRECTION (HUD ICC)
3y 5m to grant Granted Jul 21, 2026
Patent 12687703
CAMERA OPTICAL LENS
2y 1m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
93%
With Interview (+4.5%)
2y 1m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1337 resolved cases by this examiner. Grant probability derived from career allowance rate.

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