Prosecution Insights
Last updated: October 26, 2026
Application No. 19/022,982

ANALYSIS APPARATUS

Non-Final OA §102§103
Filed
Jan 15, 2025
Priority
Aug 01, 2024 — RE 10-2024-0102296
Examiner
LUU, THANH X
Art Unit
2877
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
1086 granted / 1387 resolved
+10.3% vs TC avg
Moderate +10% lift
Without
With
+10.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
23 currently pending
Career history
1414
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
42.0%
+2.0% vs TC avg
§102
27.2%
-12.8% vs TC avg
§112
19.3%
-20.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1387 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5, 7, 8, 13 is/are rejected under 35 U.S.C. 102a1 as being anticipated by Porter et al. (U.S. PGPUB 2019/0302010). Regarding claims 1-5, 7, 8, 13, Porter et al. disclose (Figs.) an analysis apparatus, comprising: a stage including a rotating chuck (124) configured to be rotated around an axis of rotation; one or more light sources ([0041]) configured to irradiate light (121, 123) onto a first region (at 129) of a substrate disposed on the stage; one or more sensors (131) configured to sense diffraction patterns that are respectively correspond to a plurality of rotation angles ([0038]) based on a rotation of the rotating chuck, the diffraction patterns being generated based on scattering of the light irradiated onto the first region of the substrate; and a processor (claim 16; “processor”) configured to reconstruct ([0038], [0041], Fig. 4) data of the first region using the diffraction patterns. Porter et al. further disclose a moving chuck (x 125, y translation stage 126) configured to translate the substrate in a direction perpendicular to the axis of rotation and move the substrate such that the axis of rotation passes through a second region that partially overlaps ([0038] “with overlap between positions”) with the first region. Since the data is reconstructed using ptychographic coherent diffraction imaging ([0038]), the diffraction patterns are matched as claimed. Porter et al. also disclose ([0012]) EUV light and incident light between 75 and 89 degrees (Figs. 1). Claim(s) 1-5, 7-10, 12, 14, 15, 17-20 is/are rejected under 35 U.S.C. 102a1 as being anticipated by Brussaard et al. (U.S. PGPUB 2019/0204757). Regarding claims 1-5, 7-10, 12, 14, 15, 17-20, Brussaard et al. disclose (Figs.) an analysis apparatus, comprising: a stage including a rotating chuck (316; [0087]) configured to be rotated around an axis of rotation; one or more light sources (310) configured to irradiate light onto a first region (T) of a substrate disposed on the stage; one or more sensors (318) configured to sense diffraction patterns that are respectively correspond to a plurality of rotation angles ([0122] “different rotation angles”) based on a rotation of the rotating chuck, the diffraction patterns being generated based on scattering of the light irradiated onto the first region of the substrate; and a processor (310) configured to reconstruct ([0056]) data of the first region using the diffraction patterns. Brussaard et al. further disclose a moving chuck (x y translation stage [0087]) configured to translate the substrate in a direction perpendicular to the axis of rotation and move the substrate such that the axis of rotation passes through a second region that partially overlaps ([0128]) with the first region. Since the data is reconstructed using ptychographic coherent diffraction imaging ([0038]), the diffraction patterns are matched as claimed. Brussaard et al. also disclose ([0035]) EUV light, a pumping element (330) and a tilter ([0087]). Brussaard et al. also disclose ([0082]) an incident angle from 75 to 89 degrees (“near-normal”), an optical system being an optical filter (344). Brussaard et al. further disclose (Figs. 11, 12) an optical element (607, 611, 612) and (Fig. 15) the diffraction grating (613) has different grating arrangements or first and second grating patterns (615 A, B) steering light to different directions as claimed. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 9, 10, 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Porter et al. in view of Quintanilha (U.S. PGPUB 2017/0045823). Regarding claim 9, Porter et al. disclose the claimed invention as set forth above. Porter et al. do not disclose a tilter as claimed. Quintanilha teaches ([0076]) tilting a substrate to help in alignment or focus. Thus, it would have been obvious to a person of ordinary skill in the art before the time of the effective filing of the invention to provide a tilter in the apparatus of Porter et al. in view of Quintanilha to allow for further positioning of the substrate and improve operation as taught, known and predictable. Regarding claim 10, Porter et al. disclose the claimed invention as set forth above. Porter et al. do not disclose a pumping element for the light source as claimed. Quintanilha teaches ([0072]) a pumping element (420) for a light source (422). Thus, it would have been obvious to a person of ordinary skill in the art before the time of the effective filing of the invention to provide a pumping element in the apparatus of Porter et al. in view of Quintanilha to allow for provide a more stable light source for improved operation as taught, known and predictable. Regarding claim 12, Porter et al. disclose the claimed invention as set forth above. Porter et al. do not disclose a filter for the light source as claimed. Quintanilha teaches ([0073], Fig. 5) a filter (432) for a light source. Thus, it would have been obvious to a person of ordinary skill in the art before the time of the effective filing of the invention to provide a filter in the apparatus of Porter et al. in view of Quintanilha to narrow the wavelength produced by the light source for improved operation as taught, known and predictable. Claim(s) 14, 15, 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Porter et al. in view of Quintanilha et al. (U.S. PGPUB 2017/0184981), hereinafter, Quintanilha ‘981. Regarding claims 14, 15, 18, Porter et al. disclose the claimed invention as set forth above. Porter et al. do not disclose an optical element being a mirror or grating for steering to the sensor as claimed. Quintanilha ‘981 teaches (Figs. 3) an optical element (312) as claimed. Thus, it would have been obvious to a person of ordinary skill in the art before the time of the effective filing of the invention to provide such an optical element in the apparatus of Porter et al. in view of Quintanilha ‘981 to allow for the sensor to be relocated from improved arrangement of the device as known and predictable. Allowable Subject Matter Claims 6, 11, 16 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to THANH LUU whose telephone number is (571)272-2441. The examiner can normally be reached 9AM-5:30PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Georgia Epps can be reached at 571-272-2328. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /THANH LUU/Primary Examiner, Art Unit 2878
Read full office action

Prosecution Timeline

Jan 15, 2025
Application Filed
Oct 08, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12769143
DIELECTRIC SPLITTER FOR USE IN IMAGING
2y 1m to grant Granted Oct 20, 2026
Patent 12768676
OPTICAL MODULE FOR ENCODER, ENCODER, AND METHOD FOR MANUFACTURING OPTICAL MODULE FOR ENCODER
2y 1m to grant Granted Oct 20, 2026
Patent 12765085
IMAGE SENSOR DEVICE, EQUIPMENT, AND METHOD OF MANUFACTURING IMAGE SENSOR DEVICE
2y 4m to grant Granted Oct 13, 2026
Patent 12761071
SENSOR PACKAGE STRUCTURE AND SENSING MODULE THEREOF
2y 2m to grant Granted Oct 13, 2026
Patent 12757304
Illumination Device and Method for Calibrating an Illumination Device Over Changes in Temperature, Drive Current, and Time
2y 3m to grant Granted Oct 06, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
88%
With Interview (+10.2%)
2y 5m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1387 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month