Prosecution Insights
Last updated: July 17, 2026
Application No. 19/022,649

METHOD FOR PREPARING METALLIC COBALT THIN FILM AND METHOD FOR PREPARING COBALT SILICIDE THIN FILM

Non-Final OA §103§112
Filed
Jan 15, 2025
Priority
Jul 23, 2024 — CN 202410986240.7
Examiner
TALBOT, BRIAN K
Art Unit
1712
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Beijing Superstring Academy of Memory Technology
OA Round
1 (Non-Final)
59%
Grant Probability
Moderate
1-2
OA Rounds
1y 10m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allowance Rate
690 granted / 1167 resolved
-5.9% vs TC avg
Strong +31% interview lift
Without
With
+30.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
53 currently pending
Career history
1227
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
90.0%
+50.0% vs TC avg
§102
2.6%
-37.4% vs TC avg
§112
3.3%
-36.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1167 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicant’s election without traverse of Group I, claims 1-11, in the reply filed on 4/8/26 is acknowledged. Claims 12-18 have been withdrawn as being directed toward a non-elected invention as elected in paper filed 4/8/26. Claims 1-11 remain in the application for prosecution thereof. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 3 and 8 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 3, the claim is unclear and confusing as to when the degassing, pre-cleaning and thermal processing is performed with respect to the wet processing step? Clarification is requested. Regarding claim 8, the term “second plasma generated” is confusing as no “first plasma generated” is recited? Clarification is requested. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 1 is rejected under 35 U.S.C. 103 as being unpatentable over Chang et al. (7,404,985) or Marsh (7,078,326). Chang et al. (7,404,985) teaches a noble metal layer formation for copper film deposition whereby the noble metal formation is applied by a cyclical deposition process (claimed ALD) and can include cobalt (abstract). Chang et al. (7,404,985) teaches the substrate can be heated to a desired temperature prior to deposition (claimed preprocessing step) and a silicon substrate (claimed three-dimensional substrate) is placed into a process chamber (Fig. 2), supplying a carrier gas flow to the chamber, including argon or helium (step 104), after the carrier gas stream pulsing a noble metal precursor is added to the carrier gas stream (step 106) with the noble metal including cobalt precursors, then supplying a reducing gas to form the cobalt film (step 108) (col. 4, line 6 – col. 5, line 60). Subsequent deposition cycles can be performed to achieve a desired thickness, and the steps 104-108 are repeated (col. 7, lines 8-16). Marsh (7,078,326) teaches a nucleation method of atomic layer deposition of cobalt on bare silicon during the formation of a semiconductor device. Marsh (7,078,326) teaches treatment of the silicon substrate to one or more exposures of titanium nitride and tantalum nitride followed by optional exposure to ammonia (claimed preprocessing step) and after this treatment the silicon surface is exposed to a metal organic cobalt precursor and then exposed to hydrogen or ammonia (claimed reaction gas) to reduce the precursor to an ALD cobalt metal layer. Additional layers may be completed to form the cobalt metal layer of desired thickness (abstract). Marsh (7,078,326) also teaches cleaning the after with hydrofluoric acid to remove native oxides to form clean bare silicon (also claimed preprocessing step). The first layer of cobalt can be utilized as a seed layer and additional cobalt formation may be performed to the nucleation or base layer to form a thicker cobalt layer by ALD (col. 2, lines 25-55). Chang et al. (7,404,985) or Marsh (7,078,326) fails to teach the cobalt layer to be applied in a second reaction chamber. First off, the claims are not limited to the first reaction chamber and the second reaction chamber to be different or separate and hence Chang et al. (7,404,985) or Marsh (7,078,326) teach forming the initial cobalt layer and then a second or additional layers in a reaction chamber which meets the claimed limitation. Even if the reaction chambers are separate, the Examiner takes the position that one skilled in the art before the effective filing date of the claimed invention would have had a reasonable expectation of success utilizing a single or plural reaction chambers absent a showing of unexpected results. Claims 2,3 and 6 are rejected under 35 U.S.C. 103 as being unpatentable over Chang et al. (7,404,985) or Marsh (7,078,326) in combination with Wang et al. (2014/0273489). Features detailed above concerning the teachings of Chang et al. (7,404,985) or Marsh (7,078,326) are incorporated here. Chang et al. (7,404,985) or Marsh (7,078,326) fails to teach the preprocessing include a wet processing including the water and dihydrofuran with the claimed ratio and duration time. Wang et al. (2014/0273489) teaches a processing system for processing silicon wafers for coating whereby the silicon wafer can be exposed to a wet etching (claimed wet processing) using deionized water and hydrofluoric acid such as DHF [0172]. Wang et al. (2014/0273489) teaches treatment times of 1 second to 30 minutes [0179]. Wang et al. (2014/0273489) teaches the ratio of water to DHF of 200:1 to 50:1 [0027]. Therefore, it would have been obvious for one skilled in the art before the effective filing date of the claimed invention to have modified Chang et al. (7,404,985) or Marsh (7,078,326) process to include a preprocessing step of wet etching with water and DHF as evidenced by Wang et al. (2014/0273489) with the expectation of similar success, i.e. cleaning surface of silicon substrate. Regarding claim 3, Wang et al. (2014/0273489) teaches several preprocessing treatments and hence would be suggestive of utilizing a combination including the four claimed, wet processing (wet etching), degassing, pre-cleaning or etching and thermal processing [0024]-[0037]. The Examiner takes the position that the additional preprocessing steps would be expected to effectively remove the oxide layer and produce a cleaner surface and hence would be within the skill of one in the art to utilize one or more preprocessing treatments with the expectation of success. Regarding claim 6, Wang et al. (2014/0273489) teaches thermal treatment to remove silicon oxides including heating up to 800C as well as to about 150C for greater than or about 2 min [0029]-[0030]. Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Chang et al. (7,404,985). Features detailed above concerning the teachings of Chang et al. (7,404,985) are incorporated here. Chang et al. (7,404,985) teaches heating the substrate prior to or during deposition and may be heated by heating the support pedestal (claimed heating base) or heating with a lamp (col. 3, lines 12-21) and at temperatures of up to 300C (col. 4, lines 29-32). Regarding the heating duration time of 25-35 seconds, the Examiner takes the position that the heating times would be a matter of design choice of a practitioner in the art based upon the substrate, temperature utilized and amount desired to remove of the oxide layer absent a showing of criticality thereof. Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over Marsh (7,078,326). Features detailed above concerning the teachings of Marsh (7,078,326) are incorporated here. Marsh (7,078,326) teaches the reducer to include hydrogen or ammonia and the pulses are 0.01-50 seconds to form a thickness of the cobalt layer of 5A-1,000A which is 80-300 nm (col. 5, lines 25 – col. 6, lines 60). Regarding the claimed duration of discharging, the Examiner takes the position that this is understood as the process includes purging steps after the hydrogen/ammonia and cobalt precursors are introduced to form the cobalt layer. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Chang et al. (7,404,985) or Marsh (7,078,326) in combination with Lu et al. (2007/0015360). Features detailed above concerning the teachings of Chang et al. (7,404,985) or Marsh (7,078,326) are incorporated here. Chang et al. (7,404,985) or Marsh (7,078,326) fails to teach the preprocessing include a pre-cleaning processing. Lu et al. (2007/0015360) teaches removing oxides from a surface including a remote plasma process including a NF3/NH3 cleaning gas at a RF power from 5-600 Watts at a frequency of 50-90 KHZ and a ratio of the cleaning materials being 1:1 [0021]-[0022]. Therefore, it would have been obvious for one skilled in the art to have modified Chang et al. (7,404,985) or Marsh (7,078,326) process to include a precleaning process as evidenced by Lu et al. (2007/0015360) with the expectation of producing a clean surface after removal of the oxide layer for subsequent deposition thereto. Claims 7-10 are rejected under 35 U.S.C. 103 as being unpatentable over Chang et al. (7,404,985) or Marsh (7,078,326) in combination with Vayrynen et al. (2021/0317578). Features detailed above concerning the teachings of Chang et al. (7,404,985) or Marsh (7,078,326) are incorporated here. Chang et al. (7,404,985) or Marsh (7,078,326) fails to teach the claimed cobalt precursor being bis (N’N’-diisopropylacetamidinato cobalt). Vayrynen et al. (2021/0317578) teaches a cyclical deposition method of forming metal containing materials whereby a cobalt precursor includes bis (N’N’-diisopropylacetamidinato cobalt) [0068]. Therefore, it would have bene obvious for one skilled in the art to have modified Chang et al. (7,404,985) or Marsh (7,078,326) process to include the cobalt precursor of bis (N’N’-diisopropylacetamidinato cobalt) as evidenced byVayrynen et al. (2021/0317578) with the expectation of forming the cobalt film. Regarding the temperatures [0039],[0090], cobalt precursor [0068], pulses, discharging(purging steps), carrier/purge gas include argon [0030],[0094] are taught by Vayrynen et al. (2021/0317578). Regarding the duration of the pulses and discharging/purging, the Examiner takes the position that these parameters would be optimized by one skilled in the art absent a showing of criticality thereof the claimed times. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRIAN K TALBOT whose telephone number is (571)272-1428. The examiner can normally be reached Monday -Friday 7-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MICHAEL CLEVELAND can be reached at 571-272-1418. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRIAN K TALBOT/ Primary Examiner, Art Unit 1712
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Prosecution Timeline

Jan 15, 2025
Application Filed
May 13, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
59%
Grant Probability
90%
With Interview (+30.7%)
3y 3m (~1y 10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1167 resolved cases by this examiner. Grant probability derived from career allowance rate.

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