Prosecution Insights
Last updated: October 26, 2026
Application No. 19/023,128

RETENTION MECHANISIM FOR MEMORY MODULES

Non-Final OA §102§103
Filed
Jan 15, 2025
Priority
Aug 29, 2024 — provisional 63/688,774 +1 more
Examiner
CUNNINGHAM, XANTHIA C
Art Unit
2841
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Advanced Micro Devices Inc.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
643 granted / 764 resolved
+16.2% vs TC avg
Moderate +9% lift
Without
With
+8.8%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
9 currently pending
Career history
775
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
51.2%
+11.2% vs TC avg
§102
30.2%
-9.8% vs TC avg
§112
12.6%
-27.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 764 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-4, 8-13, 17, 18 and 20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lee (US5757618). Regarding claim 1, Lee discloses a computer system comprising: connectors (14)(16); memory modules (20)(26) disposed within the connectors (14)(16); and a retention mechanism (30) (Figure 5) connected to the memory modules (20)(26), the retention mechanism includes slots (space in between elements 30C), each of the slots configured to receive one of the memory modules (Figure 1). PNG media_image1.png 309 347 media_image1.png Greyscale PNG media_image2.png 403 325 media_image2.png Greyscale Regarding claim 2, Lee discloses the computer system of claim 1, wherein the retention mechanism includes retention elements (30c) that align the memory modules (20)(26) within the slots (spaces between 30c). Regarding claim 3, Lee discloses the computer system of claim 2, wherein a first retention element of the retention elements is configured to contact a first memory module of the memory module to align the first memory module with a first slot of the slots. (Figure 8) PNG media_image3.png 298 292 media_image3.png Greyscale Regarding claim 4, Lee discloses the computer system of claim 3, wherein the first retention element is configured to contact a first side and a second side of the first memory module (Figure 8). PNG media_image4.png 298 381 media_image4.png Greyscale Regarding claim 8, Lee discloses the computer system of claim 1 further comprising a chassis (10), and wherein the retention mechanism (30) is connected to the chassis or part of the chassis (Figure 4). PNG media_image5.png 265 310 media_image5.png Greyscale Regarding claim 9, Lee discloses the computer system of claim 1, wherein a spacing of the slots corresponds to a spacing of the connectors (Figure 7). PNG media_image6.png 538 370 media_image6.png Greyscale Regarding claim 10, Lee discloses a retention mechanism comprising: slots (17), each slot of the slots configured to receive a memory module (20)(26) of memory modules of a computer system, wherein the memory modules are disposed within connectors (14)(22) of the computer system. Regarding claim 11, Lee discloses the retention mechanism of claim 10, wherein the retention mechanism includes retention elements (30c) that align the memory modules within the slots. Regarding claim 12, Lee discloses the retention mechanism of claim 11, wherein a first retention element (30c) of the retention elements is configured to contact a first memory module (20)(26) of the memory module to align the first memory module with a first slot of the slots (aforementioned figure 5). Regarding claim 13, the retention mechanism of claim 12, wherein the first retention element (30c) is configured to contact a first side and a second side of the first memory module. (element 30c contacts two sides of the memory module) Regarding claim 17, Lee discloses a method comprising: providing a computer system (Figure 1) comprising connectors (14)(16); providing memory modules (20)(26), wherein the memory modules (20)(26) are configured to be disposed within the connectors (14)(16); and providing a retention mechanism (30) (Figure 5), wherein the retention mechanism (30) is configured to be connected to the memory modules (20)(26), the retention mechanism (30) includes slots (between element numbers (30c), each of the slots configured to receive one of the memory modules (20)(26). Regarding claim 18, Lee discloses the method of claim 17, wherein the retention mechanism (30) includes retention elements (32) that align the memory modules within the slots, and wherein a first retention element (32) of the retention elements is configured to contact a first memory module (20)(26) of the memory modules to align the first memory module with a first slot (space between 30c) of the slots. Regarding claim 20, Lee discloses the method of claim 17, wherein the retention mechanism is connected to a chassis (10) of the computer system or part of the chassis. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee (US5757618) in view of Weisman discloses (US3878438). Regarding claim 5, Lee discloses the computer system of claim 1. Lee does not expressly disclose wherein the retention mechanism is formed from a plastic material or a metal material. Weisman discloses metal (Column 3, Lines 59 – 60). It would’ve been obvious to one of ordinary skill in the art, before the effective filing date of the invention to incorporate metal of Weisman into the retention mechanism Lee One having ordinary skill on the art would have been motivated to do this to increase rigidity. Claim(s) 6 and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee (US5757618) in view of Bennett, II et al. (hereinafter Bennett, II) (US10692541). Regarding claim 6, Lee discloses the computer system of claim 1. Lee does not expressly wherein the retention mechanism is configured to function as a heat transfer device for the memory modules. Bennett, II discloses wherein the retention mechanism (118) (made of metal). It would’ve been obvious to one of ordinary skill in the art, before the effective filing date of the invention to incorporate the heat transferring of Bennett, II into the retention mechanism of Lee. One having ordinary skill on the art would have been motivated to do this to add a cooling feature into the apparatus. Regarding claim 19, Lee discloses the method of claim 17, wherein at least one of the retention mechanism is configured to function as a heat transfer device for the memory modules. Lee does not expressly wherein the retention mechanism is configured to function as a heat transfer device for the memory modules. Bennett, II discloses wherein the retention mechanism (118) (made of metal). It would’ve been obvious to one of ordinary skill in the art, before the effective filing date of the invention to incorporate the heat transferring of Bennett, II into the retention mechanism of Lee. One having ordinary skill on the art would have been motivated to do this to add a cooling feature into the apparatus. Claim(s) 7 and 14-16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee (US5757618) in view of Cracker (4716495). Regarding claim 7, Lee discloses the computer system of claim 1. Lee does not expressly disclose wherein the retention mechanism is configured to contact a heatsink mounted to the memory modules. Cracker discloses wherein the retention mechanism (24) is configured to contact a heatsink (22) mounted to the memory modules (62)(68). It would’ve been obvious to one of ordinary skill in the art, before the effective filing date of the invention to incorporate the connection of the retention mechanism of Cracker into the retention mechanism of Lee. One having ordinary skill on the art would have been motivated to do this because the combination will enable cooling air to exit the enclosure Regarding claim 14, Lee discloses the retention mechanism of claim 10. Lee does not expressly disclose wherein the retention mechanism is formed from a plastic material or a metal material. Cracker discloses wherein the retention mechanism is formed from a plastic material or a metal material (Column 2 Lines 30; Lines 31-33). It would’ve been obvious to one of ordinary skill in the art, before the effective filing date of the invention to incorporate metal retention mechanism of Lee into the retention mechanism of Lee. One having ordinary skill on the art would have been motivated to do this to aid in heat dissipation. Regarding claim 15, Lee discloses the retention mechanism of claim 10. Lee does not expressly disclose wherein the retention mechanism is configured to function as a heat transfer device for the memory modules. Cracker discloses wherein the retention mechanism (24 – made of metal) is configured to function as a heat transfer device for the memory modules. It would’ve been obvious to one of ordinary skill in the art, before the effective filing date of the invention to incorporate a heat transfer device of Cracker into the retention mechanism of Lee. One having ordinary skill on the art would have been motivated to do this to aid in heat dissipation. Regarding claim 16, Lee discloses the retention mechanism of claim 10, Lee does not expressly disclose wherein the retention mechanism is configured to contact a heatsink mounted to the memory modules. Cracker discloses wherein the retention mechanism (24) is configured to contact a heatsink (22) mounted to the memory modules (68). It would’ve been obvious to one of ordinary skill in the art, before the effective filing date of the invention to incorporate the connection to a heat sink of Cracker into Lee. One having ordinary skill on the art would have been motivated to do this to aid in heat dissipation. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US10888010, US3878438, US4201303. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Xanthia C Cunningham whose telephone number is (571)270-1963. The examiner can normally be reached Tuesday -Friday 9 am - 5 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Imani Hayman can be reached on 571-270-5528. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /XANTHIA C RELFORD/Primary Examiner, Art Unit 2841 21 August 2026
Read full office action

Prosecution Timeline

Jan 15, 2025
Application Filed
Aug 25, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
93%
With Interview (+8.8%)
2y 1m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 764 resolved cases by this examiner. Grant probability derived from career allowance rate.

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